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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q1 2022 vs. Q4 2021

How the institutions holding Hercules Capital, Inc. changed between Q4 2021 and Q1 2022.

All holders in Q1 2022All holders in Q4 2021

13F holders of HTGC: Q4 2021 compared with Q1 2022
MeasureQ4 2021Of which not filed for Q1 2022Q1 2022Change
Holders2463241−2
Shares31.1M86.4K29.7M−1.22M (−3.9%)
Value$515.4M$1.43M$537.2M+$23.3M (+4.5%)

3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (29)

Institutions that held Hercules Capital, Inc. at the end of Q1 2022 but not at the end of Q4 2021.

Institutions new to HTGC in Q1 2022
InstitutionSharesValue% of portfolio
Border to Coast Pensions Partnership Ltd1,234,173$22.3M0.63%
Leeward Investments, LLC - MA796,365$14.4M0.57%
Atria Wealth Solutions, Inc.260,437$4.71M0.08%
Aigen Investment Management, LP56,763$1.03M0.18%
Mariner, LLC16,001$289.0K0.00%
Redhawk Wealth Advisors, Inc.13,830$250.0K0.07%
Wiley Bros.-Aintree Capital, LLC12,475$225.0K0.13%
Brookstone Capital Management11,955$220.0K0.00%
Sunbelt Securities, Inc.10,847$197.0K0.04%
Johnson Midwest Financial, LLC10,500$190.0K0.27%
Verition Fund Management LLC10,185$184.0K0.00%
IFP Advisors, Inc8,595$123.0K0.00%
Barclays PLC6,320$114.0K0.00%
Neo Ivy Capital Management5,656$102.0K0.09%
TCWP LLC5,195$93.0K0.02%
Prospera Financial Services Inc3,278$59.0K0.00%
Joseph P. Lucia & Associates, LLC3,171$57.0K0.03%
Global Retirement Partners, LLC3,782$52.0K0.00%
Money Concepts Capital Corp2,769$50.0K0.00%
Signaturefd, LLC973$18.0K0.00%
State of Wyoming903$16.0K0.01%
Dark Forest Capital Management LP804$14.0K0.00%
Beacon Capital Management, LLC795$14.0K0.00%
Monetary Management Group Inc600$11.0K0.00%
Motco300$5.00K0.00%
Moisand Fitzgerald Tamayo, LLC262$5.00K0.00%
Glen Eagle Advisors, LLC100$1.81K0.00%
Quadrant Capital Group LLC28$1.00K0.00%
Raleigh Capital Management Inc.38$1.00K0.00%

Sold out (31)

Institutions that held Hercules Capital, Inc. at the end of Q4 2021 and filed for Q1 2022 without it.

Not filed for Q1 2022 yet (3)

Institutions that held Hercules Capital, Inc. at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q4 2021 that haven't filed for Q1 2022
InstitutionShares, Q4 2021Value, Q4 2021
Delphi Management Inc82,500$1.37M
Harbour Investments, Inc.2,438$40.0K
NEXT Financial Group, Inc1,418$24.0K