Hercules Capital, Inc.

HTGC

Exchange: NYSE
SEC CIK: 0001280784

SEC filings (opens in a new tab)

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q4 2024 vs. Q3 2024

How the institutions holding Hercules Capital, Inc. changed between Q3 2024 and Q4 2024.

All holders in Q4 2024 All holders in Q3 2024

13F holders of HTGC: Q3 2024 compared with Q4 2024
Measure	Q3 2024	Of which not filed for Q4 2024	Q4 2024	Change
Holders	299	5	334	+40
Shares	31.9M	622.6K	37.9M	+6.57M (+21.0%)
Value	$640.1M	$12.2M	$760.4M	+$132.6M (+21.1%)

5 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (64)

Institutions that held Hercules Capital, Inc. at the end of Q4 2024 but not at the end of Q3 2024.

Institutions new to HTGC in Q4 2024
Institution	Shares	Value	% of portfolio
Marshall Wace, LLP	740,210	$14.9M	0.02%
Raymond James Financial Inc	595,459	$12.0M	0.00%
D. E. Shaw & Co., Inc.	592,574	$11.9M	0.01%
Voloridge Investment Management, LLC	386,006	$7.75M	0.03%
Schonfeld Strategic Advisors LLC	249,700	$5.02M	0.03%
Connor, Clark & Lunn Investment Management Ltd.	163,302	$3.28M	0.01%
Cubist Systematic Strategies, LLC	124,663	$2.50M	0.04%
Golden State Wealth Management, LLC	115,658	$2.32M	0.35%
Trexquant Investment LP	107,332	$2.16M	0.03%
Aquatic Capital Management LLC	103,654	$2.08M	0.06%
Pennington Partners & Co., LLC	96,700	$1.94M	0.96%
Atom Investors LP	82,393	$1.66M	0.21%
Barclays PLC	71,036	$1.43M	0.00%
Sharpepoint LLC	65,125	$1.31M	1.18%
FJ Capital Management LLC	54,968	$1.10M	0.13%
Boston Private Wealth LLC	36,563	$734.5K	0.01%
Union Bancaire Privee, UBP SA	34,050	$684.1K	0.01%
Bramshill Investments, LLC	31,312	$629.1K	0.10%
ExodusPoint Capital Management, LP	26,900	$540.0K	0.01%
Campbell & CO Investment Adviser LLC	20,891	$419.7K	0.03%
Dark Forest Capital Management LP	19,462	$391.0K	0.06%
Integrated Wealth Concepts LLC	16,282	$327.1K	0.00%
Magnetar Financial LLC	16,113	$323.7K	0.01%
Oppenheimer & Co Inc	15,866	$318.7K	0.00%
Apollon Wealth Management, LLC	15,622	$313.8K	0.01%
FourThought Financial Partners, LLC	15,190	$305.2K	0.03%
Chung Wu Investment Group, LLC	15,178	$304.9K	0.31%
Gsa Capital Partners LLP	14,494	$291.0K	0.02%
Colony Group, LLC	12,497	$251.1K	0.00%
Empowered Funds, LLC	12,295	$247.0K	0.00%
Keystone Financial Group	12,198	$245.1K	0.02%
GWN Securities Inc.	11,587	$244.3K	0.07%
Stephens Inc	12,050	$242.1K	0.00%
AXA S.A.	11,892	$238.9K	0.00%
Universal- Beteiligungs- und Servicegesellschaft mbH	11,000	$221.0K	0.00%
Evergreen Capital Management LLC	10,484	$210.6K	0.01%
Diversified Enterprises, LLC	10,312	$207.2K	0.02%
PharVision Advisers, LLC	10,111	$203.1K	0.17%
GeoWealth Management, LLC	10,003	$201.0K	0.01%
MAI Capital Management	8,175	$164.2K	0.00%
Clearstead Advisors, LLC	7,850	$157.7K	0.00%
Van Hulzen Asset Management, LLC	4,300	$86.4K	0.01%
Point72 Hong Kong Ltd	4,003	$80.4K	0.01%
Nova Wealth Management, Inc.	2,523	$50.7K	0.04%
Quarry LP	2,388	$48.0K	0.01%
Ameriflex Group, Inc.	1,361	$28.8K	0.01%
Acadian Asset Management LLC	1,383	$27.0K	0.00%
Clark Wealth Partners	1,023	$20.6K	0.02%
Duncker Streett & Co Inc	1,000	$20.1K	0.00%
Crowley Wealth Management, Inc.	900	$18.1K	0.02%
Albion Financial Group	887	$17.8K	0.00%
Caitong International Asset Management Co., Ltd	816	$16.4K	0.02%
Synergy Financial Management, LLC	565	$11.1K	0.00%
Studio Investment Management LLC	313	$6.29K	0.00%
VSM Wealth Advisory, LLC	300	$6.03K	0.00%
Synergy Investment Management, LLC	280	$5.63K	0.00%
Cullen/Frost Bankers, Inc.	243	$4.88K	0.00%
Assetmark, Inc	127	$2.55K	0.00%
Parvin Asset Management, LLC	100	$2.01K	0.00%
West Financial Advisors, LLC	50	$1.00K	0.00%
SOA Wealth Advisors, LLC.	49	$984	0.00%
Hager Investment Management Services, LLC	48	$959	0.00%
Lindbrook Capital, LLC	22	$442	0.00%
Transce3nd, LLC	16	$328	0.00%

Sold out (24)

Institutions that held Hercules Capital, Inc. at the end of Q3 2024 and filed for Q4 2024 without it.

Institutions that sold out of HTGC in Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Centaurus Financial, Inc.	222,491	$4.37M
TrueMark Investments, LLC	199,153	$3.91M
Morse Asset Management, Inc	34,900	$685.4K
Founders Financial Alliance, LLC	28,701	$563.7K
Alliancebernstein L.P.	23,163	$454.9K
Twinbeech Capital LP	19,925	$391.3K
Virtu Financial LLC	19,275	$379.0K
TownSquare Capital, LLC	18,402	$361.4K
Global Assets Advisory, LLC	17,785	$347.7K
Wealthspire Advisors, LLC	15,010	$294.8K
MQS Management LLC	13,620	$267.5K
Squarepoint Ops LLC	12,236	$240.3K
IMC-Chicago, LLC	11,909	$233.9K
First Foundation Advisors	11,410	$224.1K
Childress Capital Advisors, LLC	11,370	$223.3K
Wealthcare Advisory Partners LLC	10,914	$214.4K
Jaffetilchin Investment Partners, LLC	7,714	$151.5K
C M Bidwell & Associates Ltd	3,640	$71.5K
NBC Securities, Inc.	2,304	$45.0K
Ridgewood Investments LLC	1,400	$27.5K
Jefferies Financial Group Inc.	1,392	$27.3K
AdvisorNet Financial, Inc	500	$9.82K
Householder Group Estate & Retirement Specialist, LLC	34	$0
Flputnam Investment Management Co	250	–

Not filed for Q4 2024 yet (5)

Institutions that held Hercules Capital, Inc. at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q3 2024 that haven't filed for Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Raymond James & Associates	322,781	$6.34M
Raymond James Financial Services Advisors, Inc.	228,138	$4.48M
Axiom Advisory, LLC	71,032	$1.40M
Planning Capital Management Corp	347	$6.82K
FinTrust Capital Advisors, LLC	315	$6.19K