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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q1 2026 vs. Q4 2025

How the institutions holding Hercules Capital, Inc. changed between Q4 2025 and Q1 2026.

All holders in Q1 2026All holders in Q4 2025

13F holders of HTGC: Q4 2025 compared with Q1 2026
MeasureQ4 2025Of which not filed for Q1 2026Q1 2026Change
Holders3546349+1
Shares52.4M391.1K53.0M+1.01M (+1.9%)
Value$937.8M$7.36M$744.0M−$186.4M (−20.0%)

6 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so the changes leave them out.

New holders (53)

Institutions that held Hercules Capital, Inc. at the end of Q1 2026 but not at the end of Q4 2025.

Institutions new to HTGC in Q1 2026
InstitutionSharesValue% of portfolio
Mount Yale Investment Advisors, LLC206,303$3.05M0.07%
Significant Wealth Partners LLC125,136$1.85M2.28%
Lazard Asset Management LLC124,353$1.84M0.00%
CIBC Bancorp USA Inc.111,276$1.64M0.00%
Mather Group, LLC.109,084$1.61M0.02%
Riverbridge Partners LLC90,672$1.34M0.03%
Romano Brothers and Company75,900$1.12M0.13%
CMH Wealth Management LLC65,120$961.8K0.17%
Commerce Advisors, LLC45,142$666.7K0.56%
Fieldview Capital Management, LLC40,418$597.0K0.17%
Empowered Funds, LLC39,643$585.5K0.00%
Palogic Value Management, L.P.34,783$513.7K0.23%
Entropy Technologies, LP27,414$404.9K0.02%
Atom Investors LP24,882$367.5K0.03%
Adirondack Trust Co24,000$354.5K0.12%
IFC Advisors LLC22,721$335.6K0.05%
Diversify Wealth Management, LLC21,032$326.0K0.01%
Brinker Capital Investments, LLC21,567$318.5K0.00%
Founders Financial Alliance, LLC21,567$318.5K0.06%
Virtu Financial LLC19,387$286.0K0.01%
Cantor Fitzgerald, L. P.18,000$265.9K0.01%
Integrated Wealth Concepts LLC16,059$237.2K0.00%
Great Valley Advisor Group, Inc.15,592$230.6K0.00%
KFG Wealth Management, LLC13,915$205.5K0.03%
Hennion & Walsh Asset Management, Inc.12,908$190.7K0.01%
Nelson, Van Denburg & Campbell Wealth Management Group, LLC12,774$188.7K0.01%
Wealthfront Advisers LLC12,374$182.8K0.00%
Strategic Financial Concepts, LLC12,150$179.5K0.04%
Aigen Investment Management, LP12,089$178.6K0.05%
RSM US Wealth Management LLC11,994$177.2K0.00%
Independent Advisor Alliance11,750$173.6K0.00%
Golden State Equity Partners11,133$164.4K0.01%
Sovereign Financial Group, Inc.10,755$158.8K0.03%
Wealth Architects, LLC10,736$158.6K0.01%
Catalina Capital Group, LLC10,717$158.3K0.10%
Bridgefront Capital, LLC10,706$158.1K0.04%
Dynamic Technology Lab Private Ltd10,528$155.5K0.03%
Avail Investment Partners, LLC10,323$152.0K0.16%
Kingswood Wealth Advisors, LLC10,032$148.2K0.01%
American Capital Advisory, LLC10,000$147.7K0.06%
Hillsdale Investment Management Inc.8,620$127.3K0.00%
AREX Capital Management, LP8,000$118.2K0.20%
Innovative Asset Advisors Group, LLC3,500$51.7K0.03%
Quadrant Capital Group LLC3,435$50.7K0.00%
Bryn Mawr Trust Co3,000$44.3K0.00%
Fifth Third Bancorp2,357$34.8K0.00%
IFG Advisory, LLC2,000$29.5K0.08%
Burk Holdings LLC1,750$25.8K0.01%
Salem Investment Counselors Inc1,535$22.7K0.00%
Clearstead Advisors, LLC1,200$17.7K0.00%
Vision Financial Markets LLC995$14.7K0.01%
JPL Wealth Management, LLC200$2.95K0.00%
PMV Capital Advisers, LLC6$940.00%

Sold out (52)

Institutions that held Hercules Capital, Inc. at the end of Q4 2025 and filed for Q1 2026 without it.

Institutions that sold out of HTGC in Q1 2026
InstitutionShares, Q4 2025Value, Q4 2025
Two Sigma Advisers, LP1,922,200$36.2M
Point72 Asset Management, L.P.557,660$10.5M
Jane Street Group, LLC358,937$6.76M
Marshall Wace, LLP312,719$5.89M
Janney Montgomery Scott LLC255,335$4.80M
Prevail Innovative Wealth Advisors, LLC239,614$4.51M
Walleye Trading LLC171,395$3.23M
Verition Fund Management LLC116,530$2.19M
Capital Advisory Group Advisory Services, LLC91,125$1.71M
Credit Agricole S A77,368$1.46M
Twinbeech Capital LP58,421$1.10M
J.W. Cole Advisors, Inc.56,129$946.0K
Rhodes Investment Advisors Inc39,300$739.6K
Bramshill Investments, LLC37,385$703.6K
Y-Intercept (Hong Kong) Ltd36,487$686.7K
Simplex Trading, LLC34,820$655.3K
Everstar Asset Management, LLC11,557$564.7K
Chicago Partners Investment Group LLC19,260$358.6K
Allspring Global Investments Holdings, LLC18,700$351.9K
Miracle Mile Advisors, LLC16,183$304.6K
Tudor Investment Corp Et Al15,663$294.8K
Steel Peak Wealth Management LLC15,574$293.1K
Alps Advisors Inc15,205$286.2K
Quantinno Capital Management LP14,578$274.4K
Axxcess Wealth Management, LLC14,507$273.0K
Change Path, LLC14,175$266.8K
BNP PARIBAS ASSET MANAGEMENT Holding S.A.13,718$258.0K
Hudson Bay Capital Management LP12,580$236.8K
Catalyst Funds Management Pty Ltd12,482$234.9K
FourThought Financial Partners, LLC12,436$234.0K
PharVision Advisers, LLC11,918$224.3K
TrueMark Investments, LLC11,717$220.5K
Occudo Quantitative Strategies LP10,387$195.5K
O'Shaughnessy Asset Management, LLC10,373$195.2K
Grimes & Company, Inc.10,347$194.7K
Diversified Enterprises, LLC10,312$194.1K
Leonteq Securities AG7,500$141.2K
Cedar Wealth Management, LLC6,559$123.4K
Garton & Associates Financial Advisors LLC4,265$80.3K
Clear Street Markets LLC2,000$37.6K
Orion Capital Management LLC2,000$37.6K
Cornerstone Planning Group LLC1,578$29.2K
Clark Wealth Partners1,046$19.7K
Investors Research Corp1,000$18.8K
Quarry LP804$15.1K
LM Advisors LLC205$10.9K
JNBA Financial Advisors329$6.19K
VSM Wealth Advisory, LLC300$5.65K
Nisa Investment Advisors, LLC174$3.27K
Luminist Capital LLC25$471
Tucker Asset Management LLC20$376
Navalign, LLC0$3

Not filed for Q1 2026 yet (6)

Institutions that held Hercules Capital, Inc. at the end of Q4 2025 and haven't filed a 13F for Q1 2026. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q4 2025 that haven't filed for Q1 2026
InstitutionShares, Q4 2025Value, Q4 2025
Sage Advisors, LLC119,974$2.26M
CIBC Private Wealth Group, LLC111,276$2.09M
Creegan & Nassoura Financial Group, LLC78,420$1.48M
Global Retirement Partners, LLC69,574$1.31M
ORG Partners LLC11,425$215.0K
Comerica Bank396$7.45K