Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2023
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 249
- −5 vs. Q1 2023
- Shares held
- 28.3M
- −3.05M (−9.7%) vs. Q1 2023
- Total value
- $418.2M
- +$14.7M (+3.6%) vs. Q1 2023
- New holders
- 24
- 94 more added
- Sold out
- 29
- 72 more reduced
3 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coppell Advisory Solutions LLC | 12 | $178 | 0.00% | +12 | New |
| Salem Investment Counselors Inc | 100 | $1.48K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.48K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 111 | $1.64K | 0.00% | −1,544−93.3% | Reduced |
| Valley National Advisers Inc | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 186 | $2.75K | 0.00% | −26,935−99.3% | Reduced |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 331 | $4.91K | 0.00% | +4+1.2% | Added |
| Impact Partnership Wealth, LLC | 353 | $5.22K | 0.00% | +353 | New |
| Global Wealth Management Investment Advisory, Inc. | 392 | $5.80K | 0.00% | +392 | New |
| PFS Partners, LLC | 413 | $6.11K | 0.01% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $7.40K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 500 | $7.40K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 500 | $7.40K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 564 | $8.35K | 0.00% | −4,133−88.0% | Reduced |
| Bessemer Group Inc | 606 | $9.00K | 0.00% | +606 | New |
| Raleigh Capital Management Inc. | 640 | $9.47K | 0.00% | +80+14.3% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $9.62K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 681 | $10.1K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 787 | $11.6K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 795 | $11.8K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 825 | $12.2K | 0.00% | −300−26.7% | Reduced |
| AllSquare Wealth Management LLC | 1,000 | $14.8K | 0.01% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 1,000 | $14.8K | 0.00% | +1,000 | New |
| Carolinas Wealth Consulting LLC | 1,108 | $16.4K | 0.00% | +36+3.4% | Added |
| Macroview Investment Management LLC | 1,129 | $16.7K | 0.03% | −727−39.2% | Reduced |
| Global Retirement Partners, LLC | 1,214 | $18.0K | 0.00% | −2,830−70.0% | Reduced |
| Ancora Advisors, LLC | 1,250 | $18.5K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,400 | $20.7K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,500 | $22.2K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,622 | $24.0K | 0.00% | +173+11.9% | Added |
| Northwestern Mutual Wealth Management Co | 1,732 | $25.6K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 1,766 | $26.1K | 0.01% | +58+3.4% | Added |
| ZRC Wealth Management, LLC | 1,789 | $26.5K | 0.02% | +49+2.8% | Added |
| Federation des caisses Desjardins du Quebec | 1,832 | $27.1K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 1,939 | $28.7K | 0.02% | +1,789+1,192.7% | Added |
| Cullen/Frost Bankers, Inc. | 2,000 | $29.6K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 2,000 | $29.6K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,001 | $29.6K | 0.01% | +219+12.3% | Added |
| Kozak & Associates, Inc. | 2,035 | $30.2K | 0.01% | +57+2.9% | Added |
| Signaturefd, LLC | 2,047 | $30.3K | 0.00% | +450+28.2% | Added |
| Plante Moran Financial Advisors, LLC | 2,081 | $30.8K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 2,100 | $31.1K | 0.00% | +2,100 | New |
| Harbour Investments, Inc. | 2,164 | $32.0K | 0.00% | −642−22.9% | Reduced |
| Delta Asset Management LLC | 2,338 | $34.6K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 2,458 | $36.0K | 0.02% | −540−18.0% | Reduced |
| FIL Ltd | 2,468 | $36.7K | 0.00% | −2,865−53.7% | Reduced |
| Hollencrest Capital Management | 2,522 | $37.3K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 2,643 | $39.1K | 0.00% | +91+3.6% | Added |
| C M Bidwell & Associates Ltd | 2,735 | $40.5K | 0.03% | +2,735 | New |
| Chesapeake Asset Management LLC | 2,803 | $41.5K | 0.04% | +1,898+209.7% | Added |
| Armstrong Advisory Group, Inc | 3,100 | $45.9K | 0.00% | +107+3.6% | Added |
| BDO Wealth Advisors, LLC | 3,110 | $46.0K | 0.01% | +93+3.1% | Added |
| Jefferies Financial Group Inc. | 3,114 | $46.1K | 0.00% | +3,114 | New |
| Tradewinds Capital Management, LLC | 3,126 | $46.3K | 0.01% | +87+2.9% | Added |
| Highlander Capital Management, LLC | 3,532 | $52.0K | 0.02% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 4,305 | $63.7K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 4,639 | $69.0K | 0.00% | −263−5.4% | Reduced |
| AXS Investments LLC | 6,000 | $88.8K | 0.02% | +6,000 | New |
| ORG Partners LLC | 6,410 | $95.3K | 0.02% | +6,410 | New |
| BNP Paribas Arbitrage, SA | 6,873 | $101.7K | 0.00% | −100,336−93.6% | Reduced |
| Lindbrook Capital, LLC | 7,272 | $107.6K | 0.01% | 00.0% | Unchanged |
| Private Ocean, LLC | 7,505 | $111.1K | 0.01% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 9,759 | $144.4K | 0.06% | 00.0% | Unchanged |
| Telemus Capital, LLC | 10,000 | $148.0K | 0.01% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 10,000 | $148.0K | 0.00% | +10,000 | New |
| MAS Advisors LLC | 10,252 | $151.7K | 0.21% | −15,937−60.9% | Reduced |
| Johnson Midwest Financial, LLC | 10,500 | $155.4K | 0.14% | 00.0% | Unchanged |
| Voloridge Investment Management, LLC | 10,705 | $158.4K | 0.00% | +10,705 | New |
| Brown Advisory Inc | 10,945 | $162.0K | 0.00% | 00.0% | Unchanged |
| Heritage Trust Co | 11,855 | $175.5K | 0.03% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 12,000 | $177.6K | 0.07% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 12,052 | $178.0K | 0.00% | +12,052 | New |
| Mariner, LLC | 12,112 | $179.3K | 0.00% | −7,811−39.2% | Reduced |
| Strategic Blueprint, LLC | 12,177 | $180.2K | 0.02% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 12,197 | $180.5K | 0.12% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 12,275 | $181.7K | 0.08% | 00.0% | Unchanged |
| Lineweaver Wealth Advisors, LLC | 12,570 | $186.0K | 0.05% | +195+1.6% | Added |
| Channel Wealth LLC | 13,015 | $192.6K | 0.11% | +2,856+28.1% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $193.9K | 0.00% | 00.0% | Unchanged |
| Prossimo Advisors, LLC | 13,194 | $195.0K | 0.19% | +13,194 | New |
| Equitable Holdings, Inc. | 13,188 | $195.2K | 0.00% | +13,188 | New |
| Beaumont Financial Advisors, LLC | 13,328 | $197.3K | 0.02% | +413+3.2% | Added |
| Beacon Pointe Advisors, LLC | 13,436 | $198.9K | 0.00% | −3,006−18.3% | Reduced |
| GWM Advisors LLC | 13,620 | $201.6K | 0.00% | +2,000+17.2% | Added |
| Quest Investment Management LLC | 14,115 | $208.9K | 0.03% | −1,200−7.8% | Reduced |
| Wetherby Asset Management Inc | 14,368 | $212.6K | 0.01% | +113+0.8% | Added |
| Wedbush Securities Inc | 14,384 | $213.0K | 0.01% | −3,874−21.2% | Reduced |
| PFG Investments, LLC | 14,669 | $217.1K | 0.04% | −8,800−37.5% | Reduced |
| RMR Wealth Builders | 14,711 | $217.7K | 0.04% | +436+3.1% | Added |
| Allie Family Office LLC | 15,000 | $222.0K | 0.16% | 00.0% | Unchanged |
| Proequities, Inc. | 15,051 | $222.8K | 0.02% | +487+3.3% | Added |
| Register Financial Advisors LLC | 15,110 | $223.6K | 0.16% | +56+0.4% | Added |
| Vestmark Advisory Solutions, Inc. | 15,916 | $235.6K | 0.01% | −1,244−7.2% | Reduced |
| IFP Advisors, Inc | 19,066 | $236.4K | 0.01% | +98+0.5% | Added |
| Kestra Advisory Services, LLC | 16,286 | $241.0K | 0.00% | −490−2.9% | Reduced |
| Ergoteles LLC | 16,299 | $241.2K | 0.01% | +16,299 | New |
| Strategic Financial Concepts, LLC | 16,300 | $241.2K | 0.09% | +300+1.9% | Added |
| CAPROCK Group, Inc. | 17,000 | $251.6K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 17,120 | $253.4K | 0.01% | −871−4.8% | Reduced |