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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q1 2022

Institutional positions in Hercules Capital, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
241
−2 vs. Q4 2021
Shares held
29.7M
−1.22M (−3.9%) vs. Q4 2021
Total value
$537.2M
+$23.3M (+4.5%) vs. Q4 2021
New holders
29
86 more added
Sold out
31
71 more reduced

3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2022: 241 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ1 2022: $537.2M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q1 2022

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2021.

Institutions holding HTGC in Q1 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Future Financial Wealth Managment LLC36,300$656.0K0.54%+50+0.1%Added
Archer Investment Corp35,400$640.7K0.23%−100−0.3%Reduced
Arkadios Wealth Advisors34,994$632.0K0.08%−13,138−27.3%Reduced
Mirae Asset Global Investments Co., Ltd.34,150$617.0K0.00%−9,074−21.0%Reduced
Abundance Wealth Counselors33,948$613.0K0.17%+5,175+18.0%Added
Allianz Asset Management GmbH33,260$601.0K0.00%+379+1.2%Added
Claybrook Capital, LLC32,620$589.0K0.29%00.0%Unchanged
Sit Investment Associates Inc32,500$587.0K0.02%00.0%Unchanged
Advisory Services Network, LLC32,168$581.0K0.02%+9,561+42.3%Added
North Star Investment Management Corp.31,445$568.0K0.04%+3,895+14.1%Added
Lindbrook Capital, LLC31,272$565.0K0.09%−2,000−6.0%Reduced
Greenwich Investment Management, Inc.29,645$536.0K0.32%−17,775−37.5%Reduced
Virtus ETF Advisers LLC29,470$533.0K0.24%−1,056−3.5%Reduced
Cubist Systematic Strategies, LLC29,286$529.0K0.00%−177,179−85.8%Reduced
First National Bank of Mount Dora, Trust Investment Services29,246$528.0K0.16%00.0%Unchanged
Creative Planning27,725$501.0K0.00%−840−2.9%Reduced
Kovack Advisors, Inc.27,423$495.0K0.05%+3,652+15.4%Added
Susquehanna International Group, LLP26,993$488.0K0.00%+12,817+90.4%Added
Wealthsource Partners, LLC25,945$469.0K0.03%−65−0.2%Reduced
Geneos Wealth Management Inc.25,932$468.0K0.02%−482−1.8%Reduced
Natixis24,950$451.0K0.00%−3,725−13.0%Reduced
Bristlecone Advisors, LLC24,860$449.0K0.06%+5,885+31.0%Added
Prelude Capital Management, LLC24,633$445.0K0.02%−4,942−16.7%Reduced
Ancora Advisors, LLC24,250$439.0K0.01%00.0%Unchanged
Eagle Global Advisors LLC23,900$432.0K0.03%00.0%Unchanged
Stephens Inc23,585$426.0K0.01%+3,543+17.7%Added
Tudor Investment Corp Et Al22,676$410.0K0.01%−156,429−87.3%Reduced
Stratos Wealth Partners, LTD.22,339$404.0K0.01%−2,661−10.6%Reduced
Kestra Advisory Services, LLC21,746$393.0K0.00%−1,760−7.5%Reduced
Allspring Global Investments Holdings, LLC21,200$383.0K0.00%00.0%Unchanged
SG Americas Securities, LLC20,806$376.0K0.00%−129,320−86.1%Reduced
Founders Financial Alliance, LLC20,557$371.0K0.16%+559+2.8%Added
Continuum Advisory, LLC21,714$365.0K0.07%−87−0.4%Reduced
Essex Financial Services, Inc.20,160$364.0K0.03%+1,730+9.4%Added
First National Trust Co19,634$355.0K0.02%00.0%Unchanged
Principle Wealth Partners LLC19,190$347.0K0.04%00.0%Unchanged
Gsa Capital Partners LLP18,884$341.0K0.05%−11,258−37.3%Reduced
Guggenheim Capital LLC18,237$330.0K0.00%+1,176+6.9%Added
Cedar Wealth Management, LLC18,134$328.0K0.13%00.0%Unchanged
Pathstone Family Office, LLC17,000$306.0K0.01%−147−0.9%Reduced
CAPROCK Group, Inc.16,000$289.0K0.03%00.0%Unchanged
Mariner, LLC16,001$289.0K0.00%+16,001New
Vestmark Advisory Solutions, Inc.15,749$285.0K0.02%−1,355−7.9%Reduced
Victory Capital Management Inc16,940$285.0K0.00%+80+0.5%Added
National Asset Management, Inc.15,470$280.0K0.01%+2,750+21.6%Added
Quest Investment Management LLC15,315$277.0K0.03%00.0%Unchanged
SEI Investments Co14,191$272.0K0.00%−5,367−27.4%Reduced
WMS Partners, LLC15,000$271.0K0.04%00.0%Unchanged
Cetera Advisor Networks LLC14,459$261.0K0.00%+1,526+11.8%Added
Old Port Advisors13,993$260.0K0.09%−959−6.4%Reduced
GWM Advisors LLC14,242$258.0K0.00%+286+2.0%Added
Williams Jones Wealth Management, LLC.13,819$250.0K0.00%00.0%Unchanged
Redhawk Wealth Advisors, Inc.13,830$250.0K0.07%+13,830New
Sciencast Management LP13,028$240.0K0.06%−7,479−36.5%Reduced
Wetherby Asset Management Inc13,200$239.0K0.01%00.0%Unchanged
American Portfolios Advisors12,869$232.6K0.01%+247+2.0%Added
Belpointe Asset Management LLC12,781$231.0K0.01%+1,102+9.4%Added
Bank of New York Mellon Corp12,629$229.0K0.00%−10,057−44.3%Reduced
Beacon Pointe Advisors, LLC12,698$229.0K0.00%00.0%Unchanged
Wiley Bros.-Aintree Capital, LLC12,475$225.0K0.13%+12,475New
Proequities, Inc.12,362$223.0K0.02%+339+2.8%Added
Brookstone Capital Management11,955$220.0K0.00%+11,955New
Sheaff Brock Investment Advisors, LLC12,086$218.0K0.02%+749+6.6%Added
WealthBridge Capital Management, LLC12,000$217.0K0.08%00.0%Unchanged
IHT Wealth Management, LLC12,036$217.0K0.02%+1,928+19.1%Added
Lineweaver Wealth Advisors, LLC11,836$213.0K0.06%+1,794+17.9%Added
Boston Trust Walden Corp11,400$206.0K0.00%00.0%Unchanged
Peak Financial Advisors LLC11,315$204.0K0.17%+840+8.0%Added
Strategic Blueprint, LLC11,090$200.0K0.02%00.0%Unchanged
Kestra Private Wealth Services, LLC11,048$200.0K0.01%00.0%Unchanged
Sunbelt Securities, Inc.10,847$197.0K0.04%+10,847New
Johnson Midwest Financial, LLC10,500$190.0K0.27%+10,500New
Diligent Investors, LLC10,450$189.0K0.05%+10+0.1%Added
Verition Fund Management LLC10,185$184.0K0.00%+10,185New
Telemus Capital, LLC10,000$181.0K0.02%00.0%Unchanged
Private Ocean, LLC7,505$136.0K0.02%00.0%Unchanged
IFP Advisors, Inc8,595$123.0K0.00%+8,595New
Barclays PLC6,320$114.0K0.00%+6,320New
Fifth Third Bancorp6,222$112.0K0.00%+3,050+96.2%Added
Neo Ivy Capital Management5,656$102.0K0.09%+5,656New
Brown, Lisle/Cummings, Inc.5,300$95.8K0.05%+600+12.8%Added
Quantbot Technologies LP5,200$93.0K0.01%−16,823−76.4%Reduced
TCWP LLC5,195$93.0K0.02%+5,195New
High Net Worth Advisory Group LLC4,700$85.0K0.03%00.0%Unchanged
Carolinas Wealth Consulting LLC3,974$72.0K0.02%+60+1.5%Added
Highlander Capital Management, LLC3,532$64.0K0.03%00.0%Unchanged
Prospera Financial Services Inc3,278$59.0K0.00%+3,278New
Joseph P. Lucia & Associates, LLC3,171$57.0K0.03%+3,171New
Exane Derivatives3,094$55.9K0.02%−370−10.7%Reduced
Orion Capital Management LLC3,000$54.0K0.03%00.0%Unchanged
CWM, LLC2,939$53.0K0.00%+46+1.6%Added
Global Retirement Partners, LLC3,782$52.0K0.00%+3,782New
Tradewinds Capital Management, LLC2,751$50.0K0.01%+52+1.9%Added
Money Concepts Capital Corp2,769$50.0K0.00%+2,769New
Covington Capital Management2,492$45.0K0.00%00.0%Unchanged
TD Private Client Wealth LLC2,108$38.1K0.00%+1,184+128.1%Added
Koshinski Asset Management, Inc.2,000$36.1K0.00%00.0%Unchanged
Cullen/Frost Bankers, Inc.2,000$36.0K0.00%00.0%Unchanged
Bessemer Group Inc2,000$36.0K0.00%00.0%Unchanged
Plante Moran Financial Advisors, LLC1,815$33.0K0.01%+34+1.9%Added