Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2022
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 241
- −2 vs. Q4 2021
- Shares held
- 29.7M
- −1.22M (−3.9%) vs. Q4 2021
- Total value
- $537.2M
- +$23.3M (+4.5%) vs. Q4 2021
- New holders
- 29
- 86 more added
- Sold out
- 31
- 71 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Umb Bank N A | 1,764 | $32.0K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 1,750 | $32.0K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,766 | $32.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,622 | $29.0K | 0.00% | −43−2.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,544 | $28.0K | 0.00% | −1,791−53.7% | Reduced |
| Cordasco Financial Network | 1,560 | $28.0K | 0.02% | +42+2.8% | Added |
| Bedel Financial Consulting, Inc. | 1,500 | $27.0K | 0.01% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,400 | $25.0K | 0.00% | +495+54.7% | Added |
| BDO Wealth Advisors, LLC | 1,257 | $23.0K | 0.00% | +35+2.9% | Added |
| CoreFirst Bank & Trust | 1,226 | $22.0K | 0.02% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 1,081 | $20.0K | 0.01% | 00.0% | Unchanged |
| Dixon Hughes Goodman Wealth Advisors LLC | 1,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 973 | $18.0K | 0.00% | +973 | New |
| State of Wyoming | 903 | $16.0K | 0.01% | +903 | New |
| Kozak & Associates, Inc. | 884 | $15.0K | 0.01% | 00.0% | Unchanged |
| First Manhattan Co | 825 | $14.0K | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 765 | $14.0K | 0.01% | +21+2.8% | Added |
| Dark Forest Capital Management LP | 804 | $14.0K | 0.00% | +804 | New |
| Beacon Capital Management, LLC | 795 | $14.0K | 0.00% | +795 | New |
| Spire Wealth Management | 712 | $13.0K | 0.00% | +3+0.4% | Added |
| National Bank of Canada | 600 | $11.0K | 0.00% | 00.0% | Unchanged |
| Monetary Management Group Inc | 600 | $11.0K | 0.00% | +600 | New |
| AlphaMark Advisors, LLC | 550 | $10.0K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 464 | $8.38K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 392 | $7.00K | 0.00% | −222−36.2% | Reduced |
| Carmichael Hill & Associates, Inc. | 370 | $7.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 250 | $5.00K | 0.00% | 00.0% | Unchanged |
| Motco | 300 | $5.00K | 0.00% | +300 | New |
| Moisand Fitzgerald Tamayo, LLC | 262 | $5.00K | 0.00% | +262 | New |
| BNP Paribas Arbitrage, SA | 267 | $4.83K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 246 | $4.00K | 0.00% | +98+66.2% | Added |
| Bivin & Associates, Inc. | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.81K | 0.00% | +100 | New |
| Quadrant Capital Group LLC | 28 | $1.00K | 0.00% | +28 | New |
| Raleigh Capital Management Inc. | 38 | $1.00K | 0.00% | +38 | New |
| FMR LLC | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −397,306−100.0% | Sold out |
| Shanda Asset Management Holdings Ltd | 0 | $0 | 0.00% | −333,350−100.0% | Sold out |
| Standard Life Aberdeen plc | 0 | $0 | 0.00% | −278,628−100.0% | Sold out |
| A. D. Beadell Investment Counsel, Inc. | 0 | $0 | 0.00% | −184,482−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −139,311−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −44,120−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −38,608−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −31,856−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −30,776−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −29,218−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −23,357−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −22,384−100.0% | Sold out |
| Lebenthal Global Advisors, LLC | 0 | $0 | 0.00% | −18,453−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −16,533−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −13,170−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −12,886−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −12,512−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −12,450−100.0% | Sold out |
| Cresset Asset Management, LLC | 0 | $0 | 0.00% | −12,053−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −11,481−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −4,305−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −2,798−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −1,117−100.0% | Sold out |
| Optimum Investment Advisors | 0 | $0 | 0.00% | −1,100−100.0% | Sold out |
| Delta Asset Management LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Cambridge Trust Co | 0 | $0 | 0.00% | −620−100.0% | Sold out |
| Retirement Planning Co of New England, Inc. | 0 | $0 | 0.00% | −426−100.0% | Sold out |
| Mach-1 Financial Group, Inc. | 0 | $0 | 0.00% | −272−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| PSI Advisors, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Delphi Management Inc | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |