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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q1 2023

Institutional positions in Hercules Capital, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
257
−3 vs. Q4 2022
Shares held
31.3M
−1.53M (−4.7%) vs. Q4 2022
Total value
$403.7M
−$28.3M (−6.6%) vs. Q4 2022
New holders
39
109 more added
Sold out
42
62 more reduced

3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 257 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ1 2023: $403.7M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2022.

Institutions holding HTGC in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Householder Group Estate & Retirement Specialist, LLC34$00.00%+34New
Valley National Advisers Inc100$1.00K0.00%00.0%Unchanged
Schonfeld Strategic Advisors LLC100$1.29K0.00%−189,000−99.9%Reduced
Salem Investment Counselors Inc100$1.29K0.00%00.0%Unchanged
Glen Eagle Advisors, LLC100$1.29K0.00%00.0%Unchanged
Gradient Investments LLC123$1.58K0.00%00.0%Unchanged
Caldwell Sutter Capital, Inc.150$1.93K0.00%+150New
Cape Investment Advisory, Inc.200$2.58K0.00%+200New
Asset Dedication, LLC200$3.00K0.00%00.0%Unchanged
Whittier Trust Co250$3.22K0.00%00.0%Unchanged
Clear Street Markets LLC300$4.00K0.00%00.0%Unchanged
Spire Wealth Management327$4.22K0.00%+208+174.8%Added
PFS Partners, LLC413$5.32K0.01%00.0%Unchanged
TCI Wealth Advisors, Inc.440$5.68K0.00%+7+1.6%Added
Nisa Investment Advisors, LLC500$6.00K0.00%−7,800−94.0%Reduced
West Oak Capital, LLC500$6.45K0.00%+500New
NewSquare Capital LLC500$6.45K0.00%+500New
Raleigh Capital Management Inc.560$7.22K0.00%+60+12.0%Added
Nelson, Van Denburg & Campbell Wealth Management Group, LLC650$8.38K0.00%00.0%Unchanged
Private Trust Co NA681$8.78K0.00%+500+276.2%Added
EverSource Wealth Advisors, LLC787$10.1K0.00%−1,465−65.1%Reduced
Beacon Capital Management, LLC795$10.2K0.00%00.0%Unchanged
Chesapeake Asset Management LLC905$11.7K0.01%+905New
AllSquare Wealth Management LLC1,000$12.9K0.01%+1,000New
Carolinas Wealth Consulting LLC1,072$13.8K0.00%+32+3.1%Added
Pathway Financial Advisers, LLC1,125$14.5K0.01%00.0%Unchanged
First Manhattan Co1,125$14.5K0.00%+300+36.4%Added
Ancora Advisors, LLC1,250$16.1K0.00%00.0%Unchanged
Webster Bank, N. A.1,400$18.0K0.00%00.0%Unchanged
Nomura Asset Management Co Ltd1,449$18.7K0.00%+414+40.0%Added
Farther Finance Advisors, LLC1,500$19.3K0.01%−120−7.4%Reduced
Signaturefd, LLC1,597$20.6K0.00%+868+119.1%Added
Citigroup Inc1,655$21.3K0.00%+1,655New
Kelly Financial Services LLC1,708$22.0K0.01%+51+3.1%Added
Northwestern Mutual Wealth Management Co1,732$22.3K0.00%−103−5.6%Reduced
ZRC Wealth Management, LLC1,740$22.4K0.02%+1,740New
Hexagon Capital Partners LLC1,782$23.0K0.01%−59−3.2%Reduced
Federation des caisses Desjardins du Quebec1,832$23.6K0.00%+867+89.8%Added
Macroview Investment Management LLC1,856$23.9K0.04%+678+57.6%Added
Kozak & Associates, Inc.1,978$25.5K0.01%+306+18.3%Added
ICA Group Wealth Management, LLC2,000$25.8K0.01%−1,000−33.3%Reduced
Cullen/Frost Bankers, Inc.2,000$25.8K0.00%00.0%Unchanged
Plante Moran Financial Advisors, LLC2,081$26.8K0.00%+59+2.9%Added
Quarry LP2,258$29.1K0.02%−194−7.9%Reduced
Delta Asset Management LLC2,338$30.1K0.00%−50−2.1%Reduced
Hollencrest Capital Management2,522$32.5K0.00%00.0%Unchanged
Deutsche Bank AG2,552$32.9K0.00%−80,672−96.9%Reduced
Harbour Investments, Inc.2,806$36.2K0.00%+55+2.0%Added
Armstrong Advisory Group, Inc2,993$38.6K0.00%−20,428−87.2%Reduced
BDO Wealth Advisors, LLC3,017$38.9K0.00%+666+28.3%Added
AlphaMark Advisors, LLC2,998$39.0K0.02%+1,890+170.6%Added
Tradewinds Capital Management, LLC3,039$39.2K0.01%+86+2.9%Added
Highlander Capital Management, LLC3,532$46.0K0.02%00.0%Unchanged
Orion Capital Management LLC4,000$51.6K0.03%−1,000−20.0%Reduced
Global Retirement Partners, LLC4,044$52.2K0.00%+84+2.1%Added
Chilton Capital Management LLC4,305$55.5K0.00%+4,305New
Tucker Asset Management LLC4,697$60.5K0.02%+4,133+732.8%Added
Ameritas Advisory Services, LLC4,702$61.1K0.00%+4,702New
CWM, LLC4,902$63.0K0.00%+1,651+50.8%Added
Geneos Wealth Management Inc.5,060$65.2K0.00%−17,480−77.6%Reduced
FIL Ltd5,333$69.5K0.00%−5,593−51.2%Reduced
Cutler Group LP7,095$91.0K0.01%+7,095New
Lindbrook Capital, LLC7,272$93.7K0.01%00.0%Unchanged
Private Ocean, LLC7,505$96.7K0.01%00.0%Unchanged
Endurance Wealth Management, Inc.7,488$97.0K0.01%+7,488New
Cedar Wealth Management, LLC9,759$125.8K0.05%00.0%Unchanged
Telemus Capital, LLC10,000$128.9K0.01%00.0%Unchanged
Centiva Capital, LP10,033$129.3K0.01%+10,033New
Channel Wealth LLC10,159$130.9K0.08%+10,159New
Virtu Financial LLC10,393$134.0K0.01%−4,049−28.0%Reduced
Johnson Midwest Financial, LLC10,500$135.3K0.19%00.0%Unchanged
Brown Advisory Inc10,945$141.1K0.00%−387−3.4%Reduced
Boston Trust Walden Corp11,400$146.9K0.00%00.0%Unchanged
GWM Advisors LLC11,620$149.8K0.00%−10,359−47.1%Reduced
Wolverine Trading, LLC11,569$150.0K0.00%+11,569New
Old Port Advisors12,080$150.2K0.05%−1,243−9.3%Reduced
Heritage Trust Co11,855$152.8K0.02%00.0%Unchanged
Squarepoint Ops LLC11,961$154.2K0.00%+11,961New
WealthBridge Capital Management, LLC12,000$154.7K0.06%00.0%Unchanged
Strategic Blueprint, LLC12,177$157.0K0.02%+87+0.7%Added
Virtus Investment Advisers, Inc.12,197$157.2K0.11%−420−3.3%Reduced
Wiley Bros.-Aintree Capital, LLC12,275$158.2K0.08%00.0%Unchanged
Bayesian Capital Management, LP12,359$159.3K0.02%+12,359New
Lineweaver Wealth Advisors, LLC12,375$159.5K0.05%+12,375New
Brookstone Capital Management12,261$159.6K0.00%+62+0.5%Added
Beaumont Financial Advisors, LLC12,915$166.5K0.02%+12,915New
Allspring Global Investments Holdings, LLC13,100$168.9K0.00%−8,100−38.2%Reduced
Wetherby Asset Management Inc14,255$183.7K0.01%+205+1.5%Added
Change Path, LLC14,237$184.0K0.01%+3,681+34.9%Added
RMR Wealth Builders14,275$184.0K0.03%+382+2.7%Added
Proequities, Inc.14,564$187.7K0.01%+416+2.9%Added
Allie Family Office LLC15,000$193.3K0.14%00.0%Unchanged
Register Financial Advisors LLC15,054$194.1K0.15%+4,899+48.2%Added
Core Wealth Partners LLC15,197$195.9K0.20%00.0%Unchanged
Quest Investment Management LLC15,315$197.4K0.03%00.0%Unchanged
Strategic Financial Concepts, LLC16,000$206.2K0.08%+16,000New
Beacon Pointe Advisors, LLC16,442$211.9K0.00%+4,242+34.8%Added
Kestra Advisory Services, LLC16,776$216.2K0.00%+564+3.5%Added
Cetera Advisor Networks LLC16,846$217.1K0.00%+1,814+12.1%Added
CAPROCK Group, Inc.17,000$219.1K0.02%00.0%Unchanged