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Hercules Capital, Inc.

HTGC
Exchange
NYSE
SEC CIK
0001280784

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q2 2026 vs. Q1 2026

How the institutions holding Hercules Capital, Inc. changed between Q1 2026 and Q2 2026.

All holders in Q2 2026All holders in Q1 2026

13F holders of HTGC: Q1 2026 compared with Q2 2026
MeasureQ1 2026Of which not filed for Q2 2026Q2 2026Change
Holders3496332−11
Shares53.0M41.4K54.1M+1.16M (+2.2%)
Value$744.0M$611.5K$815.0M+$71.5M (+9.6%)

6 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so the changes leave them out.

New holders (35)

Institutions that held Hercules Capital, Inc. at the end of Q2 2026 but not at the end of Q1 2026.

Institutions new to HTGC in Q2 2026
InstitutionSharesValue% of portfolio
Janney Montgomery Scott LLC329,090$5.19M0.01%
Ilex Capital Partners (UK) LLP145,812$2.30M0.05%
Elemental Capital Partners LLC120,680$1.90M0.40%
Occudo Quantitative Strategies LP112,020$1.77M0.09%
GEN Financial Management, INC.–$1.20M0.72%
Global Retirement Partners, LLC59,991$946.1K0.01%
J.W. Cole Advisors, Inc.57,858$912.4K0.02%
Capstone Investment Advisors, LLC49,417$779.3K0.01%
Mangrove Partners47,148$743.5K0.05%
Two Sigma Securities, LLC27,681$436.5K0.04%
Quantinno Capital Management LP26,124$412.0K0.00%
Mission Hills Financial Advisory, LLC16,149$254.7K0.11%
Vaquero Private Wealth, Ltd15,493$244.3K0.05%
Freestone Capital Holdings, LLC15,185$239.5K0.01%
Advisory Solutions Group, LLC15,021$236.9K0.08%
Manufacturers Life Insurance Company, The14,816$233.6K0.00%
Fiduciary Alliance LLC14,032$221.3K0.01%
Mercer Global Advisors Inc13,697$216.0K0.00%
Vestmark Advisory Solutions, Inc.13,598$214.4K0.00%
Simplex Trading, LLC6,429$101.4K0.00%
SHP Wealth Management6,045$95.3K0.01%
Bogart Wealth, LLC3,500$55.2K0.00%
Custom Index Systems, LLC1,927$30.4K0.01%
Institute for Wealth Management, LLC.1,761$27.8K0.00%
Abound Wealth Management1,300$20.5K0.00%
Financial Gravity Companies, Inc.900$14.2K0.00%
Action Point Financial Planning, LLC831$13.1K0.00%
Tower Research Capital LLC (TRC)432$6.81K0.00%
Kennebec Savings Bank315$4.97K0.00%
VSM Wealth Advisory, LLC300$4.73K0.00%
Continuum Advisory, LLC267$4.21K0.00%
Buck Wealth Strategies, LLC246$3.88K0.00%
EFG International AG193$3.04K0.00%
Roxbury Financial LLC160$2.52K0.00%
JFS Wealth Advisors, LLC66$1.04K0.00%

Sold out (46)

Institutions that held Hercules Capital, Inc. at the end of Q1 2026 and filed for Q2 2026 without it.

Institutions that sold out of HTGC in Q2 2026
InstitutionShares, Q1 2026Value, Q1 2026
Rare Wolf Capital LLC130,771$1.93M
Lansforsakringar Fondforvaltning AB (publ)106,912$1.58M
DnB Asset Management AS59,801$883.3K
Campbell & CO Investment Adviser LLC51,378$758.9K
Autumn Glory Partners, LLC45,000$664.6K
Fieldview Capital Management, LLC40,418$597.0K
Aquatic Capital Management LLC39,470$583.0K
Magnetar Financial LLC28,919$427.1K
Entropy Technologies, LP27,414$404.9K
Caxton Associates LLP27,400$404.7K
ExodusPoint Capital Management, LP24,686$364.6K
Brinker Capital Investments, LLC21,567$318.5K
First National Trust Co19,634$290.0K
Calton & Associates, Inc.16,929$250.0K
Great Valley Advisor Group, Inc.15,592$230.6K
Allie Family Office LLC15,000$221.6K
United Capital Financial Advisers, LLC14,513$214.4K
Annex Advisory Services, LLC14,019$207.1K
Advisory Services Network, LLC13,367$197.4K
Nelson, Van Denburg & Campbell Wealth Management Group, LLC12,774$188.7K
Wealthfront Advisers LLC12,374$182.8K
Aigen Investment Management, LP12,089$178.6K
RSM US Wealth Management LLC11,994$177.2K
Global Endowment Management, LP12,000$177.0K
CAPROCK Group, Inc.11,515$170.1K
ARGA Investment Management, LP11,223$165.8K
Golden State Equity Partners11,133$164.4K
Bridgefront Capital, LLC10,706$158.1K
Principal Securities, Inc.10,547$155.8K
Dynamic Technology Lab Private Ltd10,528$155.5K
Brookstone Capital Management10,370$153.2K
American Capital Advisory, LLC10,000$147.7K
Hillsdale Investment Management Inc.8,620$127.3K
Annis Gardner Whiting Capital Advisors, LLC7,090$104.7K
MAI Capital Management4,436$65.5K
Bayforest Capital Ltd4,417$65.2K
Bryn Mawr Trust Co3,000$44.3K
WFA of San Diego, LLC3,000$44.3K
Optiver Holding B.V.2,020$29.8K
Nomura Asset Management Co Ltd796$11.8K
SJS Investment Consulting Inc.500$7.38K
McGuire Capital Advisors Inc348$5.14K
Rothschild Investment LLC100$1.48K
Bank Julius Baer & Co. Ltd, Zurich44$648
CoreCap Advisors, LLC33$498
PMV Capital Advisers, LLC6$94

Not filed for Q2 2026 yet (6)

Institutions that held Hercules Capital, Inc. at the end of Q1 2026 and haven't filed a 13F for Q2 2026. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q1 2026 that haven't filed for Q2 2026
InstitutionShares, Q1 2026Value, Q1 2026
Sunbelt Securities, Inc.12,879$190.2K
Catalina Capital Group, LLC10,717$158.3K
AREX Capital Management, LP8,000$118.2K
Anfield Capital Management, LLC6,908$102.0K
CWM, LLC1,998$29.5K
Sofos Investments, Inc.900$13.3K