Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2023
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 290
- +29 vs. Q3 2023
- Shares held
- 32.1M
- +2.97M (+10.2%) vs. Q3 2023
- Total value
- $535.2M
- +$56.8M (+11.9%) vs. Q3 2023
- New holders
- 52
- 115 more added
- Sold out
- 23
- 63 more reduced
5 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Householder Group Estate & Retirement Specialist, LLC | 34 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $17 | 0.00% | −1−50.0% | Reduced |
| Sofos Investments, Inc. | 2 | $27 | 0.00% | +2 | New |
| Coppell Advisory Solutions LLC | 12 | $200 | 0.00% | −3,147−99.6% | Reduced |
| Impact Partnership Wealth, LLC | 15 | $250 | 0.00% | +15 | New |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Abound Wealth Management | 90 | $1.50K | 0.00% | +90 | New |
| Salem Investment Counselors Inc | 100 | $1.67K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.67K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 180 | $3.00K | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 197 | $3.28K | 0.00% | +197 | New |
| Spire Wealth Management | 339 | $5.76K | 0.00% | +4+1.2% | Added |
| PFS Partners, LLC | 413 | $6.88K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 442 | $7.37K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $9.00K | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 641 | $10.7K | 0.01% | +641 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $10.8K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 681 | $11.4K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 795 | $13.1K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 787 | $13.1K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 875 | $14.6K | 0.00% | +875 | New |
| Raleigh Capital Management Inc. | 940 | $15.7K | 0.01% | +300+46.9% | Added |
| AllSquare Wealth Management LLC | 1,000 | $16.7K | 0.01% | 00.0% | Unchanged |
| NBC Securities, Inc. | 1,030 | $17.0K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 1,125 | $18.8K | 0.01% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,250 | $20.8K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 1,500 | $25.0K | 0.00% | +1,500 | New |
| Caitlin John, LLC | 1,597 | $26.6K | 0.02% | +1,597 | New |
| Macroview Investment Management LLC | 1,736 | $28.9K | 0.03% | +43+2.5% | Added |
| AlphaMark Advisors, LLC | 1,805 | $30.0K | 0.01% | +118+7.0% | Added |
| Armstrong Advisory Group, Inc | 1,800 | $30.0K | 0.00% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 1,832 | $30.1K | 0.02% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 1,873 | $31.2K | 0.01% | +56+3.1% | Added |
| Kozak & Associates, Inc. | 2,137 | $36.2K | 0.01% | +53+2.5% | Added |
| Harbour Investments, Inc. | 2,274 | $37.9K | 0.00% | +57+2.6% | Added |
| Delta Asset Management LLC | 2,338 | $39.0K | 0.00% | 00.0% | Unchanged |
| FIL Ltd | 2,468 | $41.2K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 2,522 | $42.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,793 | $46.6K | 0.01% | +549+24.5% | Added |
| Deutsche Bank AG | 2,800 | $46.7K | 0.00% | +81+3.0% | Added |
| Chesapeake Asset Management LLC | 2,830 | $47.2K | 0.04% | +27+1.0% | Added |
| Carolinas Wealth Consulting LLC | 2,950 | $49.2K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 3,096 | $52.0K | 0.00% | −577−15.7% | Reduced |
| Principal Securities, Inc. | 3,194 | $53.2K | 0.00% | +3,194 | New |
| Tradewinds Capital Management, LLC | 3,282 | $54.7K | 0.02% | +81+2.5% | Added |
| Cape Investment Advisory, Inc. | 3,349 | $55.8K | 0.03% | +3,349 | New |
| Signaturefd, LLC | 3,382 | $56.4K | 0.00% | +789+30.4% | Added |
| Highlander Capital Management, LLC | 3,532 | $58.9K | 0.02% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 3,562 | $59.4K | 0.00% | +1,730+94.4% | Added |
| Nomura Asset Management Co Ltd | 3,786 | $63.1K | 0.00% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 3,811 | $63.5K | 0.02% | +3,811 | New |
| Northwestern Mutual Wealth Management Co | 3,832 | $63.9K | 0.00% | +2,100+121.2% | Added |
| Ronald Blue Trust, Inc. | 4,019 | $66.0K | 0.00% | +4,019 | New |
| Orion Capital Management LLC | 4,000 | $66.7K | 0.04% | 00.0% | Unchanged |
| Security National Bank | 4,003 | $66.7K | 0.02% | +4,003 | New |
| Jefferies Financial Group Inc. | 4,155 | $69.3K | 0.00% | +1,041+33.4% | Added |
| C M Bidwell & Associates Ltd | 4,220 | $70.3K | 0.05% | +1,490+54.6% | Added |
| Chilton Capital Management LLC | 4,305 | $71.8K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,505 | $75.1K | 0.00% | −18,105−80.1% | Reduced |
| Caldwell Sutter Capital, Inc. | 4,520 | $75.3K | 0.04% | +2,581+133.1% | Added |
| Global Retirement Partners, LLC | 4,785 | $81.1K | 0.00% | +3,571+294.2% | Added |
| Massmutual Trust Co FSB | 4,900 | $81.7K | 0.00% | +4,900 | New |
| Whittier Trust Co of Nevada Inc | 5,000 | $83.3K | 0.00% | +5,000 | New |
| Tucker Asset Management LLC | 5,763 | $96.1K | 0.02% | +5,199+921.8% | Added |
| First Manhattan Co | 5,825 | $97.1K | 0.00% | +5,000+606.1% | Added |
| Creekmur Asset Management LLC | 6,279 | $104.7K | 0.03% | +6,279 | New |
| Tower Research Capital LLC (TRC) | 6,345 | $105.8K | 0.00% | +3,039+91.9% | Added |
| ORG Partners LLC | 6,410 | $106.8K | 0.02% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $111.8K | 0.05% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 7,272 | $121.2K | 0.01% | 00.0% | Unchanged |
| Private Ocean, LLC | 7,505 | $125.1K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 8,838 | $147.3K | 0.00% | +373+4.4% | Added |
| Cedar Wealth Management, LLC | 9,759 | $162.7K | 0.06% | 00.0% | Unchanged |
| Telemus Capital, LLC | 10,000 | $166.7K | 0.01% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 10,000 | $166.7K | 0.00% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 10,227 | $170.5K | 0.12% | +10,227 | New |
| XTX Topco Ltd | 10,388 | $173.2K | 0.04% | +10,388 | New |
| Modern Wealth Management, LLC | 10,653 | $177.6K | 0.02% | +10,653 | New |
| Global Assets Advisory, LLC | 10,939 | $182.4K | 0.24% | +10,939 | New |
| Brown Advisory Inc | 10,945 | $182.5K | 0.00% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 10,990 | $183.2K | 0.03% | +10,990 | New |
| Engineers Gate Manager LP | 11,149 | $185.9K | 0.01% | +11,149 | New |
| Wiley Bros.-Aintree Capital, LLC | 11,200 | $186.7K | 0.05% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 11,338 | $189.0K | 0.00% | +11,338 | New |
| Childress Capital Advisors, LLC | 11,370 | $189.5K | 0.06% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 11,500 | $191.7K | 0.01% | −5,500−32.4% | Reduced |
| Old Port Advisors | 11,624 | $193.8K | 0.06% | −318−2.7% | Reduced |
| IAM Advisory, LLC | 11,773 | $196.3K | 0.06% | +11,773 | New |
| Fisher Asset Management, LLC | 11,890 | $198.2K | 0.00% | +11,890 | New |
| LM Advisors LLC | 11,900 | $198.4K | 0.04% | +11,900 | New |
| WealthBridge Capital Management, LLC | 12,000 | $200.0K | 0.07% | 00.0% | Unchanged |
| BigSur Wealth Management LLC | 12,000 | $200.0K | 0.10% | +12,000 | New |
| Virtus Investment Advisers, Inc. | 12,197 | $203.3K | 0.15% | 00.0% | Unchanged |
| Channel Wealth LLC | 12,206 | $203.5K | 0.10% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 12,287 | $204.8K | 0.00% | −93−0.8% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 12,523 | $208.8K | 0.02% | +12,523 | New |
| MAS Advisors LLC | 12,547 | $209.2K | 0.27% | +2,295+22.4% | Added |
| GWM Advisors LLC | 12,146 | $210.2K | 0.00% | +526+4.5% | Added |
| Capstone Investment Advisors, LLC | 12,681 | $211.4K | 0.00% | +12,681 | New |