Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2026
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 349
- +1 vs. Q4 2025
- Shares held
- 53.0M
- +1.01M (+1.9%) vs. Q4 2025
- Total value
- $744.0M
- −$186.4M (−20.0%) vs. Q4 2025
- New holders
- 53
- 130 more added
- Sold out
- 52
- 103 more reduced
6 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cascade Financial Partners, LLC | 15,293 | $225.9K | 0.02% | 00.0% | Unchanged |
| Penbrook Management LLC | 15,060 | $222.4K | 0.17% | +293+2.0% | Added |
| Allie Family Office LLC | 15,000 | $221.6K | 0.10% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 14,803 | $218.6K | 0.01% | +30.0% | Added |
| Intrua Financial, LLC | 14,595 | $215.6K | 0.02% | +4,398+43.1% | Added |
| United Capital Financial Advisers, LLC | 14,513 | $214.4K | 0.00% | +834+6.1% | Added |
| Squarepoint Ops LLC | 14,355 | $212.0K | 0.00% | −50,240−77.8% | Reduced |
| Modern Wealth Management, LLC | 14,436 | $210.2K | 0.00% | +616+4.5% | Added |
| Colonial River Wealth Management, LLC | 14,222 | $210.1K | 0.08% | −285−2.0% | Reduced |
| Annex Advisory Services, LLC | 14,019 | $207.1K | 0.00% | +15+0.1% | Added |
| KFG Wealth Management, LLC | 13,915 | $205.5K | 0.03% | +13,915 | New |
| Sand Hill Global Advisors, LLC | 13,832 | $204.3K | 0.01% | 00.0% | Unchanged |
| Invested Advisors | 13,762 | $203.3K | 0.21% | +291+2.2% | Added |
| Parallel Advisors, LLC | 13,436 | $198.5K | 0.00% | −508−3.6% | Reduced |
| Advisory Services Network, LLC | 13,367 | $197.4K | 0.00% | +1,840+16.0% | Added |
| Wedbush Securities Inc | 13,287 | $196.0K | 0.01% | +349+2.7% | Added |
| Beaumont Financial Advisors, LLC | 13,239 | $195.5K | 0.01% | +394+3.1% | Added |
| Kestra Private Wealth Services, LLC | 13,034 | $192.5K | 0.00% | −84,701−86.7% | Reduced |
| Chung Wu Investment Group, LLC | 12,978 | $191.7K | 0.17% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 12,908 | $190.7K | 0.01% | +12,908 | New |
| Sunbelt Securities, Inc. | 12,879 | $190.2K | 0.01% | +392+3.1% | Added |
| Fulton Bank, N.A. | 12,817 | $189.3K | 0.01% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 12,774 | $188.7K | 0.01% | +12,774 | New |
| Register Financial Advisors LLC | 12,391 | $183.0K | 0.07% | −971−7.3% | Reduced |
| Wealthfront Advisers LLC | 12,374 | $182.8K | 0.00% | +12,374 | New |
| Keystone Financial Group | 12,198 | $180.2K | 0.01% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 12,150 | $179.5K | 0.04% | +12,150 | New |
| Aigen Investment Management, LP | 12,089 | $178.6K | 0.05% | +12,089 | New |
| WealthBridge Capital Management, LLC | 12,000 | $177.2K | 0.04% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 11,994 | $177.2K | 0.00% | +11,994 | New |
| Global Endowment Management, LP | 12,000 | $177.0K | 0.02% | −8,000−40.0% | Reduced |
| Baker Avenue Asset Management, LP | 11,896 | $175.7K | 0.00% | 00.0% | Unchanged |
| Independent Advisor Alliance | 11,750 | $173.6K | 0.00% | +11,750 | New |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,548 | $170.6K | 0.00% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 11,515 | $170.1K | 0.00% | −2,700−19.0% | Reduced |
| Snowden Capital Advisors LLC | 11,436 | $168.9K | 0.00% | 00.0% | Unchanged |
| ARGA Investment Management, LP | 11,223 | $165.8K | 0.01% | 00.0% | Unchanged |
| Golden State Equity Partners | 11,133 | $164.4K | 0.01% | +11,133 | New |
| Sovereign Financial Group, Inc. | 10,755 | $158.8K | 0.03% | +10,755 | New |
| Wealth Architects, LLC | 10,736 | $158.6K | 0.01% | +10,736 | New |
| Catalina Capital Group, LLC | 10,717 | $158.3K | 0.10% | +10,717 | New |
| Bridgefront Capital, LLC | 10,706 | $158.1K | 0.04% | +10,706 | New |
| Sequoia Financial Advisors, LLC | 10,667 | $157.6K | 0.00% | −2,534−19.2% | Reduced |
| Principal Securities, Inc. | 10,547 | $155.8K | 0.00% | −175−1.6% | Reduced |
| Dynamic Technology Lab Private Ltd | 10,528 | $155.5K | 0.03% | +10,528 | New |
| Brookstone Capital Management | 10,370 | $153.2K | 0.00% | −378−3.5% | Reduced |
| SageGuard Financial Group, LLC | 10,309 | $152.3K | 0.02% | −396−3.7% | Reduced |
| Avail Investment Partners, LLC | 10,323 | $152.0K | 0.16% | +10,323 | New |
| Left Brain Wealth Management, LLC | 10,200 | $150.7K | 0.06% | −285,553−96.6% | Reduced |
| Kingswood Wealth Advisors, LLC | 10,032 | $148.2K | 0.01% | +10,032 | New |
| American Capital Advisory, LLC | 10,000 | $147.7K | 0.06% | +10,000 | New |
| IFP Advisors, Inc | 9,741 | $143.9K | 0.00% | +603+6.6% | Added |
| Armstrong Advisory Group, Inc | 9,607 | $141.9K | 0.01% | +4,346+82.6% | Added |
| Hillsdale Investment Management Inc. | 8,620 | $127.3K | 0.00% | +8,620 | New |
| AREX Capital Management, LP | 8,000 | $118.2K | 0.20% | +8,000 | New |
| State of Alaska, Department of Revenue | 7,821 | $115.0K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 8,063 | $112.0K | 0.00% | −427−5.0% | Reduced |
| Signaturefd, LLC | 7,561 | $111.7K | 0.00% | +1,889+33.3% | Added |
| Annis Gardner Whiting Capital Advisors, LLC | 7,090 | $104.7K | 0.02% | +1,035+17.1% | Added |
| Federation des caisses Desjardins du Quebec | 7,075 | $104.5K | 0.00% | −1,000−12.4% | Reduced |
| Anfield Capital Management, LLC | 6,908 | $102.0K | 0.03% | −3,920−36.2% | Reduced |
| Ameriflex Group, Inc. | 6,549 | $96.7K | 0.05% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 6,234 | $92.1K | 0.04% | +1,648+35.9% | Added |
| Union Bancaire Privee, UBP SA | 6,449 | $91.6K | 0.00% | −21,359−76.8% | Reduced |
| Allworth Financial LP | 6,167 | $91.1K | 0.00% | +454+7.9% | Added |
| CWM Advisors, LLC | 5,858 | $86.5K | 0.01% | −24,596−80.8% | Reduced |
| Huntington National Bank | 5,784 | $85.4K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 5,500 | $81.2K | 0.00% | 00.0% | Unchanged |
| Key Capital Management, INC | 5,376 | $79.4K | 0.05% | −2,967−35.6% | Reduced |
| Geneos Wealth Management Inc. | 4,975 | $73.5K | 0.00% | −1,500−23.2% | Reduced |
| Harbour Investments, Inc. | 4,913 | $72.6K | 0.00% | +2,107+75.1% | Added |
| MAI Capital Management | 4,436 | $65.5K | 0.00% | −588−11.7% | Reduced |
| Bayforest Capital Ltd | 4,417 | $65.2K | 0.07% | −2,824−39.0% | Reduced |
| Advocate Investing Services LLC | 4,240 | $62.6K | 0.05% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 4,000 | $59.1K | 0.00% | −20−0.5% | Reduced |
| Tradewinds Capital Management, LLC | 3,998 | $59.1K | 0.01% | +105+2.7% | Added |
| Sankala Group LLC | 4,132 | $58.0K | 0.05% | +109+2.7% | Added |
| Brown, Lisle/Cummings, Inc. | 3,811 | $56.3K | 0.01% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 3,610 | $55.2K | 0.01% | +95+2.7% | Added |
| Deutsche Bank AG | 3,520 | $52.0K | 0.00% | −137,761−97.5% | Reduced |
| Security National Bank | 3,508 | $51.8K | 0.01% | 00.0% | Unchanged |
| Innovative Asset Advisors Group, LLC | 3,500 | $51.7K | 0.03% | +3,500 | New |
| Quadrant Capital Group LLC | 3,435 | $50.7K | 0.00% | +3,435 | New |
| EverSource Wealth Advisors, LLC | 3,322 | $49.1K | 0.00% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 3,267 | $48.3K | 0.02% | +86+2.7% | Added |
| Whittier Trust Co of Nevada Inc | 2,921 | $44.3K | 0.00% | +77+2.7% | Added |
| WFA of San Diego, LLC | 3,000 | $44.3K | 0.04% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 3,000 | $44.3K | 0.00% | +3,000 | New |
| MTM Investment Management, LLC | 2,900 | $42.8K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 2,881 | $42.6K | 0.00% | −500−14.8% | Reduced |
| Hollencrest Capital Management | 2,522 | $37.3K | 0.00% | 00.0% | Unchanged |
| Estabrook Capital Management | 2,453 | $36.2K | 0.01% | +56+2.3% | Added |
| Fifth Third Bancorp | 2,357 | $34.8K | 0.00% | +2,357 | New |
| Delta Asset Management LLC | 2,221 | $32.8K | 0.00% | 00.0% | Unchanged |
| CX Institutional | 2,150 | $32.0K | 0.00% | −2,944−57.8% | Reduced |
| Financial Consulate, Inc | 2,045 | $30.2K | 0.00% | +200+10.8% | Added |
| Archer Investment Corp | 2,043 | $30.2K | 0.01% | +5+0.2% | Added |
| Optiver Holding B.V. | 2,020 | $29.8K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 2,000 | $29.5K | 0.08% | +2,000 | New |
| CWM, LLC | 1,998 | $29.5K | 0.00% | +1,227+159.1% | Added |