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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

13F holders, Q2 2022

Institutional positions in Hercules Capital, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
249
+11 vs. Q1 2022
Shares held
30.3M
+823.4K (+2.8%) vs. Q1 2022
Total value
$410.2M
−$122.6M (−23.0%) vs. Q1 2022
New holders
44
85 more added
Sold out
33
68 more reduced

3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2022: 249 institutions
Q1 2021: 213 institutionsQ2 2021: 214 institutionsQ3 2021: 219 institutionsQ4 2021: 246 institutionsQ1 2022: 241 institutionsQ2 2022: 249 institutionsQ3 2022: 237 institutionsQ4 2022: 263 institutionsQ1 2023: 257 institutionsQ2 2023: 249 institutionsQ3 2023: 266 institutionsQ4 2023: 290 institutionsQ1 2024: 294 institutionsQ2 2024: 288 institutionsQ3 2024: 299 institutionsQ4 2024: 334 institutionsQ1 2025: 326 institutionsQ2 2025: 326 institutionsQ3 2025: 343 institutionsQ4 2025: 354 institutionsQ1 2026: 349 institutionsQ2 2026: 332 institutions
Value heldQ2 2022: $410.2M
Q1 2021: $509.7MQ2 2021: $537.2MQ3 2021: $511.5MQ4 2021: $515.4MQ1 2022: $537.2MQ2 2022: $410.2MQ3 2022: $364.1MQ4 2022: $434.2MQ1 2023: $403.7MQ2 2023: $418.2MQ3 2023: $482.0MQ4 2023: $535.2MQ1 2024: $618.4MQ2 2024: $671.2MQ3 2024: $640.1MQ4 2024: $760.4MQ1 2025: $774.9MQ2 2025: $843.8MQ3 2025: $882.3MQ4 2025: $937.8MQ1 2026: $744.0MQ2 2026: $815.0M
Institutions holding HTGC and their total value by quarter
QuarterHoldersValue
Q2 2026332$815.0M
Q1 2026349$744.0M
Q4 2025354$937.8M
Q3 2025343$882.3M
Q2 2025326$843.8M
Q1 2025326$774.9M
Q4 2024334$760.4M
Q3 2024299$640.1M
Q2 2024288$671.2M
Q1 2024294$618.4M
Q4 2023290$535.2M
Q3 2023266$482.0M
Q2 2023249$418.2M
Q1 2023257$403.7M
Q4 2022263$434.2M
Q3 2022237$364.1M
Q2 2022249$410.2M
Q1 2022241$537.2M
Q4 2021246$515.4M
Q3 2021219$511.5M
Q2 2021214$537.2M
Q1 2021213$509.7M

Institutions, Q2 2022

Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2022.

Institutions holding HTGC in Q2 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Archer Investment Corp35,400$477.5K0.19%00.0%Unchanged
Cetera Investment Advisers34,347$463.0K0.01%+34,347New
Advisory Services Network, LLC33,343$450.0K0.02%+1,175+3.7%Added
Claybrook Capital, LLC32,620$440.0K0.26%00.0%Unchanged
Sit Investment Associates Inc32,500$438.0K0.01%00.0%Unchanged
FourThought Financial, LLC32,230$435.0K0.06%−9,147−22.1%Reduced
Creative Planning32,164$434.0K0.00%+4,439+16.0%Added
Balyasny Asset Management LLC31,521$426.0K0.00%+31,521New
Lindbrook Capital, LLC31,272$422.0K0.07%00.0%Unchanged
Bristlecone Advisors, LLC31,159$420.0K0.05%+6,299+25.3%Added
Gyon Technologies Capital Management, LP31,104$420.0K0.12%+31,104New
Kovack Advisors, Inc.30,021$405.0K0.05%+2,598+9.5%Added
Mirae Asset Global Investments Co., Ltd.29,759$401.0K0.00%−4,391−12.9%Reduced
Greenwich Investment Management, Inc.29,520$398.0K0.29%−125−0.4%Reduced
First National Bank of Mount Dora, Trust Investment Services29,246$395.0K0.14%00.0%Unchanged
Essex Financial Services, Inc.28,305$382.0K0.04%+8,145+40.4%Added
Geneos Wealth Management Inc.27,135$380.0K0.02%+1,203+4.6%Added
Heritage Trust Co28,000$378.0K0.06%+28,000New
Prelude Capital Management, LLC27,084$365.0K0.02%+2,451+10.0%Added
Jane Street Group, LLC26,861$362.0K0.00%+26,861New
Wetherby Asset Management Inc26,400$356.0K0.02%+13,200+100.0%Added
Allianz Asset Management GmbH26,320$355.0K0.00%−6,940−20.9%Reduced
Wealthsource Partners, LLC25,945$350.0K0.03%00.0%Unchanged
Arkadios Wealth Advisors25,880$349.0K0.05%−9,114−26.0%Reduced
Accredited Investors Inc.25,000$337.0K0.04%+25,000New
Stephens Inc24,452$330.0K0.01%+867+3.7%Added
Ancora Advisors, LLC24,250$327.0K0.01%00.0%Unchanged
Fox Run Management, L.L.C.23,031$311.0K0.16%+23,031New
Sowell Financial Services LLC22,839$308.0K0.03%+22,839New
Founders Financial Alliance, LLC21,268$287.0K0.15%+711+3.5%Added
First Republic Investment Management, Inc.21,225$286.0K0.00%−38,562−64.5%Reduced
Allspring Global Investments Holdings, LLC21,200$285.0K0.00%00.0%Unchanged
Continuum Advisory, LLC20,215$273.0K0.05%−1,499−6.9%Reduced
Dodge & Cox20,000$270.0K0.00%+20,000New
Stratos Wealth Partners, LTD.19,920$269.0K0.01%−2,419−10.8%Reduced
First National Trust Co19,634$265.0K0.01%00.0%Unchanged
Principle Wealth Partners LLC19,190$259.0K0.03%00.0%Unchanged
Quantedge Capital Pte Ltd18,800$254.0K0.05%+18,800New
Good Life Advisors, LLC18,837$254.0K0.04%+18,837New
Guggenheim Capital LLC18,497$250.0K0.00%+260+1.4%Added
Kestra Advisory Services, LLC18,477$249.0K0.00%−3,269−15.0%Reduced
Cedar Wealth Management, LLC18,134$245.0K0.11%00.0%Unchanged
Victory Capital Management Inc17,403$235.0K0.00%+463+2.7%Added
Mariner, LLC17,371$234.0K0.00%+1,370+8.6%Added
IHT Wealth Management, LLC17,260$233.0K0.02%+5,224+43.4%Added
MQS Management LLC17,256$233.0K0.16%+17,256New
Pathstone Family Office, LLC17,000$229.3K0.01%00.0%Unchanged
Vestmark Advisory Solutions, Inc.16,514$223.0K0.01%+765+4.9%Added
CAPROCK Group, Inc.16,000$216.0K0.02%00.0%Unchanged
Sunbelt Securities, Inc.15,847$214.0K0.05%+5,000+46.1%Added
Quest Investment Management LLC15,315$207.0K0.02%00.0%Unchanged
Cipher Capital LP15,063$203.0K0.05%+15,063New
WMS Partners, LLC15,000$202.0K0.03%00.0%Unchanged
Allie Family Office LLC15,000$202.0K0.16%+15,000New
Old Port Advisors13,726$192.0K0.07%−267−1.9%Reduced
Financial Advocates Investment Management14,093$191.0K0.02%+14,093New
SEI Investments Co13,036$190.0K0.00%−1,155−8.1%Reduced
Williams Jones Wealth Management, LLC.13,819$186.0K0.00%00.0%Unchanged
Redhawk Wealth Advisors, Inc.13,236$179.0K0.08%−594−4.3%Reduced
Y-Intercept (Hong Kong) Ltd13,286$179.0K0.02%+13,286New
RMR Wealth Builders13,077$176.0K0.04%+13,077New
Proequities, Inc.12,794$173.0K0.01%+432+3.5%Added
Brookstone Capital Management12,030$172.0K0.00%+75+0.6%Added
American Portfolios Advisors12,718$171.6K0.01%−151−1.2%Reduced
Eagle Global Advisors LLC12,710$171.0K0.01%−11,190−46.8%Reduced
Beacon Pointe Advisors, LLC12,698$171.0K0.00%00.0%Unchanged
Wiley Bros.-Aintree Capital, LLC12,475$168.0K0.10%00.0%Unchanged
National Asset Management, Inc.12,123$164.0K0.01%−3,347−21.6%Reduced
Bank of New York Mellon Corp12,050$162.0K0.00%−579−4.6%Reduced
WealthBridge Capital Management, LLC12,000$162.0K0.07%00.0%Unchanged
GWM Advisors LLC11,670$157.0K0.00%−2,572−18.1%Reduced
Squarepoint Ops LLC11,481$155.0K0.00%−38,253−76.9%Reduced
Boston Trust Walden Corp11,400$154.0K0.00%00.0%Unchanged
Strategic Blueprint, LLC11,090$150.0K0.02%00.0%Unchanged
FIL Ltd10,926$147.0K0.00%−81,983−88.2%Reduced
Diligent Investors, LLC10,863$147.0K0.05%+413+4.0%Added
Belpointe Asset Management LLC10,823$146.0K0.01%−1,958−15.3%Reduced
Cetera Advisor Networks LLC10,733$145.0K0.00%−3,726−25.8%Reduced
Johnson Midwest Financial, LLC10,500$142.0K0.19%00.0%Unchanged
MML Investors Services, LLC10,474$141.0K0.00%+10,474New
Telemus Capital, LLC10,000$135.0K0.01%00.0%Unchanged
Aquatic Capital Management LLC9,200$124.0K0.04%+9,200New
IFP Advisors, Inc8,595$123.0K0.00%00.0%Unchanged
Private Ocean, LLC7,505$101.0K0.02%00.0%Unchanged
Tower Research Capital LLC (TRC)6,518$88.0K0.00%+6,518New
Chilton Capital Management LLC6,305$85.0K0.01%+6,305New
Fifth Third Bancorp6,034$81.0K0.00%−188−3.0%Reduced
Brown, Lisle/Cummings, Inc.5,300$71.5K0.04%00.0%Unchanged
Signaturefd, LLC4,295$58.0K0.00%+3,322+341.4%Added
SeaCrest Wealth Management, LLC4,250$57.0K0.01%+4,250New
Carolinas Wealth Consulting LLC4,050$55.0K0.01%+76+1.9%Added
High Net Worth Advisory Group LLC4,000$54.0K0.02%−700−14.9%Reduced
Orion Capital Management LLC4,000$54.0K0.04%+1,000+33.3%Added
Global Retirement Partners, LLC3,782$51.0K0.00%00.0%Unchanged
Highlander Capital Management, LLC3,532$48.0K0.03%00.0%Unchanged
Joseph P. Lucia & Associates, LLC3,171$43.0K0.03%00.0%Unchanged
CWM, LLC3,148$42.0K0.00%+209+7.1%Added
Exane Derivatives3,094$41.7K0.02%00.0%Unchanged
Tradewinds Capital Management, LLC2,816$38.0K0.01%+65+2.4%Added
Harbour Investments, Inc.2,655$36.0K0.00%+2,655New