Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2025
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 354
- +24 vs. Q3 2025
- Shares held
- 52.4M
- +5.73M (+12.3%) vs. Q3 2025
- Total value
- $937.8M
- +$61.8M (+7.1%) vs. Q3 2025
- New holders
- 57
- 134 more added
- Sold out
- 33
- 97 more reduced
13 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Financial Consulate, Inc | 1,845 | $34.7K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1,786 | $33.6K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,657 | $31.2K | 0.00% | +1,656+165,600.0% | Added |
| Chesapeake Asset Management LLC | 1,576 | $29.7K | 0.02% | −774−32.9% | Reduced |
| Caitlin John, LLC | 1,560 | $29.4K | 0.02% | +35+2.3% | Added |
| Cornerstone Planning Group LLC | 1,578 | $29.2K | 0.00% | +1,578 | New |
| HHM Wealth Advisors, LLC | 1,500 | $28.2K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 1,457 | $27.4K | 0.00% | +1,457 | New |
| Ancora Advisors, LLC | 1,250 | $23.5K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,205 | $22.7K | 0.00% | −160−11.7% | Reduced |
| Russell Investments Group, Ltd. | 1,187 | $22.3K | 0.00% | +667+128.3% | Added |
| GWM Advisors LLC | 1,132 | $21.3K | 0.00% | −14,662−92.8% | Reduced |
| Caitong International Asset Management Co., Ltd | 1,128 | $21.2K | 0.01% | +1,128 | New |
| Clark Wealth Partners | 1,046 | $19.7K | 0.01% | 00.0% | Unchanged |
| Investors Research Corp | 1,000 | $18.8K | 0.00% | +1,000 | New |
| Hilton Head Capital Partners, LLC | 965 | $18.2K | 0.01% | +965 | New |
| NBC Securities, Inc. | 960 | $18.1K | 0.00% | +250+35.2% | Added |
| Sofos Investments, Inc. | 900 | $16.9K | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 836 | $15.7K | 0.01% | 00.0% | Unchanged |
| Quarry LP | 804 | $15.1K | 0.00% | +804 | New |
| CWM, LLC | 771 | $15.0K | 0.00% | +51+7.1% | Added |
| Asset Dedication, LLC | 756 | $14.2K | 0.00% | 00.0% | Unchanged |
| Gilpin Wealth Management, LLC | 723 | $13.6K | 0.01% | +723 | New |
| Valley National Advisers Inc | 656 | $12.0K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 625 | $11.8K | 0.00% | 00.0% | Unchanged |
| Bank of New Hampshire | 600 | $11.3K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 600 | $11.0K | 0.00% | +600 | New |
| LM Advisors LLC | 205 | $10.9K | 0.22% | −10,695−98.1% | Reduced |
| Rossby Financial, LCC | 518 | $9.75K | 0.00% | −969−65.2% | Reduced |
| Alerus Financial NA | 517 | $9.73K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 500 | $9.41K | 0.00% | +500 | New |
| PFS Partners, LLC | 413 | $7.77K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 400 | $7.53K | 0.00% | +300+300.0% | Added |
| Comerica Bank | 396 | $7.45K | 0.00% | −5,030−92.7% | Reduced |
| McGuire Capital Advisors Inc | 348 | $6.55K | 0.00% | +348 | New |
| JNBA Financial Advisors | 329 | $6.19K | 0.00% | 00.0% | Unchanged |
| VSM Wealth Advisory, LLC | 300 | $5.65K | 0.00% | 00.0% | Unchanged |
| Signature Resources Capital Management, LLC | 275 | $5.18K | 0.00% | 00.0% | Unchanged |
| William B. Walkup & Associates, Inc. | 229 | $4.31K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 200 | $3.76K | 0.00% | 00.0% | Unchanged |
| SWAN Capital LLC | 189 | $3.56K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 174 | $3.27K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 100 | $1.88K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 73 | $1.37K | 0.00% | +73 | New |
| Quest 10 Wealth Builders, Inc. | 57 | $1.08K | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 55 | $1.03K | 0.00% | +2+3.8% | Added |
| Hager Investment Management Services, LLC | 52 | $979 | 0.00% | +1+2.0% | Added |
| CoreCap Advisors, LLC | 33 | $618 | 0.00% | +1+3.1% | Added |
| Luminist Capital LLC | 25 | $471 | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 20 | $376 | 0.00% | +20 | New |
| Danske Bank A/S | 4 | $75 | 0.00% | +2+100.0% | Added |
| Navalign, LLC | 0 | $3 | 0.00% | 0 | New |
| Pandowealth. LLC | 2,507,600 | $0 | 0.00% | +2,507,600 | New |
| Union Bancaire Privee, UBP SA | 27,808 | – | – | −7,973−22.3% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −434,118−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −385,594−100.0% | Sold out |
| Mount Yale Investment Advisors, LLC | 0 | $0 | 0.00% | −171,516−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −35,947−100.0% | Sold out |
| Empowered Funds, LLC | 0 | $0 | 0.00% | −31,422−100.0% | Sold out |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −28,046−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −24,898−100.0% | Sold out |
| Diligent Investors, LLC | 0 | $0 | 0.00% | −24,525−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −20,304−100.0% | Sold out |
| Founders Financial Alliance, LLC | 0 | $0 | 0.00% | −18,591−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −16,522−100.0% | Sold out |
| CWA Asset Management Group, LLC | 0 | $0 | 0.00% | −15,570−100.0% | Sold out |
| Equitable Holdings, Inc. | 0 | $0 | 0.00% | −15,503−100.0% | Sold out |
| Massar Capital Management, LP | 0 | $0 | 0.00% | −14,575−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −14,150−100.0% | Sold out |
| Stephens Inc | 0 | $0 | 0.00% | −12,453−100.0% | Sold out |
| Advisory Research Inc | 0 | $0 | 0.00% | −11,836−100.0% | Sold out |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −11,333−100.0% | Sold out |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −10,146−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −10,078−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −8,700−100.0% | Sold out |
| Wealthspire Advisors, LLC | 0 | $0 | 0.00% | −7,505−100.0% | Sold out |
| Heartwood Wealth Advisors LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Alpine Bank Wealth Management | 0 | $0 | 0.00% | −1,829−100.0% | Sold out |
| Painted Porch Advisors LLC | 0 | $0 | 0.00% | −1,544−100.0% | Sold out |
| Brown Brothers Harriman & Co | 0 | $0 | 0.00% | −960−100.0% | Sold out |
| Crowley Wealth Management, Inc. | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Salem Investment Counselors Inc | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Pathway Financial Advisers, LLC | 0 | $0 | 0.00% | −577−100.0% | Sold out |
| JPL Wealth Management, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Flagship Wealth Advisors, LLC | 0 | $0 | 0.00% | −89−100.0% | Sold out |
| Roble, Belko & Company, Inc | 0 | $0 | 0.00% | −56−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −46−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | – | – | – | – | Not filed |
| Napa Wealth Management | – | – | – | – | Not filed |
| MAS Advisors LLC | – | – | – | – | Not filed |
| Wetherby Asset Management Inc | – | – | – | – | Not filed |
| Wolverine Trading, LLC | – | – | – | – | Not filed |
| AXA Investment Managers S.A. | – | – | – | – | Not filed |
| Guerra Advisors Inc | – | – | – | – | Not filed |
| Point72 (DIFC) Ltd | – | – | – | – | Not filed |
| Kathleen S. Wright Associates Inc. | – | – | – | – | Not filed |
| AllSquare Wealth Management LLC | – | – | – | – | Not filed |
| Point72 Asia (Singapore) Pte. Ltd. | – | – | – | – | Not filed |
| Point72 Europe (London) LLP | – | – | – | – | Not filed |
| Creekmur Asset Management LLC | – | – | – | – | Not filed |