Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2023
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 249
- −5 vs. Q1 2023
- Shares held
- 28.3M
- −3.05M (−9.7%) vs. Q1 2023
- Total value
- $418.2M
- +$14.7M (+3.6%) vs. Q1 2023
- New holders
- 24
- 94 more added
- Sold out
- 29
- 72 more reduced
3 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Steward Partners Investment Advisory, LLC | 38,278 | $566.5K | 0.01% | +720+1.9% | Added |
| Captrust Financial Advisors | 36,766 | $544.1K | 0.00% | +607+1.7% | Added |
| Neuberger Berman Group LLC | 36,550 | $540.9K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 36,348 | $538.0K | 0.00% | −38,832−51.7% | Reduced |
| 1620 Investment Advisors, Inc. | 35,784 | $529.6K | 0.60% | −1,010−2.7% | Reduced |
| Cetera Advisors LLC | 35,653 | $527.7K | 0.01% | −3,608−9.2% | Reduced |
| Aquatic Capital Management LLC | 35,600 | $527.0K | 0.03% | +6,500+22.3% | Added |
| Essex Financial Services, Inc. | 34,630 | $512.5K | 0.06% | +3,595+11.6% | Added |
| Diligent Investors, LLC | 34,284 | $507.4K | 0.15% | +166+0.5% | Added |
| Greenwich Investment Management, Inc. | 33,026 | $489.0K | 0.37% | −292−0.9% | Reduced |
| Claybrook Capital, LLC | 32,620 | $482.8K | 0.26% | 00.0% | Unchanged |
| Archer Investment Corp | 32,507 | $481.1K | 0.17% | +40.0% | Added |
| FJ Capital Management LLC | 32,469 | $480.5K | 0.06% | −42,780−56.9% | Reduced |
| Future Financial Wealth Managment LLC | 31,300 | $463.2K | 0.49% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $432.8K | 0.12% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 28,560 | $422.7K | 0.00% | +2,359+9.0% | Added |
| Emerald Mutual Fund Advisers Trust | 28,020 | $414.7K | 0.02% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 27,906 | $413.0K | 0.00% | +966+3.6% | Added |
| Change Path, LLC | 27,389 | $405.0K | 0.02% | +13,152+92.4% | Added |
| Creative Planning | 27,218 | $402.8K | 0.00% | −4,819−15.0% | Reduced |
| Sowell Financial Services LLC | 27,034 | $400.0K | 0.02% | +6,548+32.0% | Added |
| Prevail Innovative Wealth Advisors, LLC | 26,877 | $397.8K | 0.22% | +26,877 | New |
| Kovack Advisors, Inc. | 26,268 | $388.8K | 0.05% | −475−1.8% | Reduced |
| IHT Wealth Management, LLC | 25,082 | $371.2K | 0.02% | +3,233+14.8% | Added |
| Verition Fund Management LLC | 24,743 | $366.2K | 0.01% | +24,743 | New |
| CWM Advisors, LLC | 24,655 | $364.9K | 0.04% | +231+0.9% | Added |
| MML Investors Services, LLC | 24,463 | $362.0K | 0.00% | +2,794+12.9% | Added |
| Accredited Investors Inc. | 24,000 | $355.2K | 0.03% | −1,000−4.0% | Reduced |
| Eagle Global Advisors LLC | 23,830 | $352.7K | 0.02% | +5,330+28.8% | Added |
| Founders Financial Alliance, LLC | 23,769 | $351.8K | 0.14% | +329+1.4% | Added |
| Virtus ETF Advisers LLC | 23,603 | $349.3K | 0.21% | −2,773−10.5% | Reduced |
| ProShare Advisors LLC | 23,284 | $344.6K | 0.00% | +1,321+6.0% | Added |
| Sunbelt Securities, Inc. | 23,222 | $343.7K | 0.05% | +457+2.0% | Added |
| Geneos Wealth Management Inc. | 22,588 | $334.3K | 0.02% | +17,528+346.4% | Added |
| Bank of New York Mellon Corp | 21,937 | $324.7K | 0.00% | −3,278−13.0% | Reduced |
| Core Wealth Partners LLC | 21,003 | $310.8K | 0.29% | +5,806+38.2% | Added |
| Parallel Advisors, LLC | 20,886 | $309.1K | 0.01% | +2,086+11.1% | Added |
| First Republic Investment Management, Inc. | 20,628 | $305.3K | 0.00% | −2,463−10.7% | Reduced |
| Cetera Advisor Networks LLC | 19,652 | $290.9K | 0.00% | +2,806+16.7% | Added |
| First National Trust Co | 19,634 | $290.6K | 0.01% | 00.0% | Unchanged |
| Millennium Management LLC | 19,263 | $285.1K | 0.00% | −123,074−86.5% | Reduced |
| Principle Wealth Partners LLC | 19,190 | $284.0K | 0.03% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 18,806 | $278.3K | 0.05% | +1,756+10.3% | Added |
| FourThought Financial Partners, LLC | 18,747 | $277.5K | 0.04% | −5,161−21.6% | Reduced |
| Penbrook Management LLC | 18,548 | $274.5K | 0.20% | +511+2.8% | Added |
| Continuum Advisory, LLC | 18,221 | $269.7K | 0.04% | +60.0% | Added |
| Sit Investment Associates Inc | 18,050 | $267.0K | 0.01% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 17,927 | $265.3K | 0.03% | −630−3.4% | Reduced |
| Pathstone Family Office, LLC | 17,644 | $261.1K | 0.00% | +10.0% | Added |
| National Asset Management, Inc. | 17,120 | $253.4K | 0.01% | −871−4.8% | Reduced |
| CAPROCK Group, Inc. | 17,000 | $251.6K | 0.02% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 16,300 | $241.2K | 0.09% | +300+1.9% | Added |
| Ergoteles LLC | 16,299 | $241.2K | 0.01% | +16,299 | New |
| Kestra Advisory Services, LLC | 16,286 | $241.0K | 0.00% | −490−2.9% | Reduced |
| IFP Advisors, Inc | 19,066 | $236.4K | 0.01% | +98+0.5% | Added |
| Vestmark Advisory Solutions, Inc. | 15,916 | $235.6K | 0.01% | −1,244−7.2% | Reduced |
| Register Financial Advisors LLC | 15,110 | $223.6K | 0.16% | +56+0.4% | Added |
| Proequities, Inc. | 15,051 | $222.8K | 0.02% | +487+3.3% | Added |
| Allie Family Office LLC | 15,000 | $222.0K | 0.16% | 00.0% | Unchanged |
| RMR Wealth Builders | 14,711 | $217.7K | 0.04% | +436+3.1% | Added |
| PFG Investments, LLC | 14,669 | $217.1K | 0.04% | −8,800−37.5% | Reduced |
| Wedbush Securities Inc | 14,384 | $213.0K | 0.01% | −3,874−21.2% | Reduced |
| Wetherby Asset Management Inc | 14,368 | $212.6K | 0.01% | +113+0.8% | Added |
| Quest Investment Management LLC | 14,115 | $208.9K | 0.03% | −1,200−7.8% | Reduced |
| GWM Advisors LLC | 13,620 | $201.6K | 0.00% | +2,000+17.2% | Added |
| Beacon Pointe Advisors, LLC | 13,436 | $198.9K | 0.00% | −3,006−18.3% | Reduced |
| Beaumont Financial Advisors, LLC | 13,328 | $197.3K | 0.02% | +413+3.2% | Added |
| Equitable Holdings, Inc. | 13,188 | $195.2K | 0.00% | +13,188 | New |
| Prossimo Advisors, LLC | 13,194 | $195.0K | 0.19% | +13,194 | New |
| Allspring Global Investments Holdings, LLC | 13,100 | $193.9K | 0.00% | 00.0% | Unchanged |
| Channel Wealth LLC | 13,015 | $192.6K | 0.11% | +2,856+28.1% | Added |
| Lineweaver Wealth Advisors, LLC | 12,570 | $186.0K | 0.05% | +195+1.6% | Added |
| Wiley Bros.-Aintree Capital, LLC | 12,275 | $181.7K | 0.08% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 12,197 | $180.5K | 0.12% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 12,177 | $180.2K | 0.02% | 00.0% | Unchanged |
| Mariner, LLC | 12,112 | $179.3K | 0.00% | −7,811−39.2% | Reduced |
| ExodusPoint Capital Management, LP | 12,052 | $178.0K | 0.00% | +12,052 | New |
| WealthBridge Capital Management, LLC | 12,000 | $177.6K | 0.07% | 00.0% | Unchanged |
| Heritage Trust Co | 11,855 | $175.5K | 0.03% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,945 | $162.0K | 0.00% | 00.0% | Unchanged |
| Voloridge Investment Management, LLC | 10,705 | $158.4K | 0.00% | +10,705 | New |
| Johnson Midwest Financial, LLC | 10,500 | $155.4K | 0.14% | 00.0% | Unchanged |
| MAS Advisors LLC | 10,252 | $151.7K | 0.21% | −15,937−60.9% | Reduced |
| Telemus Capital, LLC | 10,000 | $148.0K | 0.01% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 10,000 | $148.0K | 0.00% | +10,000 | New |
| Cedar Wealth Management, LLC | 9,759 | $144.4K | 0.06% | 00.0% | Unchanged |
| Private Ocean, LLC | 7,505 | $111.1K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 7,272 | $107.6K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 6,873 | $101.7K | 0.00% | −100,336−93.6% | Reduced |
| ORG Partners LLC | 6,410 | $95.3K | 0.02% | +6,410 | New |
| AXS Investments LLC | 6,000 | $88.8K | 0.02% | +6,000 | New |
| CWM, LLC | 4,639 | $69.0K | 0.00% | −263−5.4% | Reduced |
| Chilton Capital Management LLC | 4,305 | $63.7K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 3,532 | $52.0K | 0.02% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 3,126 | $46.3K | 0.01% | +87+2.9% | Added |
| Jefferies Financial Group Inc. | 3,114 | $46.1K | 0.00% | +3,114 | New |
| BDO Wealth Advisors, LLC | 3,110 | $46.0K | 0.01% | +93+3.1% | Added |
| Armstrong Advisory Group, Inc | 3,100 | $45.9K | 0.00% | +107+3.6% | Added |
| Chesapeake Asset Management LLC | 2,803 | $41.5K | 0.04% | +1,898+209.7% | Added |
| C M Bidwell & Associates Ltd | 2,735 | $40.5K | 0.03% | +2,735 | New |