Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2025
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 354
- +24 vs. Q3 2025
- Shares held
- 52.4M
- +5.73M (+12.3%) vs. Q3 2025
- Total value
- $937.8M
- +$61.8M (+7.1%) vs. Q3 2025
- New holders
- 57
- 134 more added
- Sold out
- 33
- 97 more reduced
13 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pandowealth. LLC | 2,507,600 | $0 | 0.00% | +2,507,600 | New |
| Navalign, LLC | 0 | $3 | 0.00% | 0 | New |
| Danske Bank A/S | 4 | $75 | 0.00% | +2+100.0% | Added |
| Tucker Asset Management LLC | 20 | $376 | 0.00% | +20 | New |
| Luminist Capital LLC | 25 | $471 | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 33 | $618 | 0.00% | +1+3.1% | Added |
| Hager Investment Management Services, LLC | 52 | $979 | 0.00% | +1+2.0% | Added |
| West Financial Advisors, LLC | 55 | $1.03K | 0.00% | +2+3.8% | Added |
| Quest 10 Wealth Builders, Inc. | 57 | $1.08K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 73 | $1.37K | 0.00% | +73 | New |
| Rothschild Investment LLC | 100 | $1.88K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 174 | $3.27K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 189 | $3.56K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 200 | $3.76K | 0.00% | 00.0% | Unchanged |
| William B. Walkup & Associates, Inc. | 229 | $4.31K | 0.00% | 00.0% | Unchanged |
| Signature Resources Capital Management, LLC | 275 | $5.18K | 0.00% | 00.0% | Unchanged |
| VSM Wealth Advisory, LLC | 300 | $5.65K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 329 | $6.19K | 0.00% | 00.0% | Unchanged |
| McGuire Capital Advisors Inc | 348 | $6.55K | 0.00% | +348 | New |
| Comerica Bank | 396 | $7.45K | 0.00% | −5,030−92.7% | Reduced |
| Glen Eagle Advisors, LLC | 400 | $7.53K | 0.00% | +300+300.0% | Added |
| PFS Partners, LLC | 413 | $7.77K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 500 | $9.41K | 0.00% | +500 | New |
| Alerus Financial NA | 517 | $9.73K | 0.00% | 00.0% | Unchanged |
| Rossby Financial, LCC | 518 | $9.75K | 0.00% | −969−65.2% | Reduced |
| LM Advisors LLC | 205 | $10.9K | 0.22% | −10,695−98.1% | Reduced |
| Hantz Financial Services, Inc. | 600 | $11.0K | 0.00% | +600 | New |
| Bank of New Hampshire | 600 | $11.3K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 625 | $11.8K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 656 | $12.0K | 0.00% | 00.0% | Unchanged |
| Gilpin Wealth Management, LLC | 723 | $13.6K | 0.01% | +723 | New |
| Asset Dedication, LLC | 756 | $14.2K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 771 | $15.0K | 0.00% | +51+7.1% | Added |
| Quarry LP | 804 | $15.1K | 0.00% | +804 | New |
| WealthCollab, LLC | 836 | $15.7K | 0.01% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 900 | $16.9K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 960 | $18.1K | 0.00% | +250+35.2% | Added |
| Hilton Head Capital Partners, LLC | 965 | $18.2K | 0.01% | +965 | New |
| Investors Research Corp | 1,000 | $18.8K | 0.00% | +1,000 | New |
| Clark Wealth Partners | 1,046 | $19.7K | 0.01% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 1,128 | $21.2K | 0.01% | +1,128 | New |
| GWM Advisors LLC | 1,132 | $21.3K | 0.00% | −14,662−92.8% | Reduced |
| Russell Investments Group, Ltd. | 1,187 | $22.3K | 0.00% | +667+128.3% | Added |
| Spire Wealth Management | 1,205 | $22.7K | 0.00% | −160−11.7% | Reduced |
| Ancora Advisors, LLC | 1,250 | $23.5K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 1,457 | $27.4K | 0.00% | +1,457 | New |
| HHM Wealth Advisors, LLC | 1,500 | $28.2K | 0.00% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 1,578 | $29.2K | 0.00% | +1,578 | New |
| Caitlin John, LLC | 1,560 | $29.4K | 0.02% | +35+2.3% | Added |
| Chesapeake Asset Management LLC | 1,576 | $29.7K | 0.02% | −774−32.9% | Reduced |
| Citigroup Inc | 1,657 | $31.2K | 0.00% | +1,656+165,600.0% | Added |
| Assetmark, Inc | 1,786 | $33.6K | 0.00% | 00.0% | Unchanged |
| Financial Consulate, Inc | 1,845 | $34.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,884 | $35.5K | 0.00% | +1,000+113.1% | Added |
| Orion Capital Management LLC | 2,000 | $37.6K | 0.01% | 00.0% | Unchanged |
| Clear Street Markets LLC | 2,000 | $37.6K | 0.01% | +1,400+233.3% | Added |
| Atlantic Union Bankshares Corp | 2,017 | $38.0K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 2,020 | $38.0K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 2,038 | $38.4K | 0.01% | +3+0.1% | Added |
| Delta Asset Management LLC | 2,221 | $41.8K | 0.00% | −30−1.3% | Reduced |
| Estabrook Capital Management | 2,397 | $45.1K | 0.01% | +395+19.7% | Added |
| Hollencrest Capital Management | 2,522 | $47.5K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 2,806 | $52.8K | 0.00% | −11,351−80.2% | Reduced |
| Harbour Investments, Inc. | 2,806 | $52.8K | 0.00% | −1,160−29.2% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 2,811 | $52.9K | 0.00% | +71+2.6% | Added |
| Whittier Trust Co of Nevada Inc | 2,844 | $52.9K | 0.00% | +2,844 | New |
| MTM Investment Management, LLC | 2,900 | $54.6K | 0.02% | 00.0% | Unchanged |
| Jefferies Financial Group Inc. | 2,977 | $56.0K | 0.00% | +1,585+113.9% | Added |
| WFA of San Diego, LLC | 3,000 | $56.5K | 0.04% | 00.0% | Unchanged |
| Sankala Group LLC | 4,023 | $57.2K | 0.05% | +4,023 | New |
| ZRC Wealth Management, LLC | 3,181 | $59.9K | 0.02% | +70+2.3% | Added |
| EverSource Wealth Advisors, LLC | 3,322 | $62.5K | 0.00% | +3,000+931.7% | Added |
| Private Trust Co NA | 3,381 | $63.6K | 0.01% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 3,515 | $65.3K | 0.01% | +78+2.3% | Added |
| Security National Bank | 3,508 | $66.0K | 0.01% | −845−19.4% | Reduced |
| Brown, Lisle/Cummings, Inc. | 3,811 | $71.7K | 0.02% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 3,893 | $73.3K | 0.02% | +87+2.3% | Added |
| Ronald Blue Trust, Inc. | 4,020 | $75.7K | 0.00% | +20+0.5% | Added |
| Advocate Investing Services LLC | 4,240 | $79.8K | 0.07% | +4,240 | New |
| Garton & Associates Financial Advisors LLC | 4,265 | $80.3K | 0.04% | +4,265 | New |
| Caldwell Sutter Capital, Inc. | 4,586 | $86.3K | 0.04% | +445+10.7% | Added |
| MAI Capital Management | 5,024 | $94.5K | 0.00% | 00.0% | Unchanged |
| CX Institutional | 5,094 | $96.0K | 0.00% | −16,763−76.7% | Reduced |
| Armstrong Advisory Group, Inc | 5,261 | $99.0K | 0.01% | +2,424+85.4% | Added |
| Chilton Capital Management LLC | 5,500 | $103.5K | 0.00% | −3,405−38.2% | Reduced |
| Signaturefd, LLC | 5,672 | $106.7K | 0.00% | +824+17.0% | Added |
| Allworth Financial LP | 5,713 | $107.5K | 0.00% | −939−14.1% | Reduced |
| Huntington National Bank | 5,784 | $108.9K | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 6,055 | $114.0K | 0.02% | −650−9.7% | Reduced |
| Geneos Wealth Management Inc. | 6,475 | $121.9K | 0.00% | 00.0% | Unchanged |
| Ameriflex Group, Inc. | 6,549 | $123.3K | 0.06% | +6,549 | New |
| Cedar Wealth Management, LLC | 6,559 | $123.4K | 0.04% | −2,400−26.8% | Reduced |
| Bayforest Capital Ltd | 7,241 | $136.3K | 0.10% | +7,241 | New |
| Leonteq Securities AG | 7,500 | $141.2K | 0.01% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 7,821 | $147.0K | 0.00% | +321+4.3% | Added |
| Federation des caisses Desjardins du Quebec | 8,075 | $151.9K | 0.00% | −2,500−23.6% | Reduced |
| Key Capital Management, INC | 8,343 | $157.0K | 0.16% | +8,343 | New |
| Jones Financial Companies LLLP | 8,490 | $159.8K | 0.00% | +792+10.3% | Added |
| IFP Advisors, Inc | 9,138 | $172.0K | 0.00% | +97+1.1% | Added |
| Triumph Capital Management | 9,605 | $180.8K | 0.04% | +9,605 | New |