Skip to main content

Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q2 2023 vs. Q1 2023

How the institutions holding Hercules Capital, Inc. changed between Q1 2023 and Q2 2023.

All holders in Q2 2023All holders in Q1 2023

13F holders of HTGC: Q1 2023 compared with Q2 2023
MeasureQ1 2023Of which not filed for Q2 2023Q2 2023Change
Holders2573249−5
Shares31.3M13.2K28.3M−3.05M (−9.7%)
Value$403.7M$164.7K$418.2M+$14.7M (+3.6%)

3 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (24)

Institutions that held Hercules Capital, Inc. at the end of Q2 2023 but not at the end of Q1 2023.

Institutions new to HTGC in Q2 2023
InstitutionSharesValue% of portfolio
D. E. Shaw & Co., Inc.171,557$2.54M0.00%
Balyasny Asset Management LLC133,985$1.98M0.01%
Jane Street Group, LLC99,189$1.47M0.00%
Delphi Management Inc88,818$1.31M1.39%
Dark Forest Capital Management LP46,656$690.5K0.07%
Occudo Quantitative Strategies LP38,304$566.9K0.06%
Prevail Innovative Wealth Advisors, LLC26,877$397.8K0.22%
Verition Fund Management LLC24,743$366.2K0.01%
Ergoteles LLC16,299$241.2K0.01%
Equitable Holdings, Inc.13,188$195.2K0.00%
Prossimo Advisors, LLC13,194$195.0K0.19%
ExodusPoint Capital Management, LP12,052$178.0K0.00%
Voloridge Investment Management, LLC10,705$158.4K0.00%
Kovitz Investment Group Partners, LLC10,000$148.0K0.00%
ORG Partners LLC6,410$95.3K0.02%
AXS Investments LLC6,000$88.8K0.02%
Jefferies Financial Group Inc.3,114$46.1K0.00%
C M Bidwell & Associates Ltd2,735$40.5K0.03%
Toth Financial Advisory Corp2,100$31.1K0.00%
Cary Street Partner Investment Advisory LLC1,000$14.8K0.00%
Bessemer Group Inc606$9.00K0.00%
Global Wealth Management Investment Advisory, Inc.392$5.80K0.00%
Impact Partnership Wealth, LLC353$5.22K0.00%
Coppell Advisory Solutions LLC12$1780.00%

Sold out (29)

Institutions that held Hercules Capital, Inc. at the end of Q1 2023 and filed for Q2 2023 without it.

Not filed for Q2 2023 yet (3)

Institutions that held Hercules Capital, Inc. at the end of Q1 2023 and haven't filed a 13F for Q2 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q1 2023 that haven't filed for Q2 2023
InstitutionShares, Q1 2023Value, Q1 2023
Old Port Advisors12,080$150.2K
Pathway Financial Advisers, LLC1,125$14.5K
Householder Group Estate & Retirement Specialist, LLC34$0