Skip to main content
Livermore
Livermore
ZHEN

Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q3 2022

Institutional positions in Hercules Capital, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
237
−7 vs. Q2 2022
Shares held
31.2M
+1.30M (+4.3%) vs. Q2 2022
Total value
$364.1M
−$40.6M (−10.0%) vs. Q2 2022
New holders
29
96 more added
Sold out
36
65 more reduced

5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 237 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ3 2022: $364.1M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2022.

Institutions holding HTGC in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Jag Capital Management, LLC39,501$457.0K0.06%−843−2.1%Reduced
Abundance Wealth Counselors38,691$448.0K0.13%+1,968+5.4%Added
Cetera Advisors LLC37,861$438.0K0.01%+30+0.1%Added
Future Financial Wealth Managment LLC31,300$422.0K0.49%−5,000−13.8%Reduced
1620 Investment Advisors, Inc.36,293$420.0K0.62%−136−0.4%Reduced
Archer Investment Corp35,400$409.9K0.17%00.0%Unchanged
Diligent Investors, LLC34,076$395.0K0.14%+23,213+213.7%Added
Claybrook Capital, LLC32,620$378.0K0.24%00.0%Unchanged
Two Sigma Investments, LP32,513$377.0K0.00%−723,486−95.7%Reduced
Sit Investment Associates Inc32,500$376.0K0.01%00.0%Unchanged
Bristlecone Advisors, LLC32,246$373.0K0.05%+1,087+3.5%Added
Alps Advisors Inc31,500$365.0K0.00%+31,500New
Kovack Advisors, Inc.31,023$359.0K0.05%+1,002+3.3%Added
Virtus ETF Advisers LLC30,591$354.0K0.14%−11,427−27.2%Reduced
Captrust Financial Advisors30,281$351.0K0.00%+30,281New
FourThought Financial, LLC30,112$349.0K0.05%−2,118−6.6%Reduced
Greenwich Investment Management, Inc.29,640$343.0K0.27%+120+0.4%Added
First National Bank of Mount Dora, Trust Investment Services29,246$339.0K0.12%00.0%Unchanged
Neuberger Berman Group LLC28,250$327.0K0.00%−27,299−49.1%Reduced
Heritage Trust Co28,000$324.0K0.06%00.0%Unchanged
Essex Financial Services, Inc.27,625$320.0K0.04%−680−2.4%Reduced
Wetherby Asset Management Inc27,250$316.0K0.02%+850+3.2%Added
Creative Planning26,150$303.0K0.00%−6,014−18.7%Reduced
Accredited Investors Inc.25,000$290.0K0.03%00.0%Unchanged
Arkadios Wealth Advisors24,259$281.0K0.04%−1,621−6.3%Reduced
Ancora Advisors, LLC24,250$280.0K0.01%00.0%Unchanged
Stephens Inc23,667$274.0K0.01%−785−3.2%Reduced
Putnam Investments LLC23,427$272.0K0.00%+23,427New
First Republic Investment Management, Inc.23,151$268.0K0.00%+1,926+9.1%Added
Sowell Financial Services LLC22,804$264.0K0.03%−35−0.2%Reduced
Founders Financial Alliance, LLC21,946$254.0K0.13%+678+3.2%Added
Allspring Global Investments Holdings, LLC21,200$245.0K0.00%00.0%Unchanged
Sunbelt Securities, Inc.20,273$235.0K0.05%+4,426+27.9%Added
Continuum Advisory, LLC20,215$234.0K0.04%00.0%Unchanged
Kestra Advisory Services, LLC20,137$233.0K0.00%+1,660+9.0%Added
Guggenheim Capital LLC19,924$231.0K0.00%+1,427+7.7%Added
MML Investors Services, LLC19,954$231.0K0.00%+9,480+90.5%Added
Geneos Wealth Management Inc.19,715$228.0K0.02%−7,420−27.3%Reduced
First National Trust Co19,634$227.0K0.01%00.0%Unchanged
Virtus Investment Advisers, Inc.19,319$224.0K0.10%+19,319New
American Portfolios Advisors19,219$222.6K0.01%+6,501+51.1%Added
Principle Wealth Partners LLC19,190$222.0K0.03%00.0%Unchanged
IHT Wealth Management, LLC18,799$218.0K0.02%+1,539+8.9%Added
Good Life Advisors, LLC18,557$215.0K0.03%−280−1.5%Reduced
CWM Advisors, LLC17,896$207.0K0.03%+17,896New
Pathstone Family Office, LLC17,090$197.9K0.00%+90+0.5%Added
CAPROCK Group, Inc.17,000$197.0K0.02%+1,000+6.3%Added
Vestmark Advisory Solutions, Inc.16,504$191.0K0.01%−10−0.1%Reduced
Wintrust Investments LLC16,361$189.0K0.02%+16,361New
WMS Partners, LLC15,632$181.0K0.02%+632+4.2%Added
Quest Investment Management LLC15,315$177.0K0.02%00.0%Unchanged
Allie Family Office LLC15,000$174.0K0.15%00.0%Unchanged
Belpointe Asset Management LLC15,050$174.0K0.01%+4,227+39.1%Added
National Asset Management, Inc.14,734$171.0K0.01%+2,611+21.5%Added
Old Port Advisors13,706$170.0K0.07%−20−0.1%Reduced
Victory Capital Management Inc14,302$166.0K0.00%−3,101−17.8%Reduced
Williams Jones Wealth Management, LLC.14,137$164.0K0.00%+318+2.3%Added
WealthBridge Capital Management, LLC12,000$162.0K0.07%00.0%Unchanged
Connor, Clark & Lunn Investment Management Ltd.13,658$158.0K0.00%+13,658New
RMR Wealth Builders13,455$156.0K0.04%+378+2.9%Added
Proequities, Inc.13,201$153.0K0.01%+407+3.2%Added
FORA Capital, LLC12,904$149.0K0.03%+12,904New
Brookstone Capital Management12,080$146.0K0.00%+50+0.4%Added
Jane Street Group, LLC12,529$145.0K0.00%−14,332−53.4%Reduced
Wiley Bros.-Aintree Capital, LLC12,275$142.0K0.08%−200−1.6%Reduced
Beacon Pointe Advisors, LLC12,200$141.0K0.00%−498−3.9%Reduced
GWM Advisors LLC11,908$138.0K0.00%+238+2.0%Added
Cetera Advisor Networks LLC11,740$136.0K0.00%+1,007+9.4%Added
IFP Advisors, Inc9,515$136.0K0.00%+920+10.7%Added
Redhawk Wealth Advisors, Inc.11,602$134.0K0.06%−1,634−12.3%Reduced
Aquatic Capital Management LLC11,500$133.0K0.01%+2,300+25.0%Added
Mariner, LLC11,397$132.0K0.00%−5,974−34.4%Reduced
Boston Trust Walden Corp11,400$132.0K0.00%00.0%Unchanged
MAS Advisors LLC11,247$130.0K0.13%+11,247New
Strategic Blueprint, LLC11,090$128.0K0.02%00.0%Unchanged
FIL Ltd10,926$128.0K0.00%00.0%Unchanged
Nicholas Hoffman & Company, LLC.11,078$128.0K0.01%+11,078New
Stratos Wealth Partners, LTD.10,790$125.0K0.00%−9,130−45.8%Reduced
Johnson Midwest Financial, LLC10,500$122.0K0.47%00.0%Unchanged
Telemus Capital, LLC10,000$116.0K0.01%00.0%Unchanged
Cedar Wealth Management, LLC9,759$113.0K0.06%−8,375−46.2%Reduced
Tower Research Capital LLC (TRC)8,574$99.0K0.00%+2,056+31.5%Added
Private Ocean, LLC7,505$86.0K0.01%00.0%Unchanged
Lindbrook Capital, LLC7,340$85.0K0.01%−23,932−76.5%Reduced
Parallel Advisors, LLC7,047$82.0K0.00%+5,666+410.3%Added
Almanack Investment Partners, LLC.5,811$67.0K0.01%+5,811New
Brown, Lisle/Cummings, Inc.5,300$61.4K0.04%00.0%Unchanged
Orion Capital Management LLC5,000$58.0K0.05%+1,000+25.0%Added
Global Retirement Partners, LLC3,864$56.0K0.00%+82+2.2%Added
High Net Worth Advisory Group LLC4,000$46.0K0.02%00.0%Unchanged
BNP Paribas Arbitrage, SA3,688$42.7K0.00%+3,382+1,105.2%Added
Highlander Capital Management, LLC3,532$41.0K0.02%00.0%Unchanged
CWM, LLC3,163$37.0K0.00%+15+0.5%Added
Harbour Investments, Inc.2,655$36.0K0.00%00.0%Unchanged
Tradewinds Capital Management, LLC2,880$33.0K0.01%+64+2.3%Added
Nomura Asset Management Co Ltd2,488$28.8K0.00%+1,676+206.4%Added
Carolinas Wealth Consulting LLC2,347$27.0K0.01%−1,703−42.0%Reduced
Salem Investment Counselors Inc2,300$27.0K0.00%+2,200+2,200.0%Added
BDO Wealth Advisors, LLC2,280$26.0K0.00%+63+2.8%Added
Cullen/Frost Bankers, Inc.2,000$23.0K0.00%00.0%Unchanged