Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2025
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 354
- +24 vs. Q3 2025
- Shares held
- 52.4M
- +5.73M (+12.3%) vs. Q3 2025
- Total value
- $937.8M
- +$61.8M (+7.1%) vs. Q3 2025
- New holders
- 57
- 134 more added
- Sold out
- 33
- 97 more reduced
13 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alps Advisors Inc | 15,205 | $286.2K | 0.00% | +15,205 | New |
| Balyasny Asset Management LLC | 15,002 | $282.3K | 0.00% | −4,265−22.1% | Reduced |
| Allie Family Office LLC | 15,000 | $282.3K | 0.13% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 14,800 | $278.5K | 0.01% | +20.0% | Added |
| Penbrook Management LLC | 14,767 | $277.9K | 0.19% | −8−0.1% | Reduced |
| Stratos Wealth Partners, LTD. | 14,624 | $275.2K | 0.00% | −2,098−12.5% | Reduced |
| Quantinno Capital Management LP | 14,578 | $274.4K | 0.00% | +14,578 | New |
| Colonial River Wealth Management, LLC | 14,507 | $273.0K | 0.10% | −875−5.7% | Reduced |
| Axxcess Wealth Management, LLC | 14,507 | $273.0K | 0.00% | −875−5.7% | Reduced |
| CAPROCK Group, Inc. | 14,215 | $267.5K | 0.01% | 00.0% | Unchanged |
| Closed-End Fund Advisors, Inc. | 14,211 | $267.5K | 0.16% | +14,211 | New |
| Change Path, LLC | 14,175 | $266.8K | 0.01% | +40+0.3% | Added |
| Annex Advisory Services, LLC | 14,004 | $263.6K | 0.01% | +14,004 | New |
| Parallel Advisors, LLC | 13,944 | $262.4K | 0.00% | −750−5.1% | Reduced |
| Sand Hill Global Advisors, LLC | 13,832 | $260.3K | 0.01% | −2,000−12.6% | Reduced |
| Modern Wealth Management, LLC | 13,820 | $260.1K | 0.00% | +55+0.4% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 13,718 | $258.0K | 0.00% | +13,718 | New |
| United Capital Financial Advisers, LLC | 13,679 | $257.4K | 0.00% | −200−1.4% | Reduced |
| Invested Advisors | 13,471 | $253.5K | 0.26% | +2,176+19.3% | Added |
| Register Financial Advisors LLC | 13,362 | $251.5K | 0.10% | −1,976−12.9% | Reduced |
| Farther Finance Advisors, LLC | 13,296 | $250.2K | 0.00% | −4,573−25.6% | Reduced |
| Sequoia Financial Advisors, LLC | 13,201 | $248.4K | 0.00% | +13,201 | New |
| Chung Wu Investment Group, LLC | 12,978 | $244.2K | 0.20% | 00.0% | Unchanged |
| Wedbush Securities Inc | 12,938 | $243.0K | 0.01% | −978−7.0% | Reduced |
| Beaumont Financial Advisors, LLC | 12,845 | $241.7K | 0.02% | +321+2.6% | Added |
| Fulton Bank, N.A. | 12,817 | $241.2K | 0.01% | 00.0% | Unchanged |
| Hudson Bay Capital Management LP | 12,580 | $236.8K | 0.00% | +12,580 | New |
| Evergreen Capital Management LLC | 12,504 | $235.3K | 0.01% | +12,504 | New |
| Sunbelt Securities, Inc. | 12,487 | $235.0K | 0.02% | +14+0.1% | Added |
| Catalyst Funds Management Pty Ltd | 12,482 | $234.9K | 0.05% | +12,482 | New |
| FourThought Financial Partners, LLC | 12,436 | $234.0K | 0.02% | −599−4.6% | Reduced |
| Keystone Financial Group | 12,198 | $229.6K | 0.02% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 12,000 | $225.8K | 0.05% | 00.0% | Unchanged |
| PharVision Advisers, LLC | 11,918 | $224.3K | 0.11% | +11,918 | New |
| Baker Avenue Asset Management, LP | 11,896 | $223.9K | 0.01% | +881+8.0% | Added |
| TrueMark Investments, LLC | 11,717 | $220.5K | 0.04% | +11,717 | New |
| Mackenzie Financial Corp | 11,745 | $220.3K | 0.00% | +303+2.6% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,548 | $217.3K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 11,527 | $216.9K | 0.00% | −5,780−33.4% | Reduced |
| Snowden Capital Advisors LLC | 11,436 | $215.2K | 0.01% | −1,176−9.3% | Reduced |
| ORG Partners LLC | 11,425 | $215.0K | 0.04% | 00.0% | Unchanged |
| ARGA Investment Management, LP | 11,223 | $211.2K | 0.01% | 00.0% | Unchanged |
| Anfield Capital Management, LLC | 10,828 | $203.8K | 0.06% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 10,756 | $202.4K | 0.01% | −50,642−82.5% | Reduced |
| Brookstone Capital Management | 10,748 | $202.3K | 0.00% | −2,095−16.3% | Reduced |
| Principal Securities, Inc. | 10,722 | $201.8K | 0.00% | +2,080+24.1% | Added |
| SageGuard Financial Group, LLC | 10,705 | $201.5K | 0.03% | +10,705 | New |
| Occudo Quantitative Strategies LP | 10,387 | $195.5K | 0.01% | −99−0.9% | Reduced |
| Calton & Associates, Inc. | 10,379 | $195.3K | 0.03% | +10,379 | New |
| O'Shaughnessy Asset Management, LLC | 10,373 | $195.2K | 0.00% | +10,373 | New |
| Grimes & Company, Inc. | 10,347 | $194.7K | 0.00% | +10,347 | New |
| Diversified Enterprises, LLC | 10,312 | $194.1K | 0.01% | 00.0% | Unchanged |
| Intrua Financial, LLC | 10,197 | $191.9K | 0.02% | +10,197 | New |
| Triumph Capital Management | 9,605 | $180.8K | 0.04% | +9,605 | New |
| IFP Advisors, Inc | 9,138 | $172.0K | 0.00% | +97+1.1% | Added |
| Jones Financial Companies LLLP | 8,490 | $159.8K | 0.00% | +792+10.3% | Added |
| Key Capital Management, INC | 8,343 | $157.0K | 0.16% | +8,343 | New |
| Federation des caisses Desjardins du Quebec | 8,075 | $151.9K | 0.00% | −2,500−23.6% | Reduced |
| State of Alaska, Department of Revenue | 7,821 | $147.0K | 0.00% | +321+4.3% | Added |
| Leonteq Securities AG | 7,500 | $141.2K | 0.01% | 00.0% | Unchanged |
| Bayforest Capital Ltd | 7,241 | $136.3K | 0.10% | +7,241 | New |
| Cedar Wealth Management, LLC | 6,559 | $123.4K | 0.04% | −2,400−26.8% | Reduced |
| Ameriflex Group, Inc. | 6,549 | $123.3K | 0.06% | +6,549 | New |
| Geneos Wealth Management Inc. | 6,475 | $121.9K | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 6,055 | $114.0K | 0.02% | −650−9.7% | Reduced |
| Huntington National Bank | 5,784 | $108.9K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 5,713 | $107.5K | 0.00% | −939−14.1% | Reduced |
| Signaturefd, LLC | 5,672 | $106.7K | 0.00% | +824+17.0% | Added |
| Chilton Capital Management LLC | 5,500 | $103.5K | 0.00% | −3,405−38.2% | Reduced |
| Armstrong Advisory Group, Inc | 5,261 | $99.0K | 0.01% | +2,424+85.4% | Added |
| CX Institutional | 5,094 | $96.0K | 0.00% | −16,763−76.7% | Reduced |
| MAI Capital Management | 5,024 | $94.5K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 4,586 | $86.3K | 0.04% | +445+10.7% | Added |
| Garton & Associates Financial Advisors LLC | 4,265 | $80.3K | 0.04% | +4,265 | New |
| Advocate Investing Services LLC | 4,240 | $79.8K | 0.07% | +4,240 | New |
| Ronald Blue Trust, Inc. | 4,020 | $75.7K | 0.00% | +20+0.5% | Added |
| Tradewinds Capital Management, LLC | 3,893 | $73.3K | 0.02% | +87+2.3% | Added |
| Brown, Lisle/Cummings, Inc. | 3,811 | $71.7K | 0.02% | 00.0% | Unchanged |
| Security National Bank | 3,508 | $66.0K | 0.01% | −845−19.4% | Reduced |
| Kozak & Associates, Inc. | 3,515 | $65.3K | 0.01% | +78+2.3% | Added |
| Private Trust Co NA | 3,381 | $63.6K | 0.01% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 3,322 | $62.5K | 0.00% | +3,000+931.7% | Added |
| ZRC Wealth Management, LLC | 3,181 | $59.9K | 0.02% | +70+2.3% | Added |
| Sankala Group LLC | 4,023 | $57.2K | 0.05% | +4,023 | New |
| WFA of San Diego, LLC | 3,000 | $56.5K | 0.04% | 00.0% | Unchanged |
| Jefferies Financial Group Inc. | 2,977 | $56.0K | 0.00% | +1,585+113.9% | Added |
| MTM Investment Management, LLC | 2,900 | $54.6K | 0.02% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 2,844 | $52.9K | 0.00% | +2,844 | New |
| Bank Julius Baer & Co. Ltd, Zurich | 2,811 | $52.9K | 0.00% | +71+2.6% | Added |
| Harbour Investments, Inc. | 2,806 | $52.8K | 0.00% | −1,160−29.2% | Reduced |
| Nomura Asset Management Co Ltd | 2,806 | $52.8K | 0.00% | −11,351−80.2% | Reduced |
| Hollencrest Capital Management | 2,522 | $47.5K | 0.00% | 00.0% | Unchanged |
| Estabrook Capital Management | 2,397 | $45.1K | 0.01% | +395+19.7% | Added |
| Delta Asset Management LLC | 2,221 | $41.8K | 0.00% | −30−1.3% | Reduced |
| Archer Investment Corp | 2,038 | $38.4K | 0.01% | +3+0.1% | Added |
| Optiver Holding B.V. | 2,020 | $38.0K | 0.00% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 2,017 | $38.0K | 0.00% | 00.0% | Unchanged |
| Orion Capital Management LLC | 2,000 | $37.6K | 0.01% | 00.0% | Unchanged |
| Clear Street Markets LLC | 2,000 | $37.6K | 0.01% | +1,400+233.3% | Added |
| Northwestern Mutual Wealth Management Co | 1,884 | $35.5K | 0.00% | +1,000+113.1% | Added |