Hercules Capital, Inc.

HTGC

Exchange: NYSE
SEC CIK: 0001280784

SEC filings (opens in a new tab)

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q3 2021 vs. Q2 2021

How the institutions holding Hercules Capital, Inc. changed between Q2 2021 and Q3 2021.

All holders in Q3 2021 All holders in Q2 2021

13F holders of HTGC: Q2 2021 compared with Q3 2021
Measure	Q2 2021	Of which not filed for Q3 2021	Q3 2021	Change
Holders	214	2	219	+7
Shares	31.5M	21.4K	30.7M	−757.3K (−2.4%)
Value	$537.2M	$365.0K	$511.5M	−$25.3M (−4.7%)

2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (28)

Institutions that held Hercules Capital, Inc. at the end of Q3 2021 but not at the end of Q2 2021.

Institutions new to HTGC in Q3 2021
Institution	Shares	Value	% of portfolio
Uniplan Investment Counsel, Inc.	156,649	$2.60M	0.16%
Legacy Capital Wealth Partners, LLC	68,283	$2.38M	0.93%
Mount Yale Investment Advisors, LLC	132,901	$2.21M	0.25%
D.A. Davidson & Co.	82,616	$1.37M	0.02%
Occudo Quantitative Strategies LP	49,496	$822.0K	0.10%
Claybrook Capital, LLC	32,620	$542.0K	0.27%
Golden State Wealth Management, LLC	29,086	$483.0K	0.11%
Jane Street Group, LLC	21,804	$362.0K	0.00%
Toroso Investments, LLC	20,080	$334.0K	0.01%
WMS Partners, LLC	15,200	$252.0K	0.04%
Man Group plc	14,593	$242.0K	0.00%
Busey Wealth Management	14,450	$240.0K	0.01%
Stephens Inc	14,050	$233.0K	0.00%
National Asset Management, Inc.	12,905	$215.0K	0.01%
Boston Trust Walden Corp	11,400	$189.0K	0.00%
Mid Atlantic Financial Management Inc	10,449	$174.0K	0.01%
Total Clarity Wealth Management, Inc.	10,414	$173.0K	0.08%
Walled Lake Planning & Wealth Management, LLC	6,050	$100.0K	0.06%
Fifth Third Bancorp	3,145	$52.0K	0.00%
Koshinski Asset Management, Inc.	2,000	$33.2K	0.00%
Cullen/Frost Bankers, Inc.	2,000	$33.0K	0.00%
Hexagon Capital Partners LLC	1,766	$29.0K	0.01%
Meridian Wealth Partners, LLC	1,670	$28.0K	0.01%
Clearstead Advisors, LLC	1,117	$19.0K	0.00%
Kozak & Associates, Inc.	867	$15.0K	0.01%
TD Private Client Wealth LLC	903	$15.0K	0.00%
Carmichael Hill & Associates, Inc.	370	$6.00K	0.00%
PSI Advisors, LLC	350	$6.00K	0.00%

Sold out (21)

Institutions that held Hercules Capital, Inc. at the end of Q2 2021 and filed for Q3 2021 without it.

Institutions that sold out of HTGC in Q3 2021
Institution	Shares, Q2 2021	Value, Q2 2021
Arrowstreet Capital, Limited Partnership	751,573	$12.8M
Skandinaviska Enskilda Banken AB (publ)	119,500	$2.04M
CIBC Private Wealth Group, LLC	95,800	$1.63M
Citadel Advisors LLC	46,635	$796.0K
Millennium Management LLC	39,202	$669.0K
Abundance Wealth Counselors	24,878	$424.0K
Glenview Trust Co	23,500	$401.0K
XTX Topco Ltd	23,435	$400.0K
Inscription Capital, LLC	18,975	$324.0K
ExodusPoint Capital Management, LP	18,758	$320.0K
Sciencast Management LP	15,170	$260.0K
Bridgefront Capital, LLC	13,588	$232.0K
Stelac Advisory Services LLC	12,873	$220.0K
Marshall Wace, LLP	11,766	$201.0K
Trexquant Investment LP	11,757	$201.0K
Citigroup Inc	10,196	$174.0K
Advisory Services Network, LLC	6,691	$114.0K
Cutler Group LP	2,100	$35.0K
Nelson, Van Denburg & Campbell Wealth Management Group, LLC	1,060	$18.0K
Laurel Wealth Advisors LLC	209	$4.00K
Signaturefd, LLC	61	$1.00K

Not filed for Q3 2021 yet (2)

Institutions that held Hercules Capital, Inc. at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q2 2021 that haven't filed for Q3 2021
Institution	Shares, Q2 2021	Value, Q2 2021
Bel Air Investment Advisors LLC	18,900	$322.0K
CWM, LLC	2,511	$43.0K