Skip to main content
Livermore
Livermore
ZHEN

Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q4 2023

Institutional positions in Hercules Capital, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
290
+29 vs. Q3 2023
Shares held
32.1M
+2.97M (+10.2%) vs. Q3 2023
Total value
$535.2M
+$56.8M (+11.9%) vs. Q3 2023
New holders
52
115 more added
Sold out
23
63 more reduced

5 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 290 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ4 2023: $535.2M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2023.

Institutions holding HTGC in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Fisher Asset Management, LLC11,890$198.2K0.00%+11,890New
IAM Advisory, LLC11,773$196.3K0.06%+11,773New
Old Port Advisors11,624$193.8K0.06%−318−2.7%Reduced
CAPROCK Group, Inc.11,500$191.7K0.01%−5,500−32.4%Reduced
Childress Capital Advisors, LLC11,370$189.5K0.06%00.0%Unchanged
HB Wealth Management, LLC11,338$189.0K0.00%+11,338New
Wiley Bros.-Aintree Capital, LLC11,200$186.7K0.05%00.0%Unchanged
Engineers Gate Manager LP11,149$185.9K0.01%+11,149New
Atomi Financial Group, Inc.10,990$183.2K0.03%+10,990New
Brown Advisory Inc10,945$182.5K0.00%00.0%Unchanged
Global Assets Advisory, LLC10,939$182.4K0.24%+10,939New
Modern Wealth Management, LLC10,653$177.6K0.02%+10,653New
XTX Topco Ltd10,388$173.2K0.04%+10,388New
Latitude Advisors, LLC10,227$170.5K0.12%+10,227New
Telemus Capital, LLC10,000$166.7K0.01%00.0%Unchanged
Kovitz Investment Group Partners, LLC10,000$166.7K0.00%00.0%Unchanged
Cedar Wealth Management, LLC9,759$162.7K0.06%00.0%Unchanged
Comerica Bank8,838$147.3K0.00%+373+4.4%Added
Private Ocean, LLC7,505$125.1K0.01%00.0%Unchanged
Lindbrook Capital, LLC7,272$121.2K0.01%00.0%Unchanged
Annis Gardner Whiting Capital Advisors, LLC6,705$111.8K0.05%00.0%Unchanged
ORG Partners LLC6,410$106.8K0.02%00.0%Unchanged
Tower Research Capital LLC (TRC)6,345$105.8K0.00%+3,039+91.9%Added
Creekmur Asset Management LLC6,279$104.7K0.03%+6,279New
First Manhattan Co5,825$97.1K0.00%+5,000+606.1%Added
Tucker Asset Management LLC5,763$96.1K0.02%+5,199+921.8%Added
Whittier Trust Co of Nevada Inc5,000$83.3K0.00%+5,000New
Massmutual Trust Co FSB4,900$81.7K0.00%+4,900New
Global Retirement Partners, LLC4,785$81.1K0.00%+3,571+294.2%Added
Caldwell Sutter Capital, Inc.4,520$75.3K0.04%+2,581+133.1%Added
Geneos Wealth Management Inc.4,505$75.1K0.00%−18,105−80.1%Reduced
Chilton Capital Management LLC4,305$71.8K0.00%00.0%Unchanged
C M Bidwell & Associates Ltd4,220$70.3K0.05%+1,490+54.6%Added
Jefferies Financial Group Inc.4,155$69.3K0.00%+1,041+33.4%Added
Security National Bank4,003$66.7K0.02%+4,003New
Orion Capital Management LLC4,000$66.7K0.04%00.0%Unchanged
Ronald Blue Trust, Inc.4,019$66.0K0.00%+4,019New
Northwestern Mutual Wealth Management Co3,832$63.9K0.00%+2,100+121.2%Added
Brown, Lisle/Cummings, Inc.3,811$63.5K0.02%+3,811New
Nomura Asset Management Co Ltd3,786$63.1K0.00%00.0%Unchanged
Federation des caisses Desjardins du Quebec3,562$59.4K0.00%+1,730+94.4%Added
Highlander Capital Management, LLC3,532$58.9K0.02%00.0%Unchanged
Signaturefd, LLC3,382$56.4K0.00%+789+30.4%Added
Cape Investment Advisory, Inc.3,349$55.8K0.03%+3,349New
Tradewinds Capital Management, LLC3,282$54.7K0.02%+81+2.5%Added
Principal Securities, Inc.3,194$53.2K0.00%+3,194New
CWM, LLC3,096$52.0K0.00%−577−15.7%Reduced
Carolinas Wealth Consulting LLC2,950$49.2K0.01%00.0%Unchanged
Chesapeake Asset Management LLC2,830$47.2K0.04%+27+1.0%Added
Deutsche Bank AG2,800$46.7K0.00%+81+3.0%Added
Hexagon Capital Partners LLC2,793$46.6K0.01%+549+24.5%Added
Hollencrest Capital Management2,522$42.0K0.00%00.0%Unchanged
FIL Ltd2,468$41.2K0.00%00.0%Unchanged
Delta Asset Management LLC2,338$39.0K0.00%00.0%Unchanged
Harbour Investments, Inc.2,274$37.9K0.00%+57+2.6%Added
Kozak & Associates, Inc.2,137$36.2K0.01%+53+2.5%Added
Kelly Financial Services LLC1,873$31.2K0.01%+56+3.1%Added
ZRC Wealth Management, LLC1,832$30.1K0.02%00.0%Unchanged
Armstrong Advisory Group, Inc1,800$30.0K0.00%00.0%Unchanged
AlphaMark Advisors, LLC1,805$30.0K0.01%+118+7.0%Added
Macroview Investment Management LLC1,736$28.9K0.03%+43+2.5%Added
Caitlin John, LLC1,597$26.6K0.02%+1,597New
Rothschild Investment LLC1,500$25.0K0.00%+1,500New
Ancora Advisors, LLC1,250$20.8K0.00%00.0%Unchanged
Pathway Financial Advisers, LLC1,125$18.8K0.01%00.0%Unchanged
NBC Securities, Inc.1,030$17.0K0.00%00.0%Unchanged
AllSquare Wealth Management LLC1,000$16.7K0.01%00.0%Unchanged
Raleigh Capital Management Inc.940$15.7K0.01%+300+46.9%Added
Community Bank, N.A.875$14.6K0.00%+875New
EverSource Wealth Advisors, LLC787$13.1K0.00%00.0%Unchanged
Beacon Capital Management, LLC795$13.1K0.00%00.0%Unchanged
Private Trust Co NA681$11.4K0.00%00.0%Unchanged
Nelson, Van Denburg & Campbell Wealth Management Group, LLC650$10.8K0.00%00.0%Unchanged
WealthCollab, LLC641$10.7K0.01%+641New
West Oak Capital, LLC500$9.00K0.00%00.0%Unchanged
Global Wealth Management Investment Advisory, Inc.442$7.37K0.00%00.0%Unchanged
PFS Partners, LLC413$6.88K0.00%00.0%Unchanged
Spire Wealth Management339$5.76K0.00%+4+1.2%Added
Anchor Investment Management, LLC197$3.28K0.00%+197New
Evermay Wealth Management LLC180$3.00K0.00%00.0%Unchanged
Asset Dedication, LLC200$3.00K0.00%00.0%Unchanged
Salem Investment Counselors Inc100$1.67K0.00%00.0%Unchanged
Glen Eagle Advisors, LLC100$1.67K0.00%00.0%Unchanged
Abound Wealth Management90$1.50K0.00%+90New
Valley National Advisers Inc100$1.00K0.00%00.0%Unchanged
Impact Partnership Wealth, LLC15$2500.00%+15New
Coppell Advisory Solutions LLC12$2000.00%−3,147−99.6%Reduced
Sofos Investments, Inc.2$270.00%+2New
FMR LLC1$170.00%−1−50.0%Reduced
Householder Group Estate & Retirement Specialist, LLC34$00.00%00.0%Unchanged
LSV Asset Management0$00.00%−120,895−100.0%Sold out
Dark Forest Capital Management LP0$00.00%−76,685−100.0%Sold out
ING Groep NV0$00.00%−58,408−100.0%Sold out
Balyasny Asset Management LLC0$00.00%−38,288−100.0%Sold out
C2C Wealth Management, LLC0$00.00%−37,975−100.0%Sold out
Group One Trading, L.P.0$00.00%−23,989−100.0%Sold out
Duality Advisers, LP0$00.00%−23,225−100.0%Sold out
Fox Run Management, L.L.C.0$00.00%−21,054−100.0%Sold out
Change Path, LLC0$00.00%−19,999−100.0%Sold out
Squarepoint Ops LLC0$00.00%−18,875−100.0%Sold out