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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q1 2025

Institutional positions in Hercules Capital, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
326
−3 vs. Q4 2024
Shares held
40.4M
+2.62M (+6.9%) vs. Q4 2024
Total value
$774.9M
+$16.6M (+2.2%) vs. Q4 2024
New holders
37
146 more added
Sold out
40
79 more reduced

5 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2025: 326 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ1 2025: $774.9M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q1 2025

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2024.

Institutions holding HTGC in Q1 2025
InstitutionSharesValue% of portfolioChange in sharesAction
Anfield Capital Management, LLC14,748$283.3K0.10%00.0%Unchanged
FourThought Financial Partners, LLC14,694$282.3K0.03%−496−3.3%Reduced
Modern Wealth Management, LLC14,545$279.4K0.01%+531+3.8%Added
Founders Financial Alliance, LLC14,516$278.9K0.07%+14,516New
GWM Advisors LLC14,461$277.8K0.00%−569−3.8%Reduced
Snowden Capital Advisors LLC14,312$274.9K0.01%00.0%Unchanged
CAPROCK Group, Inc.14,200$272.8K0.01%00.0%Unchanged
Strategic Financial Concepts, LLC14,150$271.8K0.05%−2,150−13.2%Reduced
Beacon Pointe Advisors, LLC14,049$269.9K0.00%−3,062−17.9%Reduced
Chicago Partners Investment Group LLC15,530$268.4K0.01%−281−1.8%Reduced
Change Path, LLC13,952$268.0K0.01%+20.0%Added
Wedbush Securities Inc13,813$265.0K0.01%−100−0.7%Reduced
Federation des caisses Desjardins du Quebec13,775$264.6K0.00%−28,237−67.2%Reduced
Sunbelt Securities, Inc.13,548$260.3K0.02%+10+0.1%Added
Catalina Capital Group, LLC13,271$254.9K0.17%+13,271New
Triumph Capital Management13,158$252.8K0.08%−1,311−9.1%Reduced
Sand Hill Global Advisors, LLC13,155$252.7K0.01%−14,262−52.0%Reduced
Avantax Advisory Services, Inc.13,130$252.2K0.00%+935+7.7%Added
Allspring Global Investments Holdings, LLC13,100$251.7K0.00%00.0%Unchanged
Wall Street Access Asset Management, LLC12,850$246.8K0.10%+1,905+17.4%Added
Stratos Wealth Partners, LTD.12,817$246.2K0.00%−4,443−25.7%Reduced
Fulton Bank, N.A.12,817$246.2K0.01%−500−3.8%Reduced
Stephens Inc12,453$239.2K0.00%+403+3.3%Added
Keystone Financial Group12,198$234.3K0.02%00.0%Unchanged
AXA S.A.12,110$232.6K0.00%+218+1.8%Added
HB Wealth Management, LLC12,089$232.2K0.00%+1,413+13.2%Added
Advisory Research Inc12,035$231.2K0.04%−660−5.2%Reduced
WealthBridge Capital Management, LLC12,000$230.5K0.07%00.0%Unchanged
Beaumont Financial Advisors, LLC11,945$229.5K0.02%+257+2.2%Added
Citigroup Inc11,744$225.6K0.00%+3,286+38.9%Added
ORG Partners LLC11,756$224.5K0.06%+3,181+37.1%Added
Principal Securities, Inc.10,774$216.4K0.00%00.0%Unchanged
Universal- Beteiligungs- und Servicegesellschaft mbH11,250$216.1K0.00%+250+2.3%Added
LM Advisors LLC10,900$209.0K0.04%00.0%Unchanged
Baird Financial Group, Inc.10,864$208.7K0.00%+38+0.4%Added
Nebula Research & Development LLC10,847$208.4K0.02%+10,847New
Prosperity Consulting Group, LLC10,668$204.9K0.02%−2,738−20.4%Reduced
Diversified Enterprises, LLC10,312$198.1K0.02%00.0%Unchanged
Northern Trust Corp10,295$197.8K0.00%−98,841−90.6%Reduced
Cedar Wealth Management, LLC9,759$187.5K0.07%00.0%Unchanged
IFP Advisors, Inc9,624$184.9K0.01%−1,319−12.1%Reduced
Nisa Investment Advisors, LLC9,400$180.6K0.00%+5,600+147.4%Added
Comerica Bank7,160$137.5K0.00%+1,472+25.9%Added
Chilton Capital Management LLC7,000$134.5K0.01%+4,000+133.3%Added
SRS Capital Advisors, Inc.6,916$132.9K0.01%+6,916New
LGT Financial Advisors LLC6,852$131.6K0.40%+6,852New
Huntington National Bank6,799$130.6K0.00%+6,799New
Annis Gardner Whiting Capital Advisors, LLC6,705$128.8K0.05%00.0%Unchanged
Signaturefd, LLC6,556$125.9K0.00%−78−1.2%Reduced
Cullen/Frost Bankers, Inc.5,967$114.6K0.00%+5,724+2,355.6%Added
MAI Capital Management5,815$111.7K0.00%−2,360−28.9%Reduced
Armstrong Advisory Group, Inc5,456$109.6K0.01%00.0%Unchanged
Jones Financial Companies LLLP4,946$95.2K0.00%+904+22.4%Added
Geneos Wealth Management Inc.4,955$95.2K0.00%+450+10.0%Added
Tower Research Capital LLC (TRC)4,474$85.5K0.00%+4,416+7,613.8%Added
Hexagon Capital Partners LLC4,408$84.7K0.02%+282+6.8%Added
Farther Finance Advisors, LLC4,292$82.0K0.00%+1,901+79.5%Added
Security National Bank4,003$76.9K0.01%00.0%Unchanged
Ronald Blue Trust, Inc.4,000$76.8K0.00%00.0%Unchanged
Caldwell Sutter Capital, Inc.3,996$76.8K0.04%+20+0.5%Added
Brown, Lisle/Cummings, Inc.3,811$73.2K0.02%00.0%Unchanged
Tradewinds Capital Management, LLC3,647$70.1K0.02%+76+2.1%Added
Deutsche Bank AG3,166$60.8K0.00%+70+2.3%Added
Carolinas Wealth Consulting LLC2,950$56.7K0.01%00.0%Unchanged
Whittier Trust Co of Nevada Inc2,663$51.1K0.00%+55+2.1%Added
Northwestern Mutual Wealth Management Co2,629$50.5K0.00%+897+51.8%Added
Nova Wealth Management, Inc.2,523$48.5K0.04%00.0%Unchanged
Hollencrest Capital Management2,522$48.4K0.00%00.0%Unchanged
Kozak & Associates, Inc.2,814$48.1K0.01%+58+2.1%Added
Chesapeake Asset Management LLC2,399$46.1K0.04%+25+1.1%Added
Archer Investment Corp2,328$44.7K0.01%+3+0.1%Added
Delta Asset Management LLC2,261$43.4K0.00%−77−3.3%Reduced
Optiver Holding B.V.2,020$38.8K0.00%00.0%Unchanged
Bessemer Group Inc2,000$38.0K0.00%+2,000New
Estabrook Capital Management1,918$36.8K0.01%+40+2.1%Added
Group One Trading, L.P.1,851$35.6K0.00%+1,851New
ZRC Wealth Management, LLC1,739$33.4K0.01%+36+2.1%Added
Kathleen S. Wright Associates Inc.1,580$30.4K0.01%00.0%Unchanged
N.E.W. Advisory Services LLC1,540$29.6K0.00%+1,540New
Painted Porch Advisors LLC1,538$29.5K0.01%+3+0.2%Added
HHM Wealth Advisors, LLC1,500$28.8K0.00%00.0%Unchanged
Salem Investment Counselors Inc1,446$27.8K0.00%−100−6.5%Reduced
Ameriflex Group, Inc.1,361$26.1K0.01%00.0%Unchanged
Spire Wealth Management1,357$26.1K0.00%+4+0.3%Added
Acadian Asset Management LLC1,383$26.0K0.00%00.0%Unchanged
Ancora Advisors, LLC1,250$24.0K0.00%00.0%Unchanged
Allworth Financial LP1,135$20.4K0.00%+148+15.0%Added
Clark Wealth Partners1,023$19.7K0.01%00.0%Unchanged
AllSquare Wealth Management LLC1,000$19.2K0.01%00.0%Unchanged
Rossby Financial, LCC969$17.4K0.01%+969New
Crowley Wealth Management, Inc.900$17.3K0.02%00.0%Unchanged
Beacon Capital Management, LLC814$15.6K0.00%+19+2.4%Added
CWM, LLC769$15.0K0.00%+10+1.3%Added
Asset Dedication, LLC756$14.5K0.00%00.0%Unchanged
Thurston, Springer, Miller, Herd & Titak, Inc.700$13.4K0.00%00.0%Unchanged
NBC Securities, Inc.710$13.0K0.00%+710New
WealthCollab, LLC641$12.3K0.01%00.0%Unchanged
Community Bank, N.A.625$12.0K0.00%00.0%Unchanged
Valley National Advisers Inc656$12.0K0.00%+556+556.0%Added
Russell Investments Group, Ltd.520$9.99K0.00%00.0%Unchanged