Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2022
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 237
- −7 vs. Q2 2022
- Shares held
- 31.2M
- +1.30M (+4.3%) vs. Q2 2022
- Total value
- $364.1M
- −$40.6M (−10.0%) vs. Q2 2022
- New holders
- 29
- 96 more added
- Sold out
- 36
- 65 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Plante Moran Financial Advisors, LLC | 1,972 | $23.0K | 0.00% | +44+2.3% | Added |
| Wipfli Financial Advisors LLC, | 1,919 | $22.0K | 0.00% | +1,919 | New |
| Hexagon Capital Partners LLC | 1,848 | $21.0K | 0.01% | +82+4.6% | Added |
| Kozak & Associates, Inc. | 1,631 | $19.0K | 0.01% | +281+20.8% | Added |
| Kelly Financial Services LLC | 1,600 | $18.5K | 0.01% | +49+3.2% | Added |
| Northwestern Mutual Wealth Management Co | 1,500 | $17.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 1,500 | $17.0K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,400 | $16.0K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 1,338 | $15.0K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 1,081 | $15.0K | 0.01% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 965 | $11.2K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 795 | $11.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 900 | $10.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 743 | $9.00K | 0.00% | −3,552−82.7% | Reduced |
| First Manhattan Co | 825 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 564 | $8.20K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 686 | $8.00K | 0.00% | +15+2.2% | Added |
| City Holding Co | 651 | $8.00K | 0.00% | +651 | New |
| National Bank of Canada | 600 | $7.00K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $7.00K | 0.00% | +650 | New |
| AlphaMark Advisors, LLC | 550 | $6.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 471 | $5.00K | 0.00% | +101+27.3% | Added |
| PFS Partners, LLC | 413 | $4.78K | 0.01% | +413 | New |
| Carmichael Hill & Associates, Inc. | 370 | $4.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 300 | $3.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 250 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 159 | $2.00K | 0.00% | −1,841−92.1% | Reduced |
| Private Trust Co NA | 181 | $2.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $2.00K | 0.00% | +200 | New |
| TCI Wealth Advisors, Inc. | 146 | $2.00K | 0.00% | +146 | New |
| Glen Eagle Advisors, LLC | 100 | $1.16K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 115 | $1.00K | 0.00% | −601−83.9% | Reduced |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 3 | $0 | 0.00% | +2+200.0% | Added |
| Huntington National Bank | 80 | $0 | 0.00% | +80 | New |
| Householder Group Estate & Retirement Specialist, LLC | 34 | $0 | 0.00% | +34 | New |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −1,637,228−100.0% | Sold out |
| Leeward Investments, LLC - MA | 0 | $0 | 0.00% | −649,100−100.0% | Sold out |
| Uniplan Investment Counsel, Inc. | 0 | $0 | 0.00% | −301,680−100.0% | Sold out |
| Foresight Capital Management Advisors, Inc. | 0 | $0 | 0.00% | −104,088−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −48,930−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −47,619−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −36,961−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −31,104−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −27,084−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −26,320−100.0% | Sold out |
| Wealthsource Partners, LLC | 0 | $0 | 0.00% | −25,945−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −23,031−100.0% | Sold out |
| Dodge & Cox | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −18,800−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −17,256−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −15,063−100.0% | Sold out |
| Financial Advocates Investment Management | 0 | $0 | 0.00% | −14,093−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −13,036−100.0% | Sold out |
| Eagle Global Advisors LLC | 0 | $0 | 0.00% | −12,710−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −11,481−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −6,305−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −6,034−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −4,250−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −3,171−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −1,764−100.0% | Sold out |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −1,488−100.0% | Sold out |
| Bramshill Investments, LLC | 0 | $0 | 0.00% | −1,214−100.0% | Sold out |
| Activest Wealth Management | 0 | $0 | 0.00% | −765−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −392−100.0% | Sold out |
| GoalVest Advisory LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Moisand Fitzgerald Tamayo, LLC | 0 | $0 | 0.00% | −131−100.0% | Sold out |
| WFA of San Diego, LLC | 0 | $0 | 0.00% | −131−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −76−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −23−100.0% | Sold out |
| Farmer Steven Patrick | – | – | – | – | Not filed |
| Exane Derivatives | – | – | – | – | Not filed |
| Lake Point Wealth Management | – | – | – | – | Not filed |
| Cordasco Financial Network | – | – | – | – | Not filed |
| Private Capital Group, LLC | – | – | – | – | Not filed |