Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2022
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 263
- +30 vs. Q3 2022
- Shares held
- 33.0M
- +1.85M (+5.9%) vs. Q3 2022
- Total value
- $434.2M
- +$70.7M (+19.5%) vs. Q3 2022
- New holders
- 49
- 98 more added
- Sold out
- 19
- 64 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Global Retirement Partners, LLC | 3,960 | $52.4K | 0.00% | +96+2.5% | Added |
| Highlander Capital Management, LLC | 3,532 | $47.0K | 0.02% | 00.0% | Unchanged |
| CWM, LLC | 3,251 | $43.0K | 0.00% | +88+2.8% | Added |
| Coppell Advisory Solutions LLC | 3,159 | $41.8K | 0.01% | +3,159 | New |
| Coppell Advisory Solutions Corp. | 3,159 | $41.8K | 0.01% | +3,159 | New |
| ICA Group Wealth Management, LLC | 3,000 | $39.7K | 0.01% | +3,000 | New |
| Tradewinds Capital Management, LLC | 2,953 | $39.0K | 0.02% | +73+2.5% | Added |
| Money Concepts Capital Corp | 2,883 | $38.1K | 0.00% | +1,983+220.3% | Added |
| Harbour Investments, Inc. | 2,751 | $36.4K | 0.00% | +96+3.6% | Added |
| Hollencrest Capital Management | 2,522 | $33.3K | 0.00% | +2,522 | New |
| Quarry LP | 2,452 | $32.4K | 0.04% | +2,452 | New |
| Delta Asset Management LLC | 2,388 | $31.6K | 0.00% | +2,388 | New |
| BDO Wealth Advisors, LLC | 2,351 | $31.1K | 0.00% | +71+3.1% | Added |
| EverSource Wealth Advisors, LLC | 2,252 | $29.8K | 0.00% | +2,252 | New |
| WFA of San Diego, LLC | 2,200 | $29.1K | 0.02% | +2,200 | New |
| Plante Moran Financial Advisors, LLC | 2,022 | $26.7K | 0.00% | +50+2.5% | Added |
| Cullen/Frost Bankers, Inc. | 2,000 | $26.4K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,841 | $24.3K | 0.01% | −7−0.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,835 | $24.3K | 0.00% | +335+22.3% | Added |
| Kozak & Associates, Inc. | 1,672 | $22.0K | 0.01% | +41+2.5% | Added |
| Kelly Financial Services LLC | 1,657 | $21.9K | 0.01% | +57+3.6% | Added |
| Farther Finance Advisors, LLC | 1,620 | $21.4K | 0.01% | +1,620 | New |
| Webster Bank, N. A. | 1,400 | $19.0K | 0.00% | 00.0% | Unchanged |
| Comerica Securities,inc. | 1,436 | $19.0K | 0.00% | +1,436 | New |
| Ancora Advisors, LLC | 1,250 | $17.0K | 0.00% | −23,000−94.8% | Reduced |
| Accurate Wealth Management, LLC | 1,200 | $16.0K | 0.01% | +1,200 | New |
| Macroview Investment Management LLC | 1,178 | $15.6K | 0.03% | +1,178 | New |
| AlphaMark Advisors, LLC | 1,108 | $15.0K | 0.01% | +558+101.5% | Added |
| Pathway Financial Advisers, LLC | 1,125 | $14.9K | 0.01% | +1,125 | New |
| Atticus Wealth Management, LLC | 1,081 | $14.3K | 0.01% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 1,040 | $13.7K | 0.00% | −1,307−55.7% | Reduced |
| Nomura Asset Management Co Ltd | 1,035 | $13.7K | 0.00% | −1,453−58.4% | Reduced |
| Federation des caisses Desjardins du Quebec | 965 | $12.8K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 825 | $10.9K | 0.00% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 800 | $10.6K | 0.00% | +800 | New |
| Beacon Capital Management, LLC | 795 | $10.5K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 729 | $9.63K | 0.00% | −14−1.9% | Reduced |
| Allworth Financial LP | 704 | $9.30K | 0.00% | +18+2.6% | Added |
| City Holding Co | 651 | $8.61K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $8.59K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 564 | $7.50K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 500 | $6.61K | 0.00% | +29+6.2% | Added |
| Sandy Spring Bank | 450 | $5.95K | 0.00% | +450 | New |
| TCI Wealth Advisors, Inc. | 433 | $5.72K | 0.00% | +287+196.6% | Added |
| PFS Partners, LLC | 413 | $5.46K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 306 | $4.04K | 0.00% | −3,382−91.7% | Reduced |
| Tower Research Capital LLC (TRC) | 310 | $4.00K | 0.00% | −8,264−96.4% | Reduced |
| Clear Street Markets LLC | 300 | $4.00K | 0.00% | +300 | New |
| Freedom Wealth Alliance, LLC | 300 | $3.97K | 0.01% | +300 | New |
| Whittier Trust Co | 250 | $3.31K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Romano Brothers and Company | 200 | $2.64K | 0.00% | +200 | New |
| Private Trust Co NA | 181 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 119 | $2.00K | 0.00% | +4+3.5% | Added |
| Gradient Investments LLC | 123 | $1.63K | 0.00% | +123 | New |
| Salem Investment Counselors Inc | 100 | $1.32K | 0.00% | −2,200−95.7% | Reduced |
| Glen Eagle Advisors, LLC | 100 | $1.32K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 98,010 | $1.30K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 77,410 | $1.02K | 0.00% | −4,393−5.4% | Reduced |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 24 | $330 | 0.00% | +24 | New |
| FMR LLC | 2 | $27 | 0.00% | −1−33.3% | Reduced |
| Pathstone Family Office, LLC | 17,091 | – | – | +10.0% | Added |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −100,198−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −71,855−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −68,561−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −58,577−100.0% | Sold out |
| Jag Capital Management, LLC | 0 | $0 | 0.00% | −39,501−100.0% | Sold out |
| WMS Partners, LLC | 0 | $0 | 0.00% | −15,632−100.0% | Sold out |
| Williams Jones Wealth Management, LLC. | 0 | $0 | 0.00% | −14,137−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −12,904−100.0% | Sold out |
| Redhawk Wealth Advisors, Inc. | 0 | $0 | 0.00% | −11,602−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −11,397−100.0% | Sold out |
| Nicholas Hoffman & Company, LLC. | 0 | $0 | 0.00% | −11,078−100.0% | Sold out |
| Almanack Investment Partners, LLC. | 0 | $0 | 0.00% | −5,811−100.0% | Sold out |
| Westside Investment Management, Inc. | 0 | $0 | 0.00% | −1,338−100.0% | Sold out |
| West Oak Capital, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Carmichael Hill & Associates, Inc. | 0 | $0 | 0.00% | −370−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −159−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| Householder Group Estate & Retirement Specialist, LLC | 0 | $0 | 0.00% | −34−100.0% | Sold out |
| FourThought Financial, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |
| Covington Capital Management | – | – | – | – | Not filed |