Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
Q4 2023 vs. Q3 2023
How the institutions holding Hercules Capital, Inc. changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 266 | 5 | 290 | +29 |
| Shares | 29.4M | 218.8K | 32.1M | +2.97M (+10.2%) |
| Value | $482.0M | $3.59M | $535.2M | +$56.8M (+11.9%) |
5 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (52)
Institutions that held Hercules Capital, Inc. at the end of Q4 2023 but not at the end of Q3 2023.
Sold out (23)
Institutions that held Hercules Capital, Inc. at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| LSV Asset Management | 120,895 | $1.99M |
| Dark Forest Capital Management LP | 76,685 | $1.26M |
| ING Groep NV | 58,408 | $959.1K |
| Balyasny Asset Management LLC | 38,288 | $628.7K |
| C2C Wealth Management, LLC | 37,975 | $610.6K |
| Group One Trading, L.P. | 23,989 | $393.9K |
| Duality Advisers, LP | 23,225 | $381.4K |
| Fox Run Management, L.L.C. | 21,054 | $345.7K |
| Change Path, LLC | 19,999 | $328.0K |
| Squarepoint Ops LLC | 18,875 | $309.9K |
| Continuum Advisory, LLC | 18,208 | $299.0K |
| Mercer Global Advisors Inc | 16,643 | $273.0K |
| Strategic Financial Concepts, LLC | 16,300 | $267.6K |
| Lineweaver Wealth Advisors, LLC | 12,740 | $209.2K |
| Heritage Trust Co | 11,855 | $194.7K |
| Origin Asset Management LLP | 11,400 | $187.2K |
| Nicholas Hoffman & Company, LLC. | 10,228 | $167.9K |
| Point72 Asset Management, L.P. | 5,800 | $95.2K |
| Plante Moran Financial Advisors, LLC | 2,081 | $34.2K |
| Cullen/Frost Bankers, Inc. | 2,000 | $32.8K |
| Citigroup Inc | 1,137 | $18.7K |
| Cary Street Partner Investment Advisory LLC | 1,000 | $16.4K |
| Legacy Financial Group LLC | 200 | $3.28K |
Not filed for Q4 2023 yet (5)
Institutions that held Hercules Capital, Inc. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Golden Green, Inc. | 138,408 | $2.27M |
| Claybrook Capital, LLC | 32,620 | $535.6K |
| Pathstone Family Office, LLC | 23,504 | $385.9K |
| First Republic Investment Management, Inc. | 13,719 | $225.3K |
| Johnson Midwest Financial, LLC | 10,500 | $172.4K |