Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2025
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 326
- −3 vs. Q4 2024
- Shares held
- 40.4M
- +2.62M (+6.9%) vs. Q4 2024
- Total value
- $774.9M
- +$16.6M (+2.2%) vs. Q4 2024
- New holders
- 37
- 146 more added
- Sold out
- 40
- 79 more reduced
5 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creekmur Asset Management LLC | 1 | $16 | 0.00% | −2,336−100.0% | Reduced |
| Danske Bank A/S | 2 | $38 | 0.00% | +1+100.0% | Added |
| CoreCap Advisors, LLC | 31 | $591 | 0.00% | +1+3.3% | Added |
| Hager Investment Management Services, LLC | 49 | $936 | 0.00% | +1+2.1% | Added |
| SOA Wealth Advisors, LLC. | 49 | $941 | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 51 | $981 | 0.00% | +1+2.0% | Added |
| Roble, Belko & Company, Inc | 54 | $1.00K | 0.00% | +54 | New |
| Rothschild Investment LLC | 100 | $1.92K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.92K | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 150 | $2.88K | 0.00% | +150 | New |
| Point72 Hong Kong Ltd | 195 | $3.75K | 0.00% | −3,808−95.1% | Reduced |
| TD Waterhouse Canada Inc. | 200 | $3.82K | 0.00% | 00.0% | Unchanged |
| William B. Walkup & Associates, Inc. | 229 | $4.40K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 238 | $4.56K | 0.00% | +5+2.1% | Added |
| Caitong International Asset Management Co., Ltd | 248 | $4.76K | 0.00% | −568−69.6% | Reduced |
| Larson Financial Group LLC | 250 | $4.80K | 0.00% | +250 | New |
| Signature Resources Capital Management, LLC | 275 | $5.28K | 0.00% | 00.0% | Unchanged |
| VSM Wealth Advisory, LLC | 300 | $5.76K | 0.00% | 00.0% | Unchanged |
| Studio Investment Management LLC | 313 | $6.01K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 321 | $6.17K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 329 | $6.32K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 413 | $7.93K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 475 | $9.13K | 0.00% | +475 | New |
| West Oak Capital, LLC | 500 | $9.60K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 500 | $9.61K | 0.00% | −181−26.6% | Reduced |
| Assetmark, Inc | 507 | $9.74K | 0.00% | +380+299.2% | Added |
| Russell Investments Group, Ltd. | 520 | $9.99K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 625 | $12.0K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 656 | $12.0K | 0.00% | +556+556.0% | Added |
| WealthCollab, LLC | 641 | $12.3K | 0.01% | 00.0% | Unchanged |
| NBC Securities, Inc. | 710 | $13.0K | 0.00% | +710 | New |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 700 | $13.4K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 756 | $14.5K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 769 | $15.0K | 0.00% | +10+1.3% | Added |
| Beacon Capital Management, LLC | 814 | $15.6K | 0.00% | +19+2.4% | Added |
| Crowley Wealth Management, Inc. | 900 | $17.3K | 0.02% | 00.0% | Unchanged |
| Rossby Financial, LCC | 969 | $17.4K | 0.01% | +969 | New |
| AllSquare Wealth Management LLC | 1,000 | $19.2K | 0.01% | 00.0% | Unchanged |
| Clark Wealth Partners | 1,023 | $19.7K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 1,135 | $20.4K | 0.00% | +148+15.0% | Added |
| Ancora Advisors, LLC | 1,250 | $24.0K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 1,383 | $26.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,357 | $26.1K | 0.00% | +4+0.3% | Added |
| Ameriflex Group, Inc. | 1,361 | $26.1K | 0.01% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,446 | $27.8K | 0.00% | −100−6.5% | Reduced |
| HHM Wealth Advisors, LLC | 1,500 | $28.8K | 0.00% | 00.0% | Unchanged |
| Painted Porch Advisors LLC | 1,538 | $29.5K | 0.01% | +3+0.2% | Added |
| N.E.W. Advisory Services LLC | 1,540 | $29.6K | 0.00% | +1,540 | New |
| Kathleen S. Wright Associates Inc. | 1,580 | $30.4K | 0.01% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 1,739 | $33.4K | 0.01% | +36+2.1% | Added |
| Group One Trading, L.P. | 1,851 | $35.6K | 0.00% | +1,851 | New |
| Estabrook Capital Management | 1,918 | $36.8K | 0.01% | +40+2.1% | Added |
| Bessemer Group Inc | 2,000 | $38.0K | 0.00% | +2,000 | New |
| Optiver Holding B.V. | 2,020 | $38.8K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 2,261 | $43.4K | 0.00% | −77−3.3% | Reduced |
| Archer Investment Corp | 2,328 | $44.7K | 0.01% | +3+0.1% | Added |
| Chesapeake Asset Management LLC | 2,399 | $46.1K | 0.04% | +25+1.1% | Added |
| Kozak & Associates, Inc. | 2,814 | $48.1K | 0.01% | +58+2.1% | Added |
| Hollencrest Capital Management | 2,522 | $48.4K | 0.00% | 00.0% | Unchanged |
| Nova Wealth Management, Inc. | 2,523 | $48.5K | 0.04% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,629 | $50.5K | 0.00% | +897+51.8% | Added |
| Whittier Trust Co of Nevada Inc | 2,663 | $51.1K | 0.00% | +55+2.1% | Added |
| Carolinas Wealth Consulting LLC | 2,950 | $56.7K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 3,166 | $60.8K | 0.00% | +70+2.3% | Added |
| Tradewinds Capital Management, LLC | 3,647 | $70.1K | 0.02% | +76+2.1% | Added |
| Brown, Lisle/Cummings, Inc. | 3,811 | $73.2K | 0.02% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 3,996 | $76.8K | 0.04% | +20+0.5% | Added |
| Ronald Blue Trust, Inc. | 4,000 | $76.8K | 0.00% | 00.0% | Unchanged |
| Security National Bank | 4,003 | $76.9K | 0.01% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 4,292 | $82.0K | 0.00% | +1,901+79.5% | Added |
| Hexagon Capital Partners LLC | 4,408 | $84.7K | 0.02% | +282+6.8% | Added |
| Tower Research Capital LLC (TRC) | 4,474 | $85.5K | 0.00% | +4,416+7,613.8% | Added |
| Geneos Wealth Management Inc. | 4,955 | $95.2K | 0.00% | +450+10.0% | Added |
| Jones Financial Companies LLLP | 4,946 | $95.2K | 0.00% | +904+22.4% | Added |
| Armstrong Advisory Group, Inc | 5,456 | $109.6K | 0.01% | 00.0% | Unchanged |
| MAI Capital Management | 5,815 | $111.7K | 0.00% | −2,360−28.9% | Reduced |
| Cullen/Frost Bankers, Inc. | 5,967 | $114.6K | 0.00% | +5,724+2,355.6% | Added |
| Signaturefd, LLC | 6,556 | $125.9K | 0.00% | −78−1.2% | Reduced |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $128.8K | 0.05% | 00.0% | Unchanged |
| Huntington National Bank | 6,799 | $130.6K | 0.00% | +6,799 | New |
| LGT Financial Advisors LLC | 6,852 | $131.6K | 0.40% | +6,852 | New |
| SRS Capital Advisors, Inc. | 6,916 | $132.9K | 0.01% | +6,916 | New |
| Chilton Capital Management LLC | 7,000 | $134.5K | 0.01% | +4,000+133.3% | Added |
| Comerica Bank | 7,160 | $137.5K | 0.00% | +1,472+25.9% | Added |
| Nisa Investment Advisors, LLC | 9,400 | $180.6K | 0.00% | +5,600+147.4% | Added |
| IFP Advisors, Inc | 9,624 | $184.9K | 0.01% | −1,319−12.1% | Reduced |
| Cedar Wealth Management, LLC | 9,759 | $187.5K | 0.07% | 00.0% | Unchanged |
| Northern Trust Corp | 10,295 | $197.8K | 0.00% | −98,841−90.6% | Reduced |
| Diversified Enterprises, LLC | 10,312 | $198.1K | 0.02% | 00.0% | Unchanged |
| Prosperity Consulting Group, LLC | 10,668 | $204.9K | 0.02% | −2,738−20.4% | Reduced |
| Nebula Research & Development LLC | 10,847 | $208.4K | 0.02% | +10,847 | New |
| Baird Financial Group, Inc. | 10,864 | $208.7K | 0.00% | +38+0.4% | Added |
| LM Advisors LLC | 10,900 | $209.0K | 0.04% | 00.0% | Unchanged |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,250 | $216.1K | 0.00% | +250+2.3% | Added |
| Principal Securities, Inc. | 10,774 | $216.4K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 11,756 | $224.5K | 0.06% | +3,181+37.1% | Added |
| Citigroup Inc | 11,744 | $225.6K | 0.00% | +3,286+38.9% | Added |
| Beaumont Financial Advisors, LLC | 11,945 | $229.5K | 0.02% | +257+2.2% | Added |
| WealthBridge Capital Management, LLC | 12,000 | $230.5K | 0.07% | 00.0% | Unchanged |
| Advisory Research Inc | 12,035 | $231.2K | 0.04% | −660−5.2% | Reduced |