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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q4 2023

Institutional positions in Hercules Capital, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
290
+29 vs. Q3 2023
Shares held
32.1M
+2.97M (+10.2%) vs. Q3 2023
Total value
$535.2M
+$56.8M (+11.9%) vs. Q3 2023
New holders
52
115 more added
Sold out
23
63 more reduced

5 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 290 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ4 2023: $535.2M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2023.

Institutions holding HTGC in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Continuum Advisory, LLC0$00.00%−18,208−100.0%Sold out
Mercer Global Advisors Inc0$00.00%−16,643−100.0%Sold out
Strategic Financial Concepts, LLC0$00.00%−16,300−100.0%Sold out
Lineweaver Wealth Advisors, LLC0$00.00%−12,740−100.0%Sold out
Heritage Trust Co0$00.00%−11,855−100.0%Sold out
Origin Asset Management LLP0$00.00%−11,400−100.0%Sold out
Nicholas Hoffman & Company, LLC.0$00.00%−10,228−100.0%Sold out
Point72 Asset Management, L.P.0$00.00%−5,800−100.0%Sold out
Plante Moran Financial Advisors, LLC0$00.00%−2,081−100.0%Sold out
Cullen/Frost Bankers, Inc.0$00.00%−2,000−100.0%Sold out
Citigroup Inc0$00.00%−1,137−100.0%Sold out
Cary Street Partner Investment Advisory LLC0$00.00%−1,000−100.0%Sold out
Legacy Financial Group LLC0$00.00%−200−100.0%Sold out
Golden Green, Inc.––––Not filed
Claybrook Capital, LLC––––Not filed
Pathstone Family Office, LLC––––Not filed
First Republic Investment Management, Inc.––––Not filed
Johnson Midwest Financial, LLC––––Not filed