Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2023
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 249
- −5 vs. Q1 2023
- Shares held
- 28.3M
- −3.05M (−9.7%) vs. Q1 2023
- Total value
- $418.2M
- +$14.7M (+3.6%) vs. Q1 2023
- New holders
- 24
- 94 more added
- Sold out
- 29
- 72 more reduced
3 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 2,643 | $39.1K | 0.00% | +91+3.6% | Added |
| Hollencrest Capital Management | 2,522 | $37.3K | 0.00% | 00.0% | Unchanged |
| FIL Ltd | 2,468 | $36.7K | 0.00% | −2,865−53.7% | Reduced |
| AlphaMark Advisors, LLC | 2,458 | $36.0K | 0.02% | −540−18.0% | Reduced |
| Delta Asset Management LLC | 2,338 | $34.6K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,164 | $32.0K | 0.00% | −642−22.9% | Reduced |
| Toth Financial Advisory Corp | 2,100 | $31.1K | 0.00% | +2,100 | New |
| Plante Moran Financial Advisors, LLC | 2,081 | $30.8K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 2,047 | $30.3K | 0.00% | +450+28.2% | Added |
| Kozak & Associates, Inc. | 2,035 | $30.2K | 0.01% | +57+2.9% | Added |
| Hexagon Capital Partners LLC | 2,001 | $29.6K | 0.01% | +219+12.3% | Added |
| Cullen/Frost Bankers, Inc. | 2,000 | $29.6K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 2,000 | $29.6K | 0.01% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 1,939 | $28.7K | 0.02% | +1,789+1,192.7% | Added |
| Federation des caisses Desjardins du Quebec | 1,832 | $27.1K | 0.00% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 1,789 | $26.5K | 0.02% | +49+2.8% | Added |
| Kelly Financial Services LLC | 1,766 | $26.1K | 0.01% | +58+3.4% | Added |
| Northwestern Mutual Wealth Management Co | 1,732 | $25.6K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,622 | $24.0K | 0.00% | +173+11.9% | Added |
| Farther Finance Advisors, LLC | 1,500 | $22.2K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,400 | $20.7K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,250 | $18.5K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,214 | $18.0K | 0.00% | −2,830−70.0% | Reduced |
| Macroview Investment Management LLC | 1,129 | $16.7K | 0.03% | −727−39.2% | Reduced |
| Carolinas Wealth Consulting LLC | 1,108 | $16.4K | 0.00% | +36+3.4% | Added |
| Cary Street Partner Investment Advisory LLC | 1,000 | $14.8K | 0.00% | +1,000 | New |
| AllSquare Wealth Management LLC | 1,000 | $14.8K | 0.01% | 00.0% | Unchanged |
| First Manhattan Co | 825 | $12.2K | 0.00% | −300−26.7% | Reduced |
| Beacon Capital Management, LLC | 795 | $11.8K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 787 | $11.6K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 681 | $10.1K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $9.62K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 640 | $9.47K | 0.00% | +80+14.3% | Added |
| Bessemer Group Inc | 606 | $9.00K | 0.00% | +606 | New |
| Tucker Asset Management LLC | 564 | $8.35K | 0.00% | −4,133−88.0% | Reduced |
| West Oak Capital, LLC | 500 | $7.40K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 500 | $7.40K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 500 | $7.40K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 413 | $6.11K | 0.01% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 392 | $5.80K | 0.00% | +392 | New |
| Impact Partnership Wealth, LLC | 353 | $5.22K | 0.00% | +353 | New |
| Spire Wealth Management | 331 | $4.91K | 0.00% | +4+1.2% | Added |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 186 | $2.75K | 0.00% | −26,935−99.3% | Reduced |
| Valley National Advisers Inc | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 111 | $1.64K | 0.00% | −1,544−93.3% | Reduced |
| Salem Investment Counselors Inc | 100 | $1.48K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $1.48K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 12 | $178 | 0.00% | +12 | New |
| T. Rowe Price Investment Management, Inc. | 0 | $0 | 0.00% | −1,404,876−100.0% | Sold out |
| Cooper Creek Partners Management LLC | 0 | $0 | 0.00% | −543,900−100.0% | Sold out |
| Security National Bank | 0 | $0 | 0.00% | −237,262−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −108,401−100.0% | Sold out |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −85,457−100.0% | Sold out |
| Alpha DNA Investment Management LLC | 0 | $0 | 0.00% | −77,411−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −67,411−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −55,654−100.0% | Sold out |
| Abundance Wealth Counselors | 0 | $0 | 0.00% | −43,603−100.0% | Sold out |
| HST Ventures, LLC | 0 | $0 | 0.00% | −41,322−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −24,391−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −18,999−100.0% | Sold out |
| Brookstone Capital Management | 0 | $0 | 0.00% | −12,261−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −12,359−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −11,961−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −11,569−100.0% | Sold out |
| Boston Trust Walden Corp | 0 | $0 | 0.00% | −11,400−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,393−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −10,033−100.0% | Sold out |
| Endurance Wealth Management, Inc. | 0 | $0 | 0.00% | −7,488−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −7,095−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −4,702−100.0% | Sold out |
| Orion Capital Management LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −2,258−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −440−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Whittier Trust Co | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −123−100.0% | Sold out |
| Old Port Advisors | – | – | – | – | Not filed |
| Pathway Financial Advisers, LLC | – | – | – | – | Not filed |
| Householder Group Estate & Retirement Specialist, LLC | – | – | – | – | Not filed |