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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q1 2023

Institutional positions in Hercules Capital, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
257
−3 vs. Q4 2022
Shares held
31.3M
−1.53M (−4.7%) vs. Q4 2022
Total value
$403.7M
−$28.3M (−6.6%) vs. Q4 2022
New holders
39
109 more added
Sold out
42
62 more reduced

3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 257 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ1 2023: $403.7M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2022.

Institutions holding HTGC in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
US Bancorp40,705$524.7K0.00%+731+1.8%Added
Truist Financial Corp42,978$517.9K0.00%−8,151−15.9%Reduced
Cetera Advisors LLC39,261$506.1K0.01%+540+1.4%Added
C2C Wealth Management, LLC40,120$499.7K0.08%+40,120New
Raymond James Financial Services Advisors, Inc.38,140$491.6K0.00%+677+1.8%Added
Steward Partners Investment Advisory, LLC37,558$484.1K0.01%−4,981−11.7%Reduced
1620 Investment Advisors, Inc.36,794$474.3K0.57%−180.0%Reduced
Neuberger Berman Group LLC36,550$471.1K0.00%+7,000+23.7%Added
Captrust Financial Advisors36,159$466.1K0.00%+3,904+12.1%Added
Archer Investment Corp32,503$449.0K0.17%+103+0.3%Added
Bristlecone Advisors, LLC34,456$444.1K0.05%+123+0.4%Added
Diligent Investors, LLC34,118$439.8K0.14%+23+0.1%Added
Greenwich Investment Management, Inc.33,318$429.0K0.33%+678+2.1%Added
Claybrook Capital, LLC32,620$420.5K0.23%00.0%Unchanged
Creative Planning32,037$413.0K0.00%+5,933+22.7%Added
Future Financial Wealth Managment LLC31,300$406.6K0.45%+3,000+10.6%Added
Essex Financial Services, Inc.31,035$400.0K0.04%+195+0.6%Added
First National Bank of Mount Dora, Trust Investment Services29,246$377.0K0.11%00.0%Unchanged
Aquatic Capital Management LLC29,100$375.0K0.02%+16,100+123.8%Added
Emerald Mutual Fund Advisers Trust28,020$361.2K0.02%+28,020New
Tower Research Capital LLC (TRC)27,121$350.0K0.01%+26,811+8,648.7%Added
Mirae Asset Global Investments Co., Ltd.26,940$347.3K0.00%−31,440−53.9%Reduced
Kovack Advisors, Inc.26,743$344.7K0.05%−6,714−20.1%Reduced
Virtus ETF Advisers LLC26,376$340.0K0.19%+837+3.3%Added
Guggenheim Capital LLC26,201$337.7K0.00%+2,928+12.6%Added
MAS Advisors LLC26,189$337.6K0.33%+3,933+17.7%Added
McDonald Partners LLC26,000$335.1K0.11%00.0%Unchanged
Bank of New York Mellon Corp25,215$325.0K0.00%−20,673−45.1%Reduced
Accredited Investors Inc.25,000$322.3K0.02%00.0%Unchanged
CWM Advisors, LLC24,424$314.8K0.04%+6,642+37.4%Added
Fox Run Management, L.L.C.24,391$314.4K0.10%+24,391New
FourThought Financial Partners, LLC23,908$308.2K0.04%−4,819−16.8%Reduced
PFG Investments, LLC23,469$302.5K0.06%+23,469New
Founders Financial Alliance, LLC23,440$302.1K0.15%+698+3.1%Added
First Republic Investment Management, Inc.23,091$297.6K0.00%−557−2.4%Reduced
Sunbelt Securities, Inc.22,765$295.7K0.05%+1,708+8.1%Added
ProShare Advisors LLC21,963$283.1K0.00%+21,963New
IHT Wealth Management, LLC21,849$281.6K0.02%+1,786+8.9%Added
MML Investors Services, LLC21,669$279.0K0.00%+1,707+8.6%Added
Mirador Capital Partners LP20,610$265.7K0.06%+20,610New
Sowell Financial Services LLC20,486$264.0K0.02%−2,911−12.4%Reduced
Mariner, LLC19,923$257.0K0.00%+19,923New
First National Trust Co19,634$253.1K0.01%00.0%Unchanged
Principle Wealth Partners LLC19,190$247.4K0.03%00.0%Unchanged
Belpointe Asset Management LLC18,999$244.9K0.01%+176+0.9%Added
Parallel Advisors, LLC18,800$242.3K0.01%−9,914−34.5%Reduced
Good Life Advisors, LLC18,557$239.2K0.03%00.0%Unchanged
Eagle Global Advisors LLC18,500$238.5K0.02%+18,500New
IFP Advisors, Inc18,968$235.2K0.01%+5,212+37.9%Added
Wedbush Securities Inc18,258$235.0K0.01%+2,278+14.3%Added
Continuum Advisory, LLC18,215$234.8K0.04%−2,000−9.9%Reduced
Sit Investment Associates Inc18,050$233.0K0.01%00.0%Unchanged
Penbrook Management LLC18,037$232.5K0.18%+18,037New
National Asset Management, Inc.17,991$231.9K0.01%+4,118+29.7%Added
Pathstone Family Office, LLC17,643$227.4K0.00%+552+3.2%Added
Vestmark Advisory Solutions, Inc.17,160$221.2K0.01%+404+2.4%Added
Inspire Advisors, LLC17,050$219.8K0.05%+17,050New
CAPROCK Group, Inc.17,000$219.1K0.02%00.0%Unchanged
Cetera Advisor Networks LLC16,846$217.1K0.00%+1,814+12.1%Added
Kestra Advisory Services, LLC16,776$216.2K0.00%+564+3.5%Added
Beacon Pointe Advisors, LLC16,442$211.9K0.00%+4,242+34.8%Added
Strategic Financial Concepts, LLC16,000$206.2K0.08%+16,000New
Quest Investment Management LLC15,315$197.4K0.03%00.0%Unchanged
Core Wealth Partners LLC15,197$195.9K0.20%00.0%Unchanged
Register Financial Advisors LLC15,054$194.1K0.15%+4,899+48.2%Added
Allie Family Office LLC15,000$193.3K0.14%00.0%Unchanged
Proequities, Inc.14,564$187.7K0.01%+416+2.9%Added
RMR Wealth Builders14,275$184.0K0.03%+382+2.7%Added
Change Path, LLC14,237$184.0K0.01%+3,681+34.9%Added
Wetherby Asset Management Inc14,255$183.7K0.01%+205+1.5%Added
Allspring Global Investments Holdings, LLC13,100$168.9K0.00%−8,100−38.2%Reduced
Beaumont Financial Advisors, LLC12,915$166.5K0.02%+12,915New
Brookstone Capital Management12,261$159.6K0.00%+62+0.5%Added
Lineweaver Wealth Advisors, LLC12,375$159.5K0.05%+12,375New
Bayesian Capital Management, LP12,359$159.3K0.02%+12,359New
Wiley Bros.-Aintree Capital, LLC12,275$158.2K0.08%00.0%Unchanged
Virtus Investment Advisers, Inc.12,197$157.2K0.11%−420−3.3%Reduced
Strategic Blueprint, LLC12,177$157.0K0.02%+87+0.7%Added
WealthBridge Capital Management, LLC12,000$154.7K0.06%00.0%Unchanged
Squarepoint Ops LLC11,961$154.2K0.00%+11,961New
Heritage Trust Co11,855$152.8K0.02%00.0%Unchanged
Old Port Advisors12,080$150.2K0.05%−1,243−9.3%Reduced
Wolverine Trading, LLC11,569$150.0K0.00%+11,569New
GWM Advisors LLC11,620$149.8K0.00%−10,359−47.1%Reduced
Boston Trust Walden Corp11,400$146.9K0.00%00.0%Unchanged
Brown Advisory Inc10,945$141.1K0.00%−387−3.4%Reduced
Johnson Midwest Financial, LLC10,500$135.3K0.19%00.0%Unchanged
Virtu Financial LLC10,393$134.0K0.01%−4,049−28.0%Reduced
Channel Wealth LLC10,159$130.9K0.08%+10,159New
Centiva Capital, LP10,033$129.3K0.01%+10,033New
Telemus Capital, LLC10,000$128.9K0.01%00.0%Unchanged
Cedar Wealth Management, LLC9,759$125.8K0.05%00.0%Unchanged
Endurance Wealth Management, Inc.7,488$97.0K0.01%+7,488New
Private Ocean, LLC7,505$96.7K0.01%00.0%Unchanged
Lindbrook Capital, LLC7,272$93.7K0.01%00.0%Unchanged
Cutler Group LP7,095$91.0K0.01%+7,095New
FIL Ltd5,333$69.5K0.00%−5,593−51.2%Reduced
Geneos Wealth Management Inc.5,060$65.2K0.00%−17,480−77.6%Reduced
CWM, LLC4,902$63.0K0.00%+1,651+50.8%Added
Ameritas Advisory Services, LLC4,702$61.1K0.00%+4,702New