Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2026
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 349
- +1 vs. Q4 2025
- Shares held
- 53.0M
- +1.01M (+1.9%) vs. Q4 2025
- Total value
- $744.0M
- −$186.4M (−20.0%) vs. Q4 2025
- New holders
- 53
- 130 more added
- Sold out
- 52
- 103 more reduced
6 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwestern Mutual Wealth Management Co | 1,942 | $28.7K | 0.00% | +58+3.1% | Added |
| Burk Holdings LLC | 1,750 | $25.8K | 0.01% | +1,750 | New |
| UBS Asset Management Americas Inc | 1,605 | $23.7K | 0.00% | +148+10.2% | Added |
| Caitlin John, LLC | 1,602 | $23.7K | 0.01% | +42+2.7% | Added |
| Salem Investment Counselors Inc | 1,535 | $22.7K | 0.00% | +1,535 | New |
| Atlantic Union Bankshares Corp | 1,500 | $22.2K | 0.00% | −517−25.6% | Reduced |
| HHM Wealth Advisors, LLC | 1,500 | $22.2K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 1,304 | $19.3K | 0.02% | −272−17.3% | Reduced |
| Assetmark, Inc | 1,286 | $19.0K | 0.00% | −500−28.0% | Reduced |
| Ancora Advisors, LLC | 1,275 | $18.8K | 0.00% | +25+2.0% | Added |
| Spire Wealth Management | 1,205 | $17.8K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,200 | $17.7K | 0.00% | +1,200 | New |
| NBC Securities, Inc. | 1,153 | $17.0K | 0.00% | +193+20.1% | Added |
| Hilton Head Capital Partners, LLC | 1,095 | $16.2K | 0.01% | +130+13.5% | Added |
| Vision Financial Markets LLC | 995 | $14.7K | 0.01% | +995 | New |
| Sofos Investments, Inc. | 900 | $13.3K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 796 | $11.8K | 0.00% | −2,010−71.6% | Reduced |
| Asset Dedication, LLC | 756 | $11.2K | 0.00% | 00.0% | Unchanged |
| Gilpin Wealth Management, LLC | 723 | $10.7K | 0.01% | 00.0% | Unchanged |
| WealthCollab, LLC | 641 | $9.47K | 0.00% | −195−23.3% | Reduced |
| Community Bank, N.A. | 625 | $9.23K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 656 | $9.00K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 600 | $9.00K | 0.00% | 00.0% | Unchanged |
| Bank of New Hampshire | 600 | $8.86K | 0.00% | 00.0% | Unchanged |
| Alerus Financial NA | 517 | $7.64K | 0.00% | 00.0% | Unchanged |
| Rossby Financial, LCC | 518 | $7.54K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 500 | $7.38K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 475 | $7.01K | 0.00% | −712−60.0% | Reduced |
| TD Waterhouse Canada Inc. | 425 | $6.18K | 0.00% | +225+112.5% | Added |
| PFS Partners, LLC | 413 | $6.10K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 396 | $5.85K | 0.00% | −1,261−76.1% | Reduced |
| McGuire Capital Advisors Inc | 348 | $5.14K | 0.00% | 00.0% | Unchanged |
| William B. Walkup & Associates, Inc. | 229 | $4.40K | 0.00% | 00.0% | Unchanged |
| Signature Resources Capital Management, LLC | 275 | $4.06K | 0.00% | 00.0% | Unchanged |
| JPL Wealth Management, LLC | 200 | $2.95K | 0.00% | +200 | New |
| SWAN Capital LLC | 189 | $2.79K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.48K | 0.00% | −300−75.0% | Reduced |
| Rothschild Investment LLC | 100 | $1.48K | 0.00% | 00.0% | Unchanged |
| Quest 10 Wealth Builders, Inc. | 57 | $846 | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 56 | $827 | 0.00% | +1+1.8% | Added |
| Hager Investment Management Services, LLC | 53 | $789 | 0.00% | +1+1.9% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 44 | $648 | 0.00% | −2,767−98.4% | Reduced |
| CoreCap Advisors, LLC | 33 | $498 | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 25 | $369 | 0.00% | −1,103−97.8% | Reduced |
| Elequin Capital LP | 9 | $133 | 0.00% | −64−87.7% | Reduced |
| Danske Bank A/S | 9 | $133 | 0.00% | +5+125.0% | Added |
| PMV Capital Advisers, LLC | 6 | $94 | 0.00% | +6 | New |
| Ares Financial Consulting, LLC | 2 | $33 | 0.00% | −47,728−100.0% | Reduced |
| Pandowealth. LLC | 2,507,600 | $0 | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −1,922,200−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −557,660−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −358,937−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −312,719−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −255,335−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −239,614−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −171,395−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −116,530−100.0% | Sold out |
| Capital Advisory Group Advisory Services, LLC | 0 | $0 | 0.00% | −91,125−100.0% | Sold out |
| Credit Agricole S A | 0 | $0 | 0.00% | −77,368−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −58,421−100.0% | Sold out |
| J.W. Cole Advisors, Inc. | 0 | $0 | 0.00% | −56,129−100.0% | Sold out |
| Rhodes Investment Advisors Inc | 0 | $0 | 0.00% | −39,300−100.0% | Sold out |
| Bramshill Investments, LLC | 0 | $0 | 0.00% | −37,385−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −36,487−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −34,820−100.0% | Sold out |
| Everstar Asset Management, LLC | 0 | $0 | 0.00% | −11,557−100.0% | Sold out |
| Chicago Partners Investment Group LLC | 0 | $0 | 0.00% | −19,260−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −18,700−100.0% | Sold out |
| Miracle Mile Advisors, LLC | 0 | $0 | 0.00% | −16,183−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −15,663−100.0% | Sold out |
| Steel Peak Wealth Management LLC | 0 | $0 | 0.00% | −15,574−100.0% | Sold out |
| Alps Advisors Inc | 0 | $0 | 0.00% | −15,205−100.0% | Sold out |
| Quantinno Capital Management LP | 0 | $0 | 0.00% | −14,578−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −14,507−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −14,175−100.0% | Sold out |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0 | $0 | 0.00% | −13,718−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −12,580−100.0% | Sold out |
| Catalyst Funds Management Pty Ltd | 0 | $0 | 0.00% | −12,482−100.0% | Sold out |
| FourThought Financial Partners, LLC | 0 | $0 | 0.00% | −12,436−100.0% | Sold out |
| PharVision Advisers, LLC | 0 | $0 | 0.00% | −11,918−100.0% | Sold out |
| TrueMark Investments, LLC | 0 | $0 | 0.00% | −11,717−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −10,387−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −10,373−100.0% | Sold out |
| Grimes & Company, Inc. | 0 | $0 | 0.00% | −10,347−100.0% | Sold out |
| Diversified Enterprises, LLC | 0 | $0 | 0.00% | −10,312−100.0% | Sold out |
| Leonteq Securities AG | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Cedar Wealth Management, LLC | 0 | $0 | 0.00% | −6,559−100.0% | Sold out |
| Garton & Associates Financial Advisors LLC | 0 | $0 | 0.00% | −4,265−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Orion Capital Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Cornerstone Planning Group LLC | 0 | $0 | 0.00% | −1,578−100.0% | Sold out |
| Clark Wealth Partners | 0 | $0 | 0.00% | −1,046−100.0% | Sold out |
| Investors Research Corp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −804−100.0% | Sold out |
| LM Advisors LLC | 0 | $0 | 0.00% | −205−100.0% | Sold out |
| JNBA Financial Advisors | 0 | $0 | 0.00% | −329−100.0% | Sold out |
| VSM Wealth Advisory, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −174−100.0% | Sold out |
| Luminist Capital LLC | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Tucker Asset Management LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |