Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2023
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 257
- −3 vs. Q4 2022
- Shares held
- 31.3M
- −1.53M (−4.7%) vs. Q4 2022
- Total value
- $403.7M
- −$28.3M (−6.6%) vs. Q4 2022
- New holders
- 39
- 109 more added
- Sold out
- 42
- 62 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tucker Asset Management LLC | 4,697 | $60.5K | 0.02% | +4,133+732.8% | Added |
| Chilton Capital Management LLC | 4,305 | $55.5K | 0.00% | +4,305 | New |
| Global Retirement Partners, LLC | 4,044 | $52.2K | 0.00% | +84+2.1% | Added |
| Orion Capital Management LLC | 4,000 | $51.6K | 0.03% | −1,000−20.0% | Reduced |
| Highlander Capital Management, LLC | 3,532 | $46.0K | 0.02% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 3,039 | $39.2K | 0.01% | +86+2.9% | Added |
| AlphaMark Advisors, LLC | 2,998 | $39.0K | 0.02% | +1,890+170.6% | Added |
| BDO Wealth Advisors, LLC | 3,017 | $38.9K | 0.00% | +666+28.3% | Added |
| Armstrong Advisory Group, Inc | 2,993 | $38.6K | 0.00% | −20,428−87.2% | Reduced |
| Harbour Investments, Inc. | 2,806 | $36.2K | 0.00% | +55+2.0% | Added |
| Deutsche Bank AG | 2,552 | $32.9K | 0.00% | −80,672−96.9% | Reduced |
| Hollencrest Capital Management | 2,522 | $32.5K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 2,338 | $30.1K | 0.00% | −50−2.1% | Reduced |
| Quarry LP | 2,258 | $29.1K | 0.02% | −194−7.9% | Reduced |
| Plante Moran Financial Advisors, LLC | 2,081 | $26.8K | 0.00% | +59+2.9% | Added |
| ICA Group Wealth Management, LLC | 2,000 | $25.8K | 0.01% | −1,000−33.3% | Reduced |
| Cullen/Frost Bankers, Inc. | 2,000 | $25.8K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 1,978 | $25.5K | 0.01% | +306+18.3% | Added |
| Macroview Investment Management LLC | 1,856 | $23.9K | 0.04% | +678+57.6% | Added |
| Federation des caisses Desjardins du Quebec | 1,832 | $23.6K | 0.00% | +867+89.8% | Added |
| Hexagon Capital Partners LLC | 1,782 | $23.0K | 0.01% | −59−3.2% | Reduced |
| ZRC Wealth Management, LLC | 1,740 | $22.4K | 0.02% | +1,740 | New |
| Northwestern Mutual Wealth Management Co | 1,732 | $22.3K | 0.00% | −103−5.6% | Reduced |
| Kelly Financial Services LLC | 1,708 | $22.0K | 0.01% | +51+3.1% | Added |
| Citigroup Inc | 1,655 | $21.3K | 0.00% | +1,655 | New |
| Signaturefd, LLC | 1,597 | $20.6K | 0.00% | +868+119.1% | Added |
| Farther Finance Advisors, LLC | 1,500 | $19.3K | 0.01% | −120−7.4% | Reduced |
| Nomura Asset Management Co Ltd | 1,449 | $18.7K | 0.00% | +414+40.0% | Added |
| Webster Bank, N. A. | 1,400 | $18.0K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,250 | $16.1K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 1,125 | $14.5K | 0.01% | 00.0% | Unchanged |
| First Manhattan Co | 1,125 | $14.5K | 0.00% | +300+36.4% | Added |
| Carolinas Wealth Consulting LLC | 1,072 | $13.8K | 0.00% | +32+3.1% | Added |
| AllSquare Wealth Management LLC | 1,000 | $12.9K | 0.01% | +1,000 | New |
| Chesapeake Asset Management LLC | 905 | $11.7K | 0.01% | +905 | New |
| Beacon Capital Management, LLC | 795 | $10.2K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 787 | $10.1K | 0.00% | −1,465−65.1% | Reduced |
| Private Trust Co NA | 681 | $8.78K | 0.00% | +500+276.2% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $8.38K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 560 | $7.22K | 0.00% | +60+12.0% | Added |
| West Oak Capital, LLC | 500 | $6.45K | 0.00% | +500 | New |
| NewSquare Capital LLC | 500 | $6.45K | 0.00% | +500 | New |
| Nisa Investment Advisors, LLC | 500 | $6.00K | 0.00% | −7,800−94.0% | Reduced |
| TCI Wealth Advisors, Inc. | 440 | $5.68K | 0.00% | +7+1.6% | Added |
| PFS Partners, LLC | 413 | $5.32K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 327 | $4.22K | 0.00% | +208+174.8% | Added |
| Clear Street Markets LLC | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 250 | $3.22K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 200 | $2.58K | 0.00% | +200 | New |
| Caldwell Sutter Capital, Inc. | 150 | $1.93K | 0.00% | +150 | New |
| Gradient Investments LLC | 123 | $1.58K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 100 | $1.29K | 0.00% | −189,000−99.9% | Reduced |
| Salem Investment Counselors Inc | 100 | $1.29K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.29K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 34 | $0 | 0.00% | +34 | New |
| Granite Investment Partners, LLC | 0 | $0 | 0.00% | −811,064−100.0% | Sold out |
| McGowan Group Asset Management, Inc. | 0 | $0 | 0.00% | −431,007−100.0% | Sold out |
| Conversant Capital LLC | 0 | $0 | 0.00% | −325,000−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −155,697−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −88,975−100.0% | Sold out |
| Meridian Wealth Management, LLC | 0 | $0 | 0.00% | −81,010−100.0% | Sold out |
| Banque Pictet & Cie SA | 0 | $0 | 0.00% | −67,151−100.0% | Sold out |
| Pictet North America Advisors SA | 0 | $0 | 0.00% | −67,151−100.0% | Sold out |
| Sterling Investment Advisors, Ltd. | 0 | $0 | 0.00% | −64,500−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −61,600−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −59,092−100.0% | Sold out |
| GraniteShares Advisors LLC | 0 | $0 | 0.00% | −46,591−100.0% | Sold out |
| Mach-1 Financial Group, Inc. | 0 | $0 | 0.00% | −38,829−100.0% | Sold out |
| Johnson & White Wealth Management, LLC | 0 | $0 | 0.00% | −16,869−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −31,957−100.0% | Sold out |
| Stephens Inc | 0 | $0 | 0.00% | −26,150−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −23,749−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −22,208−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −17,164−100.0% | Sold out |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −15,838−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −14,296−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −12,776−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −10,790−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −10,384−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −10,216−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −10,107−100.0% | Sold out |
| Brown, Lisle/Cummings, Inc. | 0 | $0 | 0.00% | −5,300−100.0% | Sold out |
| High Net Worth Advisory Group LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −3,159−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −3,159−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −2,883−100.0% | Sold out |
| WFA of San Diego, LLC | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Comerica Securities,inc. | 0 | $0 | 0.00% | −1,436−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Atticus Wealth Management, LLC | 0 | $0 | 0.00% | −1,081−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −704−100.0% | Sold out |
| City Holding Co | 0 | $0 | 0.00% | −651−100.0% | Sold out |
| Sandy Spring Bank | 0 | $0 | 0.00% | −450−100.0% | Sold out |
| Freedom Wealth Alliance, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Romano Brothers and Company | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Delphi Management Inc | – | – | – | – | Not filed |