Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2024
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +40 vs. Q3 2024
- Shares held
- 37.9M
- +6.57M (+21.0%) vs. Q3 2024
- Total value
- $760.4M
- +$132.6M (+21.1%) vs. Q3 2024
- New holders
- 64
- 140 more added
- Sold out
- 24
- 67 more reduced
5 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| North Star Investment Management Corp. | 52,450 | $1.05M | 0.07% | +370+0.7% | Added |
| Global Retirement Partners, LLC | 51,340 | $1.03M | 0.03% | −8,531−14.2% | Reduced |
| TFG Advisers LLC | 50,268 | $1.01M | 0.36% | +13,614+37.1% | Added |
| Engineers Gate Manager LP | 49,051 | $985.4K | 0.02% | +8,651+21.4% | Added |
| Susquehanna International Group, LLP | 48,520 | $974.8K | 0.00% | +15,598+47.4% | Added |
| McDonald Partners LLC | 48,000 | $964.3K | 0.25% | 00.0% | Unchanged |
| Sigma Planning Corp | 47,603 | $956.3K | 0.03% | +3,898+8.9% | Added |
| XTX Topco Ltd | 47,313 | $950.5K | 0.08% | +32,257+214.2% | Added |
| Bristlecone Advisors, LLC | 47,184 | $947.9K | 0.07% | +5,198+12.4% | Added |
| Independent Financial Group, LLC | 45,287 | $909.8K | 0.03% | +2,701+6.3% | Added |
| Virtus ETF Advisers LLC | 44,288 | $889.7K | 0.36% | +3,022+7.3% | Added |
| Mirador Capital Partners LP | 43,077 | $865.4K | 0.16% | +2,850+7.1% | Added |
| US Bancorp | 42,619 | $856.2K | 0.00% | −800−1.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 42,012 | $844.0K | 0.00% | +1,500+3.7% | Added |
| Kovitz Investment Group Partners, LLC | 40,326 | $810.1K | 0.00% | −17,140−29.8% | Reduced |
| Dakota Wealth Management | 38,727 | $778.0K | 0.02% | −650−1.7% | Reduced |
| Bleakley Financial Group, LLC | 38,509 | $773.6K | 0.02% | −2,725−6.6% | Reduced |
| Access Investment Management LLC | 38,200 | $767.4K | 0.22% | 00.0% | Unchanged |
| Creative Planning | 36,566 | $734.6K | 0.00% | −1,477−3.9% | Reduced |
| Boston Private Wealth LLC | 36,563 | $734.5K | 0.01% | +36,563 | New |
| Union Bancaire Privee, UBP SA | 34,050 | $684.1K | 0.01% | +34,050 | New |
| Wiley Bros.-Aintree Capital, LLC | 33,849 | $680.7K | 0.01% | +14,215+72.4% | Added |
| Mackenzie Financial Corp | 33,289 | $668.8K | 0.00% | +810+2.5% | Added |
| Truist Financial Corp | 33,122 | $665.4K | 0.00% | +1,322+4.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 32,204 | $647.0K | 0.00% | +15,097+88.3% | Added |
| 1620 Investment Advisors, Inc. | 31,690 | $636.7K | 0.48% | +58+0.2% | Added |
| Bramshill Investments, LLC | 31,312 | $629.1K | 0.10% | +31,312 | New |
| Future Financial Wealth Managment LLC | 30,550 | $613.8K | 0.45% | −750−2.4% | Reduced |
| Kestra Advisory Services, LLC | 30,476 | $612.3K | 0.00% | +6,812+28.8% | Added |
| Steel Peak Wealth Management LLC | 30,307 | $608.9K | 0.03% | +804+2.7% | Added |
| Guggenheim Capital LLC | 30,131 | $605.3K | 0.00% | +1,668+5.9% | Added |
| Concurrent Investment Advisors, LLC | 29,615 | $595.0K | 0.02% | −2,684−8.3% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $587.6K | 0.14% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 28,758 | $577.8K | 0.03% | +1,326+4.8% | Added |
| Balboa Wealth Partners | 28,449 | $571.5K | 0.13% | +1,555+5.8% | Added |
| Sand Hill Global Advisors, LLC | 27,417 | $550.8K | 0.02% | +665+2.5% | Added |
| ProShare Advisors LLC | 26,966 | $541.7K | 0.00% | +3,970+17.3% | Added |
| AE Wealth Management LLC | 26,924 | $540.9K | 0.00% | +2,608+10.7% | Added |
| Eagle Global Advisors LLC | 26,900 | $540.4K | 0.02% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 26,900 | $540.0K | 0.01% | +26,900 | New |
| Mariner, LLC | 25,545 | $513.2K | 0.00% | −1,027−3.9% | Reduced |
| Grimes & Company, Inc. | 25,414 | $510.6K | 0.01% | +5,962+30.6% | Added |
| Penbrook Management LLC | 24,602 | $494.3K | 0.34% | +408+1.7% | Added |
| Crestline Management, LP | 24,597 | $494.2K | 0.02% | −12,806−34.2% | Reduced |
| BigSur Wealth Management LLC | 24,500 | $492.2K | 0.14% | −815−3.2% | Reduced |
| Diligent Investors, LLC | 24,463 | $491.5K | 0.11% | +21+0.1% | Added |
| Core Wealth Partners LLC | 24,153 | $485.2K | 0.28% | 00.0% | Unchanged |
| Captrust Financial Advisors | 23,413 | $470.4K | 0.00% | +2,198+10.4% | Added |
| Equitable Holdings, Inc. | 23,021 | $462.5K | 0.00% | −2,154−8.6% | Reduced |
| Accredited Investors Inc. | 23,000 | $462.1K | 0.03% | 00.0% | Unchanged |
| CWM Advisors, LLC | 22,377 | $449.6K | 0.05% | −826−3.6% | Reduced |
| MML Investors Services, LLC | 21,978 | $442.0K | 0.00% | −4,543−17.1% | Reduced |
| Cornerstone Wealth Management, LLC | 21,441 | $430.8K | 0.03% | +1,568+7.9% | Added |
| Inspire Advisors, LLC | 21,071 | $423.3K | 0.05% | +2,385+12.8% | Added |
| International Assets Investment Management, LLC | 20,742 | $422.7K | 0.04% | −386,377−94.9% | Reduced |
| Campbell & CO Investment Adviser LLC | 20,891 | $419.7K | 0.03% | +20,891 | New |
| Cerity Partners LLC | 20,908 | $417.4K | 0.00% | +6,295+43.1% | Added |
| Autumn Glory Partners, LLC | 20,500 | $411.8K | 0.20% | +6,000+41.4% | Added |
| Brookstone Capital Management | 20,229 | $406.4K | 0.01% | +9,604+90.4% | Added |
| Global Endowment Management, LP | 20,000 | $401.8K | 0.05% | 00.0% | Unchanged |
| Madison Park Capital Advisors, LLC | 20,000 | $401.8K | 0.32% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 19,894 | $399.7K | 0.00% | −17,885−47.3% | Reduced |
| First National Trust Co | 19,634 | $394.4K | 0.01% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 19,462 | $391.0K | 0.06% | +19,462 | New |
| Principle Wealth Partners LLC | 19,385 | $389.4K | 0.03% | +3,120+19.2% | Added |
| RMR Wealth Builders | 19,084 | $383.4K | 0.04% | +385+2.1% | Added |
| MAS Advisors LLC | 18,921 | $380.1K | 0.64% | −2,037−9.7% | Reduced |
| Proequities, Inc. | 17,921 | $373.3K | 0.02% | +426+2.4% | Added |
| Sit Investment Associates Inc | 18,050 | $363.0K | 0.01% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 17,717 | $354.7K | 0.00% | −9,602−35.1% | Reduced |
| Pathstone Holdings, LLC | 17,645 | $354.5K | 0.00% | +10.0% | Added |
| Prossimo Advisors, LLC | 17,304 | $348.0K | 0.25% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 17,260 | $346.8K | 0.00% | +109+0.6% | Added |
| Colonial River Wealth Management, LLC | 17,177 | $345.1K | 0.17% | +1,875+12.3% | Added |
| Axxcess Wealth Management, LLC | 17,177 | $345.1K | 0.01% | +1,875+12.3% | Added |
| Monument Capital Management | 17,161 | $344.8K | 0.10% | −149−0.9% | Reduced |
| Beacon Pointe Advisors, LLC | 17,111 | $343.8K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 17,003 | $341.6K | 0.13% | +1,154+7.3% | Added |
| Brown Advisory Inc | 16,919 | $339.9K | 0.00% | −1,000−5.6% | Reduced |
| Nomura Asset Management Co Ltd | 16,388 | $329.2K | 0.00% | +12,302+301.1% | Added |
| Strategic Financial Concepts, LLC | 16,300 | $327.5K | 0.06% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 16,282 | $327.1K | 0.00% | +16,282 | New |
| Magnetar Financial LLC | 16,113 | $323.7K | 0.01% | +16,113 | New |
| Oppenheimer & Co Inc | 15,866 | $318.7K | 0.00% | +15,866 | New |
| Chicago Partners Investment Group LLC | 15,811 | $315.9K | 0.01% | +107+0.7% | Added |
| Apollon Wealth Management, LLC | 15,622 | $313.8K | 0.01% | +15,622 | New |
| Occudo Quantitative Strategies LP | 15,490 | $311.2K | 0.06% | +4,848+45.6% | Added |
| Parallel Advisors, LLC | 15,403 | $309.4K | 0.01% | −164−1.1% | Reduced |
| Register Financial Advisors LLC | 15,375 | $308.9K | 0.16% | +20+0.1% | Added |
| FourThought Financial Partners, LLC | 15,190 | $305.2K | 0.03% | +15,190 | New |
| Chung Wu Investment Group, LLC | 15,178 | $304.9K | 0.31% | +15,178 | New |
| Advisory Services Network, LLC | 15,124 | $303.8K | 0.01% | +848+5.9% | Added |
| GWM Advisors LLC | 15,030 | $301.9K | 0.00% | −935−5.9% | Reduced |
| Allie Family Office LLC | 15,000 | $301.4K | 0.17% | 00.0% | Unchanged |
| Anfield Capital Management, LLC | 14,748 | $296.3K | 0.11% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 14,498 | $291.3K | 0.02% | −14,498−50.0% | Reduced |
| Gsa Capital Partners LLP | 14,494 | $291.0K | 0.02% | +14,494 | New |
| Triumph Capital Management | 14,469 | $290.7K | 0.10% | −1,027−6.6% | Reduced |
| Snowden Capital Advisors LLC | 14,312 | $287.5K | 0.01% | −505−3.4% | Reduced |
| CAPROCK Group, Inc. | 14,200 | $285.3K | 0.01% | 00.0% | Unchanged |