Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2022
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 249
- +11 vs. Q1 2022
- Shares held
- 30.3M
- +823.4K (+2.8%) vs. Q1 2022
- Total value
- $410.2M
- −$122.6M (−23.0%) vs. Q1 2022
- New holders
- 44
- 85 more added
- Sold out
- 33
- 68 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BDO Wealth Advisors, LLC | 2,217 | $30.0K | 0.00% | +960+76.4% | Added |
| Cullen/Frost Bankers, Inc. | 2,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 2,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,928 | $26.0K | 0.00% | +113+6.2% | Added |
| Umb Bank N A | 1,764 | $24.0K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 1,750 | $24.0K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,766 | $24.0K | 0.01% | 00.0% | Unchanged |
| Cordasco Financial Network | 1,614 | $22.0K | 0.02% | +54+3.5% | Added |
| Kelly Financial Services LLC | 1,551 | $20.9K | 0.01% | +1,551 | New |
| TD Private Client Wealth LLC | 1,488 | $20.1K | 0.00% | −620−29.4% | Reduced |
| Covington Capital Management | 1,500 | $20.0K | 0.00% | −992−39.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,500 | $20.0K | 0.00% | −44−2.8% | Reduced |
| Parallel Advisors, LLC | 1,381 | $19.0K | 0.00% | −241−14.9% | Reduced |
| Webster Bank, N. A. | 1,400 | $19.0K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 1,350 | $18.0K | 0.01% | +466+52.7% | Added |
| Westside Investment Management, Inc. | 1,338 | $18.0K | 0.00% | +1,338 | New |
| Bramshill Investments, LLC | 1,214 | $16.0K | 0.00% | −109,080−98.9% | Reduced |
| Atticus Wealth Management, LLC | 1,081 | $15.0K | 0.01% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 795 | $14.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 965 | $13.0K | 0.00% | +965 | New |
| Money Concepts Capital Corp | 900 | $13.0K | 0.00% | −1,869−67.5% | Reduced |
| First Manhattan Co | 825 | $11.0K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 812 | $11.0K | 0.00% | +812 | New |
| Activest Wealth Management | 765 | $10.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 716 | $10.0K | 0.00% | +4+0.6% | Added |
| Allworth Financial LP | 671 | $9.00K | 0.00% | +671 | New |
| Total Clarity Wealth Management, Inc. | 700 | $9.00K | 0.00% | +700 | New |
| National Bank of Canada | 600 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 564 | $7.61K | 0.00% | +100+21.6% | Added |
| AlphaMark Advisors, LLC | 550 | $7.00K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Venture Visionary Partners LLC | 400 | $5.40K | 0.00% | +400 | New |
| Carmichael Hill & Associates, Inc. | 370 | $5.00K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 392 | $5.00K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 370 | $5.00K | 0.00% | +332+873.7% | Added |
| BNP Paribas Arbitrage, SA | 306 | $4.13K | 0.00% | +39+14.6% | Added |
| GPS Wealth Strategies Group, LLC | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 250 | $3.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 246 | $3.00K | 0.00% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 200 | $3.00K | 0.00% | +200 | New |
| Moisand Fitzgerald Tamayo, LLC | 131 | $2.00K | 0.00% | −131−50.0% | Reduced |
| Private Trust Co NA | 181 | $2.00K | 0.00% | +181 | New |
| WFA of San Diego, LLC | 131 | $2.00K | 0.00% | +131 | New |
| Glen Eagle Advisors, LLC | 100 | $1.35K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | −100−50.0% | Reduced |
| Citigroup Inc | 76 | $1.00K | 0.00% | +76 | New |
| Salem Investment Counselors Inc | 100 | $1.00K | 0.00% | +100 | New |
| FMR LLC | 1 | $0 | 0.00% | −2−66.7% | Reduced |
| CoreCap Advisors, LLC | 23 | $0 | 0.00% | +23 | New |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −587,673−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −260,437−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −120,666−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −73,816−100.0% | Sold out |
| Duality Advisers, LP | 0 | $0 | 0.00% | −71,375−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −68,799−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −56,763−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −47,549−100.0% | Sold out |
| Greylin Investment Mangement Inc | 0 | $0 | 0.00% | −44,916−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −26,993−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −20,806−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −18,884−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −13,028−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −12,086−100.0% | Sold out |
| Lineweaver Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,836−100.0% | Sold out |
| Peak Financial Advisors LLC | 0 | $0 | 0.00% | −11,315−100.0% | Sold out |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −11,048−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −10,185−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −6,320−100.0% | Sold out |
| Neo Ivy Capital Management | 0 | $0 | 0.00% | −5,656−100.0% | Sold out |
| TCWP LLC | 0 | $0 | 0.00% | −5,195−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −3,278−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Bedel Financial Consulting, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| CoreFirst Bank & Trust | 0 | $0 | 0.00% | −1,226−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −903−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −804−100.0% | Sold out |
| Monetary Management Group Inc | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Motco | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Bivin & Associates, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −28−100.0% | Sold out |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |
| Golden State Wealth Management, LLC | – | – | – | – | Not filed |
| Dixon Hughes Goodman Wealth Advisors LLC | – | – | – | – | Not filed |