Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2025
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 343
- +23 vs. Q2 2025
- Shares held
- 47.0M
- +1.06M (+2.3%) vs. Q2 2025
- Total value
- $882.3M
- +$43.6M (+5.2%) vs. Q2 2025
- New holders
- 51
- 123 more added
- Sold out
- 28
- 100 more reduced
6 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creekmur Asset Management LLC | 1 | $16 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1 | $19 | 0.00% | +1 | New |
| Danske Bank A/S | 2 | $38 | 0.00% | +2 | New |
| Luminist Capital LLC | 25 | $465 | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 32 | $607 | 0.00% | +1+3.2% | Added |
| Tower Research Capital LLC (TRC) | 46 | $870 | 0.00% | −151−76.6% | Reduced |
| Hager Investment Management Services, LLC | 51 | $962 | 0.00% | +1+2.0% | Added |
| Point72 Europe (London) LLP | 51 | $964 | 0.00% | +51 | New |
| Roble, Belko & Company, Inc | 56 | $1.00K | 0.00% | +1+1.8% | Added |
| West Financial Advisors, LLC | 53 | $1.01K | 0.00% | +1+1.9% | Added |
| Quest 10 Wealth Builders, Inc. | 57 | $1.08K | 0.00% | 00.0% | Unchanged |
| Flagship Wealth Advisors, LLC | 89 | $1.68K | 0.00% | +89 | New |
| Rothschild Investment LLC | 100 | $1.89K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.89K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 174 | $3.29K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 189 | $3.57K | 0.00% | −64−25.3% | Reduced |
| TD Waterhouse Canada Inc. | 200 | $3.72K | 0.00% | 00.0% | Unchanged |
| JPL Wealth Management, LLC | 200 | $3.78K | 0.00% | +200 | New |
| William B. Walkup & Associates, Inc. | 229 | $4.33K | 0.00% | 00.0% | Unchanged |
| Signature Resources Capital Management, LLC | 275 | $5.20K | 0.00% | 00.0% | Unchanged |
| VSM Wealth Advisory, LLC | 300 | $5.67K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 322 | $6.08K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 329 | $6.22K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 413 | $7.81K | 0.00% | 00.0% | Unchanged |
| Alerus Financial NA | 517 | $9.78K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 520 | $9.83K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 577 | $10.9K | 0.00% | +577 | New |
| Bank of New Hampshire | 600 | $11.3K | 0.00% | 00.0% | Unchanged |
| Clear Street Markets LLC | 600 | $11.3K | 0.00% | +600 | New |
| Community Bank, N.A. | 625 | $11.8K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 656 | $12.0K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 700 | $13.2K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 710 | $13.4K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 720 | $14.0K | 0.00% | −661−47.9% | Reduced |
| Asset Dedication, LLC | 756 | $14.3K | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 836 | $15.8K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 884 | $16.7K | 0.00% | −3,896−81.5% | Reduced |
| Crowley Wealth Management, Inc. | 900 | $17.0K | 0.01% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 900 | $17.0K | 0.00% | +900 | New |
| Point72 Asia (Singapore) Pte. Ltd. | 915 | $17.3K | 0.00% | +915 | New |
| Brown Brothers Harriman & Co | 960 | $18.2K | 0.00% | +960 | New |
| Clark Wealth Partners | 1,046 | $19.7K | 0.01% | +23+2.2% | Added |
| Ancora Advisors, LLC | 1,250 | $23.6K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,365 | $25.8K | 0.00% | +4+0.3% | Added |
| Jefferies Financial Group Inc. | 1,392 | $26.3K | 0.00% | +1,392 | New |
| Rossby Financial, LCC | 1,487 | $27.7K | 0.01% | +518+53.5% | Added |
| AllSquare Wealth Management LLC | 1,500 | $28.4K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 1,500 | $28.4K | 0.00% | 00.0% | Unchanged |
| Caitlin John, LLC | 1,525 | $28.8K | 0.02% | +1,525 | New |
| Painted Porch Advisors LLC | 1,544 | $29.2K | 0.01% | +3+0.2% | Added |
| Kathleen S. Wright Associates Inc. | 1,580 | $29.9K | 0.01% | 00.0% | Unchanged |
| Assetmark, Inc | 1,786 | $33.8K | 0.00% | +400+28.9% | Added |
| Alpine Bank Wealth Management | 1,829 | $34.6K | 0.00% | 00.0% | Unchanged |
| Financial Consulate, Inc | 1,845 | $34.9K | 0.00% | +1,845 | New |
| Point72 (DIFC) Ltd | 1,900 | $35.9K | 0.00% | +1,900 | New |
| Orion Capital Management LLC | 2,000 | $37.8K | 0.01% | +2,000 | New |
| Estabrook Capital Management | 2,002 | $37.9K | 0.01% | +41+2.1% | Added |
| Atlantic Union Bankshares Corp | 2,017 | $38.1K | 0.00% | +2,017 | New |
| Optiver Holding B.V. | 2,020 | $38.2K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 2,035 | $38.5K | 0.01% | −296−12.7% | Reduced |
| Delta Asset Management LLC | 2,251 | $42.6K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 2,350 | $44.4K | 0.04% | −76−3.1% | Reduced |
| Hollencrest Capital Management | 2,522 | $47.7K | 0.00% | 00.0% | Unchanged |
| Bank Julius Baer & Co. Ltd, Zurich | 2,740 | $51.8K | 0.00% | +2,740 | New |
| Armstrong Advisory Group, Inc | 2,837 | $53.7K | 0.00% | +21+0.7% | Added |
| MTM Investment Management, LLC | 2,900 | $54.8K | 0.02% | 00.0% | Unchanged |
| WFA of San Diego, LLC | 3,000 | $56.7K | 0.04% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 3,111 | $58.8K | 0.02% | +1,333+75.0% | Added |
| Kozak & Associates, Inc. | 3,437 | $58.9K | 0.01% | +560+19.5% | Added |
| Private Trust Co NA | 3,381 | $63.9K | 0.01% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 3,715 | $70.3K | 0.00% | −1,701−31.4% | Reduced |
| Tradewinds Capital Management, LLC | 3,806 | $72.0K | 0.02% | +78+2.1% | Added |
| Brown, Lisle/Cummings, Inc. | 3,811 | $72.1K | 0.02% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,966 | $75.0K | 0.00% | −15,444−79.6% | Reduced |
| Ronald Blue Trust, Inc. | 4,000 | $75.6K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 4,141 | $78.3K | 0.03% | +105+2.6% | Added |
| Security National Bank | 4,353 | $82.3K | 0.01% | +105+2.5% | Added |
| Guerra Advisors Inc | 4,835 | $91.4K | 0.03% | +4,835 | New |
| Signaturefd, LLC | 4,848 | $91.7K | 0.00% | −563−10.4% | Reduced |
| Heartwood Wealth Advisors LLC | 5,000 | $94.5K | 0.01% | +5,000 | New |
| MAI Capital Management | 5,024 | $95.0K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 5,426 | $102.6K | 0.00% | −255−4.5% | Reduced |
| Huntington National Bank | 5,784 | $109.4K | 0.00% | −1,015−14.9% | Reduced |
| Geneos Wealth Management Inc. | 6,475 | $122.4K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 6,503 | $123.0K | 0.00% | −50,314−88.6% | Reduced |
| Allworth Financial LP | 6,652 | $125.8K | 0.00% | +680+11.4% | Added |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $126.8K | 0.03% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 7,500 | $141.0K | 0.00% | +7,500 | New |
| Leonteq Securities AG | 7,500 | $141.8K | 0.01% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 7,505 | $141.9K | 0.00% | +7,505 | New |
| Jones Financial Companies LLLP | 7,698 | $147.1K | 0.00% | +483+6.7% | Added |
| Principal Securities, Inc. | 8,642 | $163.4K | 0.00% | −2,309−21.1% | Reduced |
| SG Americas Securities, LLC | 8,700 | $165.0K | 0.00% | +8,700 | New |
| Chilton Capital Management LLC | 8,905 | $168.4K | 0.01% | +1,905+27.2% | Added |
| Cedar Wealth Management, LLC | 8,959 | $169.4K | 0.05% | −800−8.2% | Reduced |
| IFP Advisors, Inc | 9,041 | $171.0K | 0.00% | −175−1.9% | Reduced |
| Prospera Financial Services Inc | 10,078 | $190.6K | 0.00% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 10,146 | $191.9K | 0.00% | +10,146 | New |
| Diversified Enterprises, LLC | 10,312 | $195.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 10,325 | $195.2K | 0.00% | −1,506−12.7% | Reduced |