Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2026
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 349
- +1 vs. Q4 2025
- Shares held
- 53.0M
- +1.01M (+1.9%) vs. Q4 2025
- Total value
- $744.0M
- −$186.4M (−20.0%) vs. Q4 2025
- New holders
- 53
- 130 more added
- Sold out
- 52
- 103 more reduced
6 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Delphi Management Inc | 66,999 | $990.0K | 1.18% | −11,513−14.7% | Reduced |
| Beacon Pointe Advisors, LLC | 66,525 | $982.6K | 0.01% | +24,078+56.7% | Added |
| Secure Asset Management, LLC | 65,539 | $968.0K | 0.15% | +17,022+35.1% | Added |
| CMH Wealth Management LLC | 65,120 | $961.8K | 0.17% | +65,120 | New |
| Arkadios Wealth Advisors | 64,717 | $955.9K | 0.02% | +6,144+10.5% | Added |
| Quantbot Technologies LP | 63,983 | $945.0K | 0.04% | −149,706−70.1% | Reduced |
| IMC-Chicago, LLC | 63,773 | $941.9K | 0.01% | +39,596+163.8% | Added |
| HighTower Advisors, LLC | 63,711 | $941.0K | 0.00% | −847−1.3% | Reduced |
| Tred Avon Family Wealth, LLC | 63,707 | $941.0K | 0.31% | +9,493+17.5% | Added |
| Kestra Advisory Services, LLC | 62,830 | $928.0K | 0.00% | −5,164−7.6% | Reduced |
| Abundance Wealth Counselors | 62,147 | $917.9K | 0.13% | +538+0.9% | Added |
| DnB Asset Management AS | 59,801 | $883.3K | 0.00% | −48,121−44.6% | Reduced |
| Whipplewood Advisors, LLC | 59,045 | $872.1K | 0.45% | +23,491+66.1% | Added |
| Cordoba Advisory Partners LLC | 58,770 | $865.6K | 0.24% | +3,403+6.1% | Added |
| Essex Financial Services, Inc. | 55,412 | $818.4K | 0.05% | −1,327−2.3% | Reduced |
| Golden State Wealth Management, LLC | 55,239 | $815.9K | 0.09% | −8,417−13.2% | Reduced |
| Kovack Advisors, Inc. | 54,761 | $813.9K | 0.04% | −622−1.1% | Reduced |
| Mariner, LLC | 53,984 | $797.3K | 0.00% | −2,469−4.4% | Reduced |
| Sigma Planning Corp | 52,069 | $769.1K | 0.02% | −7,283−12.3% | Reduced |
| Campbell & CO Investment Adviser LLC | 51,378 | $758.9K | 0.04% | +40,622+377.7% | Added |
| North Star Investment Management Corp. | 49,061 | $724.6K | 0.04% | +1,096+2.3% | Added |
| Foundations Investment Advisors, LLC | 48,527 | $716.8K | 0.01% | +14,932+44.4% | Added |
| McDonald Partners LLC | 48,000 | $709.0K | 0.17% | 00.0% | Unchanged |
| Commerce Advisors, LLC | 45,142 | $666.7K | 0.56% | +45,142 | New |
| Autumn Glory Partners, LLC | 45,000 | $664.6K | 0.24% | +10,000+28.6% | Added |
| Mirador Capital Partners LP | 44,700 | $660.2K | 0.09% | +1,083+2.5% | Added |
| Envestnet Asset Management Inc | 44,381 | $655.5K | 0.00% | +11,030+33.1% | Added |
| Colony Group, LLC | 43,317 | $639.8K | 0.00% | −1,880−4.2% | Reduced |
| SMH Capital Advisors Inc | 41,065 | $606.5K | 1.72% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 40,742 | $601.8K | 0.00% | −400−1.0% | Reduced |
| Eagle Global Advisors LLC | 40,640 | $600.3K | 0.02% | +1,000+2.5% | Added |
| Catalyst Capital Advisors LLC | 40,565 | $599.1K | 0.01% | 00.0% | Unchanged |
| Fieldview Capital Management, LLC | 40,418 | $597.0K | 0.17% | +40,418 | New |
| Summit Financial, LLC | 40,284 | $595.0K | 0.01% | 00.0% | Unchanged |
| Accel Wealth Management | 39,741 | $587.0K | 0.15% | +688+1.8% | Added |
| Empowered Funds, LLC | 39,643 | $585.5K | 0.00% | +39,643 | New |
| Aquatic Capital Management LLC | 39,470 | $583.0K | 0.02% | −12,865−24.6% | Reduced |
| Access Investment Management LLC | 38,200 | $564.2K | 0.15% | 00.0% | Unchanged |
| Dakota Wealth Management | 37,710 | $557.0K | 0.01% | −125−0.3% | Reduced |
| US Bancorp | 37,182 | $549.2K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 37,120 | $548.3K | 0.00% | +3,700+11.1% | Added |
| Haven Private, LLC | 36,082 | $532.9K | 0.23% | +11,457+46.5% | Added |
| Sit Investment Associates Inc | 35,000 | $517.0K | 0.01% | 00.0% | Unchanged |
| Palogic Value Management, L.P. | 34,783 | $513.7K | 0.23% | +34,783 | New |
| Virtus Investment Advisers, Inc. | 34,656 | $511.9K | 0.14% | +1,138+3.4% | Added |
| J.M. Arbour, LLC | 33,641 | $496.9K | 0.48% | −35,962−51.7% | Reduced |
| MQS Management LLC | 32,520 | $480.3K | 0.32% | −6,130−15.9% | Reduced |
| Americana Partners, LLC | 32,250 | $476.3K | 0.01% | 00.0% | Unchanged |
| ProShare Advisors LLC | 31,479 | $464.9K | 0.00% | −689−2.1% | Reduced |
| 1620 Investment Advisors, Inc. | 30,993 | $457.8K | 0.31% | 00.0% | Unchanged |
| Monument Capital Management | 30,873 | $456.0K | 0.11% | −87−0.3% | Reduced |
| Fox Run Management, L.L.C. | 31,986 | $454.2K | 0.08% | +7,632+31.3% | Added |
| Future Financial Wealth Managment LLC | 28,175 | $441.8K | 0.28% | −2,000−6.6% | Reduced |
| Closed-End Fund Advisors, Inc. | 29,845 | $440.8K | 0.45% | +15,634+110.0% | Added |
| BigSur Wealth Management LLC | 29,500 | $435.7K | 0.12% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $432.0K | 0.09% | 00.0% | Unchanged |
| Truist Financial Corp | 29,224 | $431.6K | 0.00% | −1,309−4.3% | Reduced |
| Magnetar Financial LLC | 28,919 | $427.1K | 0.00% | −34,651−54.5% | Reduced |
| Oppenheimer & Co Inc | 28,876 | $426.5K | 0.01% | +4,160+16.8% | Added |
| Balboa Wealth Partners | 28,477 | $420.6K | 0.07% | −2,540−8.2% | Reduced |
| Captrust Financial Advisors | 27,989 | $413.4K | 0.00% | +1,121+4.2% | Added |
| Entropy Technologies, LP | 27,414 | $404.9K | 0.02% | +27,414 | New |
| Caxton Associates LLP | 27,400 | $404.7K | 0.01% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 25,523 | $377.0K | 0.01% | +13,019+104.1% | Added |
| Atom Investors LP | 24,882 | $367.5K | 0.03% | +24,882 | New |
| ExodusPoint Capital Management, LP | 24,686 | $364.6K | 0.00% | −22,744−48.0% | Reduced |
| Price T Rowe Associates Inc | 24,308 | $360.0K | 0.00% | −16,411−40.3% | Reduced |
| Summit Global Investments | 24,200 | $357.0K | 0.02% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 24,153 | $356.7K | 0.17% | 00.0% | Unchanged |
| Investment Research Partners LLC | 24,085 | $355.7K | 0.14% | +1,788+8.0% | Added |
| Adirondack Trust Co | 24,000 | $354.5K | 0.12% | +24,000 | New |
| Concurrent Investment Advisors, LLC | 23,836 | $352.1K | 0.00% | −574−2.4% | Reduced |
| MML Investors Services, LLC | 23,746 | $350.7K | 0.00% | −3,344−12.3% | Reduced |
| Accredited Investors Inc. | 23,000 | $339.7K | 0.02% | 00.0% | Unchanged |
| IFC Advisors LLC | 22,721 | $335.6K | 0.05% | +22,721 | New |
| Principle Wealth Partners LLC | 22,235 | $328.4K | 0.02% | +2,850+14.7% | Added |
| Diversify Wealth Management, LLC | 21,032 | $326.0K | 0.01% | +21,032 | New |
| Diversify Advisory Services, LLC | 20,917 | $324.2K | 0.05% | −1,086−4.9% | Reduced |
| Pasadena Private Wealth, LLC | 21,802 | $322.0K | 0.04% | −2,200−9.2% | Reduced |
| Brinker Capital Investments, LLC | 21,567 | $318.5K | 0.00% | +21,567 | New |
| Founders Financial Alliance, LLC | 21,567 | $318.5K | 0.06% | +21,567 | New |
| Stratos Wealth Partners, LTD. | 21,122 | $312.0K | 0.00% | +6,498+44.4% | Added |
| Prime Capital Investment Advisors, LLC | 20,675 | $305.4K | 0.00% | −4,584−18.1% | Reduced |
| Wall Street Access Asset Management, LLC | 20,387 | $301.1K | 0.08% | +120+0.6% | Added |
| Madison Park Capital Advisors, LLC | 20,000 | $295.4K | 0.23% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 19,920 | $294.2K | 0.00% | +8,175+69.6% | Added |
| First National Trust Co | 19,634 | $290.0K | 0.01% | 00.0% | Unchanged |
| RMR Wealth Builders | 19,561 | $288.9K | 0.02% | −680−3.4% | Reduced |
| Virtu Financial LLC | 19,387 | $286.0K | 0.01% | +19,387 | New |
| Pathstone Holdings, LLC | 18,995 | $280.6K | 0.00% | +15+0.1% | Added |
| Sowell Financial Services LLC | 18,893 | $279.0K | 0.01% | −832−4.2% | Reduced |
| Cornerstone Wealth Management, LLC | 18,632 | $275.2K | 0.01% | −2,418−11.5% | Reduced |
| Cantor Fitzgerald, L. P. | 18,000 | $265.9K | 0.01% | +18,000 | New |
| Farther Finance Advisors, LLC | 18,166 | $264.5K | 0.00% | +4,870+36.6% | Added |
| Calton & Associates, Inc. | 16,929 | $250.0K | 0.04% | +6,550+63.1% | Added |
| GWM Advisors LLC | 16,259 | $240.2K | 0.00% | +15,127+1,336.3% | Added |
| Inspire Advisors, LLC | 16,121 | $238.1K | 0.02% | −1,612−9.1% | Reduced |
| Integrated Wealth Concepts LLC | 16,059 | $237.2K | 0.00% | +16,059 | New |
| Great Valley Advisor Group, Inc. | 15,592 | $230.6K | 0.00% | +15,592 | New |
| HB Wealth Management, LLC | 15,321 | $226.3K | 0.00% | −190−1.2% | Reduced |