Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2025
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 354
- +24 vs. Q3 2025
- Shares held
- 52.4M
- +5.73M (+12.3%) vs. Q3 2025
- Total value
- $937.8M
- +$61.8M (+7.1%) vs. Q3 2025
- New holders
- 57
- 134 more added
- Sold out
- 33
- 97 more reduced
13 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Global Retirement Partners, LLC | 69,574 | $1.31M | 0.02% | −41−0.1% | Reduced |
| Independent Financial Group, LLC | 68,290 | $1.29M | 0.03% | +47,636+230.6% | Added |
| Kestra Advisory Services, LLC | 67,994 | $1.28M | 0.01% | −15,532−18.6% | Reduced |
| Lido Advisors, LLC | 66,794 | $1.26M | 0.00% | +3,748+5.9% | Added |
| Squarepoint Ops LLC | 64,595 | $1.22M | 0.00% | +27,873+75.9% | Added |
| HighTower Advisors, LLC | 64,558 | $1.21M | 0.00% | −1,284−2.0% | Reduced |
| Resolute Capital, LLC | 64,500 | $1.21M | 0.51% | +64,500 | New |
| Golden State Wealth Management, LLC | 63,656 | $1.20M | 0.13% | −921−1.4% | Reduced |
| Magnetar Financial LLC | 63,570 | $1.20M | 0.01% | +23,191+57.4% | Added |
| Creative Planning | 62,994 | $1.19M | 0.00% | +22,379+55.1% | Added |
| Abundance Wealth Counselors | 61,609 | $1.16M | 0.20% | +1,652+2.8% | Added |
| Sigma Planning Corp | 59,352 | $1.12M | 0.03% | +6,937+13.2% | Added |
| Arkadios Wealth Advisors | 58,573 | $1.10M | 0.02% | −606−1.0% | Reduced |
| Twinbeech Capital LP | 58,421 | $1.10M | 0.08% | +36,365+164.9% | Added |
| Essex Financial Services, Inc. | 56,739 | $1.07M | 0.06% | +330+0.6% | Added |
| Group One Trading, L.P. | 56,693 | $1.07M | 0.03% | +50,190+771.8% | Added |
| Mariner, LLC | 56,453 | $1.06M | 0.00% | +764+1.4% | Added |
| Kovack Advisors, Inc. | 55,383 | $1.04M | 0.05% | +55,383 | New |
| Cordoba Advisory Partners LLC | 55,367 | $1.04M | 0.26% | +55,367 | New |
| Rare Wolf Capital LLC | 55,029 | $1.04M | 0.65% | +55,029 | New |
| Tred Avon Family Wealth, LLC | 54,214 | $1.02M | 0.33% | −903−1.6% | Reduced |
| AE Wealth Management LLC | 53,535 | $1.01M | 0.01% | +24,569+84.8% | Added |
| Aquatic Capital Management LLC | 52,335 | $984.9K | 0.03% | +48,620+1,308.7% | Added |
| J.W. Cole Advisors, Inc. | 56,129 | $946.0K | 0.02% | +2,380+4.4% | Added |
| Secure Asset Management, LLC | 48,517 | $913.1K | 0.14% | +48,517 | New |
| McDonald Partners LLC | 48,000 | $903.4K | 0.28% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 47,965 | $902.7K | 0.06% | −2,508−5.0% | Reduced |
| Ares Financial Consulting, LLC | 47,730 | $898.3K | 0.86% | +47,730 | New |
| ExodusPoint Capital Management, LP | 47,430 | $892.6K | 0.01% | −6,644−12.3% | Reduced |
| Colony Group, LLC | 45,197 | $850.6K | 0.00% | +26,361+140.0% | Added |
| Mirador Capital Partners LP | 43,617 | $820.9K | 0.11% | −550−1.2% | Reduced |
| Beacon Pointe Advisors, LLC | 42,447 | $798.9K | 0.01% | +9,750+29.8% | Added |
| CI Private Wealth, LLC | 41,142 | $774.3K | 0.00% | −10,945−21.0% | Reduced |
| SMH Capital Advisors Inc | 41,065 | $772.8K | 1.57% | +500+1.2% | Added |
| Price T Rowe Associates Inc | 40,719 | $767.0K | 0.00% | +2,594+6.8% | Added |
| Catalyst Capital Advisors LLC | 40,565 | $763.4K | 0.02% | +40,565 | New |
| Wiley Bros.-Aintree Capital, LLC | 40,301 | $758.5K | 0.00% | +3,703+10.1% | Added |
| Summit Financial, LLC | 40,284 | $758.1K | 0.01% | −533−1.3% | Reduced |
| Eagle Global Advisors LLC | 39,640 | $746.0K | 0.03% | +8,465+27.2% | Added |
| Rhodes Investment Advisors Inc | 39,300 | $739.6K | 0.60% | +39,300 | New |
| Accel Wealth Management | 39,053 | $735.0K | 0.20% | +6,152+18.7% | Added |
| MQS Management LLC | 38,650 | $727.4K | 0.43% | +38,650 | New |
| Access Investment Management LLC | 38,200 | $722.4K | 0.19% | 00.0% | Unchanged |
| Dakota Wealth Management | 37,835 | $712.1K | 0.01% | −885−2.3% | Reduced |
| Bramshill Investments, LLC | 37,385 | $703.6K | 0.04% | +252+0.7% | Added |
| US Bancorp | 37,182 | $699.8K | 0.00% | −4,288−10.3% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 36,487 | $686.7K | 0.02% | −16,191−30.7% | Reduced |
| Whipplewood Advisors, LLC | 35,554 | $669.1K | 0.43% | +20,236+132.1% | Added |
| Sit Investment Associates Inc | 35,000 | $659.0K | 0.01% | 00.0% | Unchanged |
| Autumn Glory Partners, LLC | 35,000 | $658.7K | 0.23% | +6,000+20.7% | Added |
| Simplex Trading, LLC | 34,820 | $655.3K | 0.02% | +16,544+90.5% | Added |
| Foundations Investment Advisors, LLC | 33,595 | $632.3K | 0.01% | +7,693+29.7% | Added |
| Virtus Investment Advisers, Inc. | 33,518 | $630.8K | 0.17% | −7,478−18.2% | Reduced |
| Guggenheim Capital LLC | 33,420 | $629.0K | 0.00% | +2,216+7.1% | Added |
| Envestnet Asset Management Inc | 33,351 | $627.7K | 0.00% | −16,535−33.1% | Reduced |
| Americana Partners, LLC | 32,250 | $606.9K | 0.02% | 00.0% | Unchanged |
| ProShare Advisors LLC | 32,168 | $605.4K | 0.00% | −587−1.8% | Reduced |
| Balboa Wealth Partners | 31,017 | $583.7K | 0.10% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 30,993 | $583.3K | 0.39% | −70−0.2% | Reduced |
| Monument Capital Management | 30,960 | $582.7K | 0.14% | −3,487−10.1% | Reduced |
| Truist Financial Corp | 30,533 | $574.6K | 0.00% | +276+0.9% | Added |
| CWM Advisors, LLC | 30,454 | $573.1K | 0.05% | +1,386+4.8% | Added |
| Everstar Asset Management, LLC | 11,557 | $564.7K | 0.30% | +11,557 | New |
| Future Financial Wealth Managment LLC | 30,175 | $562.2K | 0.38% | 00.0% | Unchanged |
| BigSur Wealth Management LLC | 29,500 | $555.2K | 0.13% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $550.4K | 0.12% | 00.0% | Unchanged |
| Caxton Associates LLP | 27,400 | $515.7K | 0.01% | 00.0% | Unchanged |
| MML Investors Services, LLC | 27,090 | $509.8K | 0.00% | +4,987+22.6% | Added |
| Captrust Financial Advisors | 26,868 | $505.7K | 0.00% | +2,879+12.0% | Added |
| Prime Capital Investment Advisors, LLC | 25,259 | $475.4K | 0.01% | +193+0.8% | Added |
| Oppenheimer & Co Inc | 24,716 | $465.2K | 0.01% | +199+0.8% | Added |
| Haven Private, LLC | 24,625 | $463.4K | 0.20% | +24,625 | New |
| Concurrent Investment Advisors, LLC | 24,410 | $459.4K | 0.01% | +1,309+5.7% | Added |
| Fox Run Management, L.L.C. | 24,354 | $458.3K | 0.07% | +657+2.8% | Added |
| IMC-Chicago, LLC | 24,177 | $455.0K | 0.01% | +24,177 | New |
| Summit Global Investments | 24,200 | $455.0K | 0.03% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 24,153 | $454.6K | 0.20% | 00.0% | Unchanged |
| Pasadena Private Wealth, LLC | 24,002 | $451.7K | 0.06% | +6,062+33.8% | Added |
| Accredited Investors Inc. | 23,000 | $432.9K | 0.02% | 00.0% | Unchanged |
| Investment Research Partners LLC | 22,297 | $419.6K | 0.18% | +116+0.5% | Added |
| Diversify Advisory Services, LLC | 22,003 | $416.1K | 0.01% | −1,531−6.5% | Reduced |
| Cornerstone Wealth Management, LLC | 21,050 | $396.2K | 0.02% | −126−0.6% | Reduced |
| Susquehanna International Group, LLP | 20,995 | $395.1K | 0.00% | +10,670+103.3% | Added |
| Wall Street Access Asset Management, LLC | 20,267 | $381.4K | 0.09% | +20,267 | New |
| RMR Wealth Builders | 20,241 | $380.9K | 0.03% | +179+0.9% | Added |
| Madison Park Capital Advisors, LLC | 20,000 | $376.4K | 0.31% | 00.0% | Unchanged |
| Global Endowment Management, LP | 20,000 | $376.0K | 0.05% | +5,000+33.3% | Added |
| Sowell Financial Services LLC | 19,725 | $371.2K | 0.01% | +3,603+22.3% | Added |
| First National Trust Co | 19,634 | $369.5K | 0.01% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 19,445 | $366.0K | 0.01% | +301+1.6% | Added |
| Principle Wealth Partners LLC | 19,385 | $364.8K | 0.02% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 19,260 | $358.6K | 0.01% | +257+1.4% | Added |
| Pathstone Holdings, LLC | 18,980 | $357.2K | 0.00% | +36+0.2% | Added |
| Allspring Global Investments Holdings, LLC | 18,700 | $351.9K | 0.00% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 17,733 | $333.8K | 0.03% | −238−1.3% | Reduced |
| Miracle Mile Advisors, LLC | 16,183 | $304.6K | 0.00% | +16,183 | New |
| Tudor Investment Corp Et Al | 15,663 | $294.8K | 0.00% | +15,663 | New |
| Steel Peak Wealth Management LLC | 15,574 | $293.1K | 0.01% | −22,442−59.0% | Reduced |
| HB Wealth Management, LLC | 15,511 | $291.9K | 0.00% | +3,583+30.0% | Added |
| Cascade Financial Partners, LLC | 15,293 | $287.8K | 0.03% | 00.0% | Unchanged |