Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2024
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +40 vs. Q3 2024
- Shares held
- 37.9M
- +6.57M (+21.0%) vs. Q3 2024
- Total value
- $760.4M
- +$132.6M (+21.1%) vs. Q3 2024
- New holders
- 64
- 140 more added
- Sold out
- 24
- 67 more reduced
5 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cascade Financial Partners, LLC | 14,193 | $285.1K | 0.04% | 00.0% | Unchanged |
| Quest Investment Management LLC | 14,115 | $283.6K | 0.03% | 00.0% | Unchanged |
| Modern Wealth Management, LLC | 14,014 | $281.5K | 0.01% | +1,020+7.8% | Added |
| Change Path, LLC | 13,950 | $280.3K | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 13,913 | $280.0K | 0.01% | −1,814−11.5% | Reduced |
| Sunbelt Securities, Inc. | 13,538 | $271.0K | 0.02% | −979−6.7% | Reduced |
| Prosperity Consulting Group, LLC | 13,406 | $269.3K | 0.02% | +1,239+10.2% | Added |
| Mercer Global Advisors Inc | 13,399 | $269.2K | 0.00% | −8,095−37.7% | Reduced |
| Fulton Bank, N.A. | 13,317 | $267.5K | 0.01% | −2,100−13.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 13,100 | $263.2K | 0.00% | 00.0% | Unchanged |
| Wintrust Investments LLC | 13,024 | $261.0K | 0.23% | +1,582+13.8% | Added |
| Advisory Research Inc | 12,695 | $255.0K | 0.04% | −147−1.1% | Reduced |
| Foundations Investment Advisors, LLC | 12,515 | $251.4K | 0.00% | −1,075−7.9% | Reduced |
| Colony Group, LLC | 12,497 | $251.1K | 0.00% | +12,497 | New |
| Prime Capital Investment Advisors, LLC | 12,335 | $247.8K | 0.00% | +410+3.4% | Added |
| Empowered Funds, LLC | 12,295 | $247.0K | 0.00% | +12,295 | New |
| Keystone Financial Group | 12,198 | $245.1K | 0.02% | +12,198 | New |
| Avantax Advisory Services, Inc. | 12,195 | $245.0K | 0.00% | −42−0.3% | Reduced |
| GWN Securities Inc. | 11,587 | $244.3K | 0.07% | +11,587 | New |
| Sanctuary Advisors, LLC | 11,531 | $242.9K | 0.00% | −7,287−38.7% | Reduced |
| Stephens Inc | 12,050 | $242.1K | 0.00% | +12,050 | New |
| WealthBridge Capital Management, LLC | 12,000 | $241.1K | 0.07% | 00.0% | Unchanged |
| AXA S.A. | 11,892 | $238.9K | 0.00% | +11,892 | New |
| Beaumont Financial Advisors, LLC | 11,688 | $234.8K | 0.02% | +269+2.4% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,000 | $221.0K | 0.00% | +11,000 | New |
| Wall Street Access Asset Management, LLC | 10,945 | $219.9K | 0.08% | 00.0% | Unchanged |
| IFP Advisors, Inc | 10,943 | $219.9K | 0.01% | +974+9.8% | Added |
| LM Advisors LLC | 10,900 | $219.0K | 0.04% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 10,826 | $217.5K | 0.00% | +802+8.0% | Added |
| Principal Securities, Inc. | 10,774 | $216.4K | 0.00% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 10,676 | $214.5K | 0.00% | +202+1.9% | Added |
| Evergreen Capital Management LLC | 10,484 | $210.6K | 0.01% | +10,484 | New |
| Diversified Enterprises, LLC | 10,312 | $207.2K | 0.02% | +10,312 | New |
| Old Port Advisors | 10,302 | $207.0K | 0.06% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 10,167 | $204.2K | 0.12% | −219−2.1% | Reduced |
| PharVision Advisers, LLC | 10,111 | $203.1K | 0.17% | +10,111 | New |
| GeoWealth Management, LLC | 10,003 | $201.0K | 0.01% | +10,003 | New |
| Cedar Wealth Management, LLC | 9,759 | $196.1K | 0.07% | 00.0% | Unchanged |
| ORG Partners LLC | 8,575 | $172.3K | 0.02% | 00.0% | Unchanged |
| Citigroup Inc | 8,458 | $169.9K | 0.00% | +1,868+28.3% | Added |
| MAI Capital Management | 8,175 | $164.2K | 0.00% | +8,175 | New |
| Clearstead Advisors, LLC | 7,850 | $157.7K | 0.00% | +7,850 | New |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $134.7K | 0.04% | 00.0% | Unchanged |
| Signaturefd, LLC | 6,634 | $133.3K | 0.00% | +3,079+86.6% | Added |
| Comerica Bank | 5,688 | $114.3K | 0.00% | −2,112−27.1% | Reduced |
| Armstrong Advisory Group, Inc | 5,456 | $109.6K | 0.01% | +76+1.4% | Added |
| Geneos Wealth Management Inc. | 4,505 | $90.5K | 0.00% | 00.0% | Unchanged |
| Van Hulzen Asset Management, LLC | 4,300 | $86.4K | 0.01% | +4,300 | New |
| Hexagon Capital Partners LLC | 4,126 | $82.9K | 0.02% | +221+5.7% | Added |
| Jones Financial Companies LLLP | 4,042 | $81.2K | 0.00% | +2,693+199.6% | Added |
| Security National Bank | 4,003 | $80.4K | 0.01% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 4,003 | $80.4K | 0.01% | +4,003 | New |
| Ronald Blue Trust, Inc. | 4,000 | $80.4K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 3,976 | $79.9K | 0.04% | −40−1.0% | Reduced |
| Brown, Lisle/Cummings, Inc. | 3,811 | $76.6K | 0.02% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 3,800 | $76.3K | 0.00% | −2,000−34.5% | Reduced |
| Tradewinds Capital Management, LLC | 3,571 | $71.7K | 0.02% | +74+2.1% | Added |
| Deutsche Bank AG | 3,096 | $62.2K | 0.00% | +74+2.4% | Added |
| Chilton Capital Management LLC | 3,000 | $60.3K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 2,950 | $59.3K | 0.01% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 2,756 | $55.4K | 0.01% | +58+2.1% | Added |
| Whittier Trust Co of Nevada Inc | 2,608 | $52.4K | 0.00% | +54+2.1% | Added |
| Nova Wealth Management, Inc. | 2,523 | $50.7K | 0.04% | +2,523 | New |
| Hollencrest Capital Management | 2,522 | $50.7K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,474 | $49.7K | 0.00% | +52+2.1% | Added |
| Farther Finance Advisors, LLC | 2,391 | $48.0K | 0.00% | +10.0% | Added |
| Quarry LP | 2,388 | $48.0K | 0.01% | +2,388 | New |
| Chesapeake Asset Management LLC | 2,374 | $47.7K | 0.04% | +24+1.0% | Added |
| Delta Asset Management LLC | 2,338 | $47.0K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 2,337 | $46.9K | 0.01% | 00.0% | Unchanged |
| Archer Investment Corp | 2,325 | $46.7K | 0.01% | +1,803+345.4% | Added |
| AlphaMark Advisors, LLC | 2,142 | $43.0K | 0.02% | +94+4.6% | Added |
| Optiver Holding B.V. | 2,020 | $40.6K | 0.00% | 00.0% | Unchanged |
| Estabrook Capital Management | 1,878 | $37.7K | 0.01% | +1,324+239.0% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,802 | $36.2K | 0.00% | +1,152+177.2% | Added |
| Northwestern Mutual Wealth Management Co | 1,732 | $34.8K | 0.00% | −3,700−68.1% | Reduced |
| Caitlin John, LLC | 1,713 | $34.4K | 0.02% | +30+1.8% | Added |
| ZRC Wealth Management, LLC | 1,703 | $34.2K | 0.01% | −64−3.6% | Reduced |
| Kathleen S. Wright Associates Inc. | 1,580 | $31.7K | 0.01% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,546 | $31.1K | 0.00% | −300−16.3% | Reduced |
| Painted Porch Advisors LLC | 1,535 | $30.8K | 0.02% | +3+0.2% | Added |
| HHM Wealth Advisors, LLC | 1,500 | $30.1K | 0.00% | 00.0% | Unchanged |
| Ameriflex Group, Inc. | 1,361 | $28.8K | 0.01% | +1,361 | New |
| Spire Wealth Management | 1,353 | $27.2K | 0.00% | +3+0.2% | Added |
| Acadian Asset Management LLC | 1,383 | $27.0K | 0.00% | +1,383 | New |
| Ancora Advisors, LLC | 1,250 | $25.1K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 987 | $20.6K | 0.00% | +24+2.5% | Added |
| Clark Wealth Partners | 1,023 | $20.6K | 0.02% | +1,023 | New |
| AllSquare Wealth Management LLC | 1,000 | $20.1K | 0.01% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 1,000 | $20.1K | 0.00% | +1,000 | New |
| Raleigh Capital Management Inc. | 940 | $18.9K | 0.01% | 00.0% | Unchanged |
| Crowley Wealth Management, Inc. | 900 | $18.1K | 0.02% | +900 | New |
| Albion Financial Group | 887 | $17.8K | 0.00% | +887 | New |
| Pathway Financial Advisers, LLC | 837 | $16.8K | 0.01% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 816 | $16.4K | 0.02% | +816 | New |
| Beacon Capital Management, LLC | 795 | $16.0K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 756 | $15.2K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 759 | $15.0K | 0.00% | −1,731−69.5% | Reduced |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 700 | $14.1K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 681 | $13.7K | 0.00% | 00.0% | Unchanged |