Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2024
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +40 vs. Q3 2024
- Shares held
- 37.9M
- +6.57M (+21.0%) vs. Q3 2024
- Total value
- $760.4M
- +$132.6M (+21.1%) vs. Q3 2024
- New holders
- 64
- 140 more added
- Sold out
- 24
- 67 more reduced
5 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $20 | 0.00% | −1−50.0% | Reduced |
| Danske Bank A/S | 1 | $20 | 0.00% | −1−50.0% | Reduced |
| Transce3nd, LLC | 16 | $328 | 0.00% | +16 | New |
| Tucker Asset Management LLC | 20 | $402 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 22 | $442 | 0.00% | +22 | New |
| CoreCap Advisors, LLC | 30 | $605 | 0.00% | 00.0% | Unchanged |
| Hager Investment Management Services, LLC | 48 | $959 | 0.00% | +48 | New |
| SOA Wealth Advisors, LLC. | 49 | $984 | 0.00% | +49 | New |
| West Financial Advisors, LLC | 50 | $1.00K | 0.00% | +50 | New |
| Tower Research Capital LLC (TRC) | 58 | $1.17K | 0.00% | −5,524−99.0% | Reduced |
| Horizon Financial Services, LLC | 82 | $1.64K | 0.00% | +2+2.5% | Added |
| Valley National Advisers Inc | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 100 | $2.01K | 0.00% | −750−88.2% | Reduced |
| Glen Eagle Advisors, LLC | 100 | $2.01K | 0.00% | 00.0% | Unchanged |
| Parvin Asset Management, LLC | 100 | $2.01K | 0.00% | +100 | New |
| Assetmark, Inc | 127 | $2.55K | 0.00% | +127 | New |
| TD Waterhouse Canada Inc. | 200 | $4.01K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 222 | $4.44K | 0.00% | +210+1,750.0% | Added |
| William B. Walkup & Associates, Inc. | 229 | $4.60K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 233 | $4.67K | 0.00% | +5+2.2% | Added |
| Cullen/Frost Bankers, Inc. | 243 | $4.88K | 0.00% | +243 | New |
| WR Wealth Planners, LLC | 249 | $5.00K | 0.00% | +6+2.5% | Added |
| Signature Resources Capital Management, LLC | 275 | $5.53K | 0.00% | 00.0% | Unchanged |
| Synergy Investment Management, LLC | 280 | $5.63K | 0.00% | +280 | New |
| VSM Wealth Advisory, LLC | 300 | $6.03K | 0.00% | +300 | New |
| Studio Investment Management LLC | 313 | $6.29K | 0.00% | +313 | New |
| EverSource Wealth Advisors, LLC | 321 | $6.45K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 329 | $6.61K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 413 | $8.30K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $10.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 520 | $10.4K | 0.00% | +220+73.3% | Added |
| Synergy Financial Management, LLC | 565 | $11.1K | 0.00% | +565 | New |
| Community Bank, N.A. | 625 | $12.6K | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 641 | $12.9K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 681 | $13.7K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 700 | $14.1K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 759 | $15.0K | 0.00% | −1,731−69.5% | Reduced |
| Asset Dedication, LLC | 756 | $15.2K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 795 | $16.0K | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 816 | $16.4K | 0.02% | +816 | New |
| Pathway Financial Advisers, LLC | 837 | $16.8K | 0.01% | 00.0% | Unchanged |
| Albion Financial Group | 887 | $17.8K | 0.00% | +887 | New |
| Crowley Wealth Management, Inc. | 900 | $18.1K | 0.02% | +900 | New |
| Raleigh Capital Management Inc. | 940 | $18.9K | 0.01% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 1,000 | $20.1K | 0.01% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 1,000 | $20.1K | 0.00% | +1,000 | New |
| Clark Wealth Partners | 1,023 | $20.6K | 0.02% | +1,023 | New |
| Allworth Financial LP | 987 | $20.6K | 0.00% | +24+2.5% | Added |
| Ancora Advisors, LLC | 1,250 | $25.1K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 1,383 | $27.0K | 0.00% | +1,383 | New |
| Spire Wealth Management | 1,353 | $27.2K | 0.00% | +3+0.2% | Added |
| Ameriflex Group, Inc. | 1,361 | $28.8K | 0.01% | +1,361 | New |
| HHM Wealth Advisors, LLC | 1,500 | $30.1K | 0.00% | 00.0% | Unchanged |
| Painted Porch Advisors LLC | 1,535 | $30.8K | 0.02% | +3+0.2% | Added |
| Salem Investment Counselors Inc | 1,546 | $31.1K | 0.00% | −300−16.3% | Reduced |
| Kathleen S. Wright Associates Inc. | 1,580 | $31.7K | 0.01% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 1,703 | $34.2K | 0.01% | −64−3.6% | Reduced |
| Caitlin John, LLC | 1,713 | $34.4K | 0.02% | +30+1.8% | Added |
| Northwestern Mutual Wealth Management Co | 1,732 | $34.8K | 0.00% | −3,700−68.1% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,802 | $36.2K | 0.00% | +1,152+177.2% | Added |
| Estabrook Capital Management | 1,878 | $37.7K | 0.01% | +1,324+239.0% | Added |
| Optiver Holding B.V. | 2,020 | $40.6K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 2,142 | $43.0K | 0.02% | +94+4.6% | Added |
| Archer Investment Corp | 2,325 | $46.7K | 0.01% | +1,803+345.4% | Added |
| Creekmur Asset Management LLC | 2,337 | $46.9K | 0.01% | 00.0% | Unchanged |
| Delta Asset Management LLC | 2,338 | $47.0K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 2,374 | $47.7K | 0.04% | +24+1.0% | Added |
| Quarry LP | 2,388 | $48.0K | 0.01% | +2,388 | New |
| Farther Finance Advisors, LLC | 2,391 | $48.0K | 0.00% | +10.0% | Added |
| Harbour Investments, Inc. | 2,474 | $49.7K | 0.00% | +52+2.1% | Added |
| Hollencrest Capital Management | 2,522 | $50.7K | 0.00% | 00.0% | Unchanged |
| Nova Wealth Management, Inc. | 2,523 | $50.7K | 0.04% | +2,523 | New |
| Whittier Trust Co of Nevada Inc | 2,608 | $52.4K | 0.00% | +54+2.1% | Added |
| Kozak & Associates, Inc. | 2,756 | $55.4K | 0.01% | +58+2.1% | Added |
| Carolinas Wealth Consulting LLC | 2,950 | $59.3K | 0.01% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 3,000 | $60.3K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 3,096 | $62.2K | 0.00% | +74+2.4% | Added |
| Tradewinds Capital Management, LLC | 3,571 | $71.7K | 0.02% | +74+2.1% | Added |
| Nisa Investment Advisors, LLC | 3,800 | $76.3K | 0.00% | −2,000−34.5% | Reduced |
| Brown, Lisle/Cummings, Inc. | 3,811 | $76.6K | 0.02% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 3,976 | $79.9K | 0.04% | −40−1.0% | Reduced |
| Ronald Blue Trust, Inc. | 4,000 | $80.4K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 4,003 | $80.4K | 0.01% | +4,003 | New |
| Security National Bank | 4,003 | $80.4K | 0.01% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 4,042 | $81.2K | 0.00% | +2,693+199.6% | Added |
| Hexagon Capital Partners LLC | 4,126 | $82.9K | 0.02% | +221+5.7% | Added |
| Van Hulzen Asset Management, LLC | 4,300 | $86.4K | 0.01% | +4,300 | New |
| Geneos Wealth Management Inc. | 4,505 | $90.5K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 5,456 | $109.6K | 0.01% | +76+1.4% | Added |
| Comerica Bank | 5,688 | $114.3K | 0.00% | −2,112−27.1% | Reduced |
| Signaturefd, LLC | 6,634 | $133.3K | 0.00% | +3,079+86.6% | Added |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $134.7K | 0.04% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 7,850 | $157.7K | 0.00% | +7,850 | New |
| MAI Capital Management | 8,175 | $164.2K | 0.00% | +8,175 | New |
| Citigroup Inc | 8,458 | $169.9K | 0.00% | +1,868+28.3% | Added |
| ORG Partners LLC | 8,575 | $172.3K | 0.02% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 9,759 | $196.1K | 0.07% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 10,003 | $201.0K | 0.01% | +10,003 | New |
| PharVision Advisers, LLC | 10,111 | $203.1K | 0.17% | +10,111 | New |
| Latitude Advisors, LLC | 10,167 | $204.2K | 0.12% | −219−2.1% | Reduced |