Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2021
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 219
- +7 vs. Q2 2021
- Shares held
- 30.7M
- −757.3K (−2.4%) vs. Q2 2021
- Total value
- $511.5M
- −$25.3M (−4.7%) vs. Q2 2021
- New holders
- 28
- 83 more added
- Sold out
- 21
- 60 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | −9−81.8% | Reduced |
| Eaton Vance Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 173 | $3.00K | 0.00% | +4+2.4% | Added |
| Whittier Trust Co | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 370 | $6.00K | 0.00% | +370 | New |
| PSI Advisors, LLC | 350 | $6.00K | 0.00% | +350 | New |
| Global Wealth Management Investment Advisory, Inc. | 392 | $7.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 464 | $8.20K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 550 | $9.00K | 0.00% | 00.0% | Unchanged |
| Stonebridge Financial Planning Group, LLC | 500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 535 | $9.00K | 0.01% | +12+2.3% | Added |
| ClariVest Asset Management LLC | 730 | $12.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 706 | $12.0K | 0.00% | +2+0.3% | Added |
| Activest Wealth Management | 744 | $12.0K | 0.01% | +16+2.2% | Added |
| First Manhattan Co | 825 | $13.0K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 800 | $13.0K | 0.00% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 903 | $15.0K | 0.00% | +903 | New |
| Webster Bank, N. A. | 905 | $15.0K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 867 | $15.0K | 0.01% | +867 | New |
| Atticus Wealth Management, LLC | 1,081 | $18.0K | 0.01% | −1,345−55.4% | Reduced |
| Optimum Investment Advisors | 1,100 | $18.0K | 0.01% | 00.0% | Unchanged |
| MV Capital Management, Inc. | 1,100 | $18.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,117 | $19.0K | 0.00% | +1,117 | New |
| CoreFirst Bank & Trust | 1,226 | $20.0K | 0.01% | −1,398−53.3% | Reduced |
| Global Retirement Partners, LLC | 1,214 | $20.0K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 1,195 | $20.0K | 0.00% | +27+2.3% | Added |
| Ancora Advisors, LLC | 1,250 | $21.0K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 1,346 | $22.0K | 0.00% | +148+12.4% | Added |
| Northwestern Mutual Wealth Management Co | 1,500 | $25.0K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,500 | $25.0K | 0.01% | 00.0% | Unchanged |
| Cordasco Financial Network | 1,483 | $25.0K | 0.02% | +33+2.3% | Added |
| Parallel Advisors, LLC | 1,500 | $25.0K | 0.00% | +119+8.6% | Added |
| NEXT Financial Group, Inc | 1,668 | $28.0K | 0.00% | +1,050+169.9% | Added |
| Meridian Wealth Partners, LLC | 1,670 | $28.0K | 0.01% | +1,670 | New |
| Lake Point Wealth Management | 1,750 | $29.0K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,747 | $29.0K | 0.01% | +32+1.9% | Added |
| Hexagon Capital Partners LLC | 1,766 | $29.0K | 0.01% | +1,766 | New |
| Sonora Investment Management, LLC | 1,800 | $30.0K | 0.00% | −200−10.0% | Reduced |
| Cullen/Frost Bankers, Inc. | 2,000 | $33.0K | 0.00% | +2,000 | New |
| Koshinski Asset Management, Inc. | 2,000 | $33.2K | 0.00% | +2,000 | New |
| FNY Investment Advisers, LLC | 2,500 | $41.0K | 0.02% | −1,500−37.5% | Reduced |
| Covington Capital Management | 2,492 | $41.0K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 2,648 | $44.0K | 0.01% | +50+1.9% | Added |
| Orion Capital Management LLC | 3,000 | $50.0K | 0.03% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,145 | $52.0K | 0.00% | +3,145 | New |
| Joseph P. Lucia & Associates, LLC | 3,171 | $53.0K | 0.03% | −7−0.2% | Reduced |
| Tower Research Capital LLC (TRC) | 3,430 | $57.0K | 0.00% | +2,774+422.9% | Added |
| Exane Derivatives | 3,464 | $57.5K | 0.01% | −1,336−27.8% | Reduced |
| Highlander Capital Management, LLC | 3,532 | $59.0K | 0.03% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 3,866 | $64.0K | 0.01% | +2,091+117.8% | Added |
| Berman Capital Advisors, LLC | 4,000 | $66.0K | 0.01% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 5,481 | $91.0K | 0.00% | +1,530+38.7% | Added |
| Walled Lake Planning & Wealth Management, LLC | 6,050 | $100.0K | 0.06% | +6,050 | New |
| Brewin Dolphin Ltd | 7,000 | $116.3K | 0.00% | 00.0% | Unchanged |
| Private Ocean, LLC | 7,505 | $125.0K | 0.02% | 00.0% | Unchanged |
| Zuckerman Investment Group, LLC | 10,000 | $166.0K | 0.03% | 00.0% | Unchanged |
| Telemus Capital, LLC | 10,000 | $166.0K | 0.01% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 10,414 | $173.0K | 0.08% | +10,414 | New |
| Mid Atlantic Financial Management Inc | 10,449 | $174.0K | 0.01% | +10,449 | New |
| Diligent Investors, LLC | 10,419 | $178.0K | 0.06% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,037 | $184.0K | 0.02% | +838+8.2% | Added |
| Boston Trust Walden Corp | 11,400 | $189.0K | 0.00% | +11,400 | New |
| Belpointe Asset Management LLC | 11,663 | $193.0K | 0.01% | +15+0.1% | Added |
| Proequities, Inc. | 11,748 | $195.0K | 0.01% | −740−5.9% | Reduced |
| Beacon Pointe Advisors, LLC | 12,200 | $203.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 12,814 | $212.8K | 0.01% | +184+1.5% | Added |
| Quantedge Capital Pte Ltd | 12,891 | $214.0K | 0.10% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,905 | $215.0K | 0.01% | +12,905 | New |
| Williams Jones Wealth Management, LLC. | 13,555 | $225.0K | 0.00% | +252+1.9% | Added |
| Cetera Advisor Networks LLC | 13,683 | $227.0K | 0.00% | +3,190+30.4% | Added |
| United Capital Financial Advisers, LLC | 13,900 | $231.0K | 0.00% | +3,150+29.3% | Added |
| Stephens Inc | 14,050 | $233.0K | 0.00% | +14,050 | New |
| Eagle Global Advisors LLC | 14,210 | $236.0K | 0.02% | −25,180−63.9% | Reduced |
| Busey Wealth Management | 14,450 | $240.0K | 0.01% | +14,450 | New |
| Man Group plc | 14,593 | $242.0K | 0.00% | +14,593 | New |
| WMS Partners, LLC | 15,200 | $252.0K | 0.04% | +15,200 | New |
| Quest Investment Management LLC | 15,315 | $254.0K | 0.02% | 00.0% | Unchanged |
| Shelton Capital Management | 15,550 | $258.0K | 0.01% | −6,700−30.1% | Reduced |
| Alberta Investment Management Corp | 16,009 | $266.0K | 0.00% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 16,000 | $266.0K | 0.02% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 16,665 | $277.0K | 0.03% | +1,100+7.1% | Added |
| Old Port Advisors | 16,506 | $278.0K | 0.10% | −1,960−10.6% | Reduced |
| Bank of New York Mellon Corp | 17,339 | $288.0K | 0.00% | −107,952−86.2% | Reduced |
| Victory Capital Management Inc | 17,376 | $289.0K | 0.00% | −863−4.7% | Reduced |
| Vestmark Advisory Solutions, Inc. | 18,038 | $300.0K | 0.02% | +3,890+27.5% | Added |
| Cubist Systematic Strategies, LLC | 18,656 | $310.0K | 0.00% | +7,873+73.0% | Added |
| Principle Wealth Partners LLC | 18,975 | $315.0K | 0.04% | 00.0% | Unchanged |
| Barclays PLC | 19,300 | $321.0K | 0.00% | 00.0% | Unchanged |
| SEI Investments Co | 19,335 | $321.0K | 0.00% | −73−0.4% | Reduced |
| Founders Financial Alliance, LLC | 19,541 | $325.0K | 0.15% | +424+2.2% | Added |
| First National Trust Co | 19,634 | $326.0K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 19,975 | $332.0K | 0.00% | −4,319−17.8% | Reduced |
| Toroso Investments, LLC | 20,080 | $334.0K | 0.01% | +20,080 | New |
| Creative Planning | 21,483 | $357.0K | 0.00% | −1,073−4.8% | Reduced |
| Jane Street Group, LLC | 21,804 | $362.0K | 0.00% | +21,804 | New |