Skip to main content

Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q4 2024

Institutional positions in Hercules Capital, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
334
+40 vs. Q3 2024
Shares held
37.9M
+6.57M (+21.0%) vs. Q3 2024
Total value
$760.4M
+$132.6M (+21.1%) vs. Q3 2024
New holders
64
140 more added
Sold out
24
67 more reduced

5 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2024: 334 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ4 2024: $760.4M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q4 2024

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2024.

Institutions holding HTGC in Q4 2024
InstitutionSharesValue% of portfolioChange in sharesAction
WealthCollab, LLC641$12.9K0.01%00.0%Unchanged
Community Bank, N.A.625$12.6K0.00%00.0%Unchanged
Synergy Financial Management, LLC565$11.1K0.00%+565New
Russell Investments Group, Ltd.520$10.4K0.00%+220+73.3%Added
West Oak Capital, LLC500$10.0K0.00%00.0%Unchanged
PFS Partners, LLC413$8.30K0.00%00.0%Unchanged
JNBA Financial Advisors329$6.61K0.00%00.0%Unchanged
EverSource Wealth Advisors, LLC321$6.45K0.00%00.0%Unchanged
Studio Investment Management LLC313$6.29K0.00%+313New
VSM Wealth Advisory, LLC300$6.03K0.00%+300New
Synergy Investment Management, LLC280$5.63K0.00%+280New
Signature Resources Capital Management, LLC275$5.53K0.00%00.0%Unchanged
WR Wealth Planners, LLC249$5.00K0.00%+6+2.5%Added
Cullen/Frost Bankers, Inc.243$4.88K0.00%+243New
Continuum Advisory, LLC233$4.67K0.00%+5+2.2%Added
William B. Walkup & Associates, Inc.229$4.60K0.00%00.0%Unchanged
Coppell Advisory Solutions LLC222$4.44K0.00%+210+1,750.0%Added
TD Waterhouse Canada Inc.200$4.01K0.00%00.0%Unchanged
Assetmark, Inc127$2.55K0.00%+127New
Rothschild Investment LLC100$2.01K0.00%−750−88.2%Reduced
Glen Eagle Advisors, LLC100$2.01K0.00%00.0%Unchanged
Parvin Asset Management, LLC100$2.01K0.00%+100New
Valley National Advisers Inc100$2.00K0.00%00.0%Unchanged
Horizon Financial Services, LLC82$1.64K0.00%+2+2.5%Added
Tower Research Capital LLC (TRC)58$1.17K0.00%−5,524−99.0%Reduced
West Financial Advisors, LLC50$1.00K0.00%+50New
SOA Wealth Advisors, LLC.49$9840.00%+49New
Hager Investment Management Services, LLC48$9590.00%+48New
CoreCap Advisors, LLC30$6050.00%00.0%Unchanged
Lindbrook Capital, LLC22$4420.00%+22New
Tucker Asset Management LLC20$4020.00%00.0%Unchanged
Transce3nd, LLC16$3280.00%+16New
FMR LLC1$200.00%−1−50.0%Reduced
Danske Bank A/S1$200.00%−1−50.0%Reduced
Centaurus Financial, Inc.0$00.00%−222,491−100.0%Sold out
TrueMark Investments, LLC0$00.00%−199,153−100.0%Sold out
Morse Asset Management, Inc0$00.00%−34,900−100.0%Sold out
Founders Financial Alliance, LLC0$00.00%−28,701−100.0%Sold out
Alliancebernstein L.P.0$00.00%−23,163−100.0%Sold out
Twinbeech Capital LP0$00.00%−19,925−100.0%Sold out
Virtu Financial LLC0$00.00%−19,275−100.0%Sold out
TownSquare Capital, LLC0$00.00%−18,402−100.0%Sold out
Global Assets Advisory, LLC0$00.00%−17,785−100.0%Sold out
Wealthspire Advisors, LLC0$00.00%−15,010−100.0%Sold out
MQS Management LLC0$00.00%−13,620−100.0%Sold out
Squarepoint Ops LLC0$00.00%−12,236−100.0%Sold out
IMC-Chicago, LLC0$00.00%−11,909−100.0%Sold out
First Foundation Advisors0$00.00%−11,410−100.0%Sold out
Childress Capital Advisors, LLC0$00.00%−11,370−100.0%Sold out
Wealthcare Advisory Partners LLC0$00.00%−10,914−100.0%Sold out
Jaffetilchin Investment Partners, LLC0$00.00%−7,714−100.0%Sold out
C M Bidwell & Associates Ltd0$00.00%−3,640−100.0%Sold out
NBC Securities, Inc.0$00.00%−2,304−100.0%Sold out
Ridgewood Investments LLC0$00.00%−1,400−100.0%Sold out
Jefferies Financial Group Inc.0$00.00%−1,392−100.0%Sold out
AdvisorNet Financial, Inc0$00.00%−500−100.0%Sold out
Householder Group Estate & Retirement Specialist, LLC0$00.00%−34−100.0%Sold out
Flputnam Investment Management Co0$00.00%−250−100.0%Sold out
Raymond James & Associates––––Not filed
Raymond James Financial Services Advisors, Inc.––––Not filed
Axiom Advisory, LLC––––Not filed
Planning Capital Management Corp––––Not filed
FinTrust Capital Advisors, LLC––––Not filed