Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2024
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 288
- −3 vs. Q1 2024
- Shares held
- 32.4M
- −1.27M (−3.8%) vs. Q1 2024
- Total value
- $671.2M
- +$54.9M (+8.9%) vs. Q1 2024
- New holders
- 32
- 118 more added
- Sold out
- 35
- 81 more reduced
3 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dakota Wealth Management | 41,779 | $854.4K | 0.02% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 40,581 | $829.9K | 0.03% | −8,873−17.9% | Reduced |
| Simplicity Wealth,LLC | 40,171 | $821.5K | 0.02% | +2,150+5.7% | Added |
| Bleakley Financial Group, LLC | 40,171 | $821.5K | 0.02% | +2,150+5.7% | Added |
| Voloridge Investment Management, LLC | 39,549 | $808.8K | 0.00% | −107,589−73.1% | Reduced |
| Federation des caisses Desjardins du Quebec | 39,412 | $806.0K | 0.00% | +35,000+793.3% | Added |
| Mirador Capital Partners LP | 38,218 | $781.6K | 0.15% | +2,063+5.7% | Added |
| Access Investment Management LLC | 38,200 | $781.2K | 0.25% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 37,493 | $766.7K | 0.03% | +10,886+40.9% | Added |
| BigSur Wealth Management LLC | 37,000 | $756.6K | 0.23% | +7,300+24.6% | Added |
| Virtus ETF Advisers LLC | 36,414 | $744.7K | 0.36% | +8,632+31.1% | Added |
| Magnetar Financial LLC | 35,064 | $717.1K | 0.01% | +35,064 | New |
| Morse Asset Management, Inc | 34,300 | $701.0K | 0.17% | +34,300 | New |
| Eagle Global Advisors LLC | 33,300 | $681.0K | 0.04% | 00.0% | Unchanged |
| Millennium Management LLC | 33,046 | $675.8K | 0.00% | −71,158−68.3% | Reduced |
| Truist Financial Corp | 32,640 | $667.5K | 0.00% | −4,068−11.1% | Reduced |
| Creative Planning | 31,994 | $654.3K | 0.00% | −7,975−20.0% | Reduced |
| 1620 Investment Advisors, Inc. | 31,746 | $649.2K | 0.50% | −200−0.6% | Reduced |
| Mackenzie Financial Corp | 31,632 | $646.9K | 0.00% | +13,765+77.0% | Added |
| Future Financial Wealth Managment LLC | 31,300 | $640.1K | 0.56% | 00.0% | Unchanged |
| AE Wealth Management LLC | 30,393 | $621.5K | 0.01% | +4,825+18.9% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $598.1K | 0.14% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 29,005 | $593.2K | 0.00% | +1,192+4.3% | Added |
| Steel Peak Wealth Management LLC | 28,384 | $580.5K | 0.03% | +15,709+123.9% | Added |
| Founders Financial Alliance, LLC | 28,028 | $573.2K | 0.17% | +627+2.3% | Added |
| Sowell Financial Services LLC | 27,418 | $561.0K | 0.03% | +338+1.2% | Added |
| Verition Fund Management LLC | 27,300 | $558.3K | 0.00% | −10,080−27.0% | Reduced |
| Sand Hill Global Advisors, LLC | 27,188 | $556.0K | 0.03% | −27,160−50.0% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 26,608 | $539.6K | 0.00% | +9,995+60.2% | Added |
| Triumph Capital Management | 25,297 | $517.3K | 0.20% | +25,297 | New |
| Neuberger Berman Group LLC | 25,159 | $514.5K | 0.00% | +409+1.7% | Added |
| MML Investors Services, LLC | 24,670 | $505.0K | 0.00% | −434−1.7% | Reduced |
| Pathstone Holdings, LLC | 24,434 | $499.7K | 0.00% | +110.0% | Added |
| Diligent Investors, LLC | 24,422 | $499.4K | 0.12% | −8,782−26.4% | Reduced |
| Core Wealth Partners LLC | 24,153 | $493.9K | 0.34% | 00.0% | Unchanged |
| Penbrook Management LLC | 23,789 | $486.5K | 0.30% | +93+0.4% | Added |
| ProShare Advisors LLC | 23,771 | $486.1K | 0.00% | +2,902+13.9% | Added |
| Greenwich Investment Management, Inc. | 23,081 | $472.0K | 0.43% | −630−2.7% | Reduced |
| Accredited Investors Inc. | 23,000 | $470.4K | 0.03% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 21,862 | $447.1K | 0.00% | −1,183−5.1% | Reduced |
| Kestra Advisory Services, LLC | 24,584 | $435.9K | 0.00% | +3,190+14.9% | Added |
| MAS Advisors LLC | 20,958 | $428.6K | 1.02% | −721−3.3% | Reduced |
| Inspire Advisors, LLC | 20,790 | $425.2K | 0.06% | −1,083−5.0% | Reduced |
| International Assets Investment Management, LLC | 20,752 | $424.4K | 0.04% | −59,626−74.2% | Reduced |
| Captrust Financial Advisors | 20,452 | $418.2K | 0.00% | −3,519−14.7% | Reduced |
| Kovitz Investment Group Partners, LLC | 20,000 | $409.0K | 0.00% | 00.0% | Unchanged |
| Madison Park Capital Advisors, LLC | 20,000 | $409.0K | 0.34% | 00.0% | Unchanged |
| First National Trust Co | 19,634 | $401.5K | 0.02% | 00.0% | Unchanged |
| CWM Advisors, LLC | 19,440 | $397.5K | 0.05% | −2,673−12.1% | Reduced |
| TFG Advisers LLC | 18,906 | $386.6K | 0.15% | +18,906 | New |
| Cornerstone Wealth Management, LLC | 18,606 | $380.5K | 0.03% | +3,996+27.4% | Added |
| Monument Capital Management | 18,418 | $376.6K | 0.11% | −612−3.2% | Reduced |
| IFP Advisors, Inc | 18,403 | $376.3K | 0.01% | −194−1.0% | Reduced |
| TownSquare Capital, LLC | 18,400 | $376.3K | 0.01% | +2,066+12.6% | Added |
| Beacon Pointe Advisors, LLC | 18,241 | $373.0K | 0.00% | −610−3.2% | Reduced |
| Sunbelt Securities, Inc. | 18,150 | $371.2K | 0.04% | −552−3.0% | Reduced |
| Sit Investment Associates Inc | 18,050 | $369.0K | 0.01% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 18,009 | $368.3K | 0.01% | +7,969+79.4% | Added |
| Brown Advisory Inc | 17,919 | $366.4K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 17,073 | $349.1K | 0.02% | +398+2.4% | Added |
| RMR Wealth Builders | 16,997 | $347.6K | 0.04% | +571+3.5% | Added |
| Prossimo Advisors, LLC | 16,949 | $347.0K | 0.31% | +16,949 | New |
| Global Assets Advisory, LLC | 16,757 | $342.7K | 0.55% | −204,294−92.4% | Reduced |
| Parallel Advisors, LLC | 16,725 | $342.0K | 0.01% | −22−0.1% | Reduced |
| Aquatic Capital Management LLC | 16,700 | $341.5K | 0.01% | −11,500−40.8% | Reduced |
| Kestra Private Wealth Services, LLC | 16,405 | $335.5K | 0.01% | +16,405 | New |
| Principle Wealth Partners LLC | 16,390 | $335.2K | 0.03% | 00.0% | Unchanged |
| IAM Advisory, LLC | 15,765 | $322.4K | 0.09% | +79+0.5% | Added |
| Wedbush Securities Inc | 15,689 | $321.0K | 0.01% | +569+3.8% | Added |
| Cerity Partners LLC | 15,621 | $319.4K | 0.00% | +1,294+9.0% | Added |
| Accel Wealth Management | 15,578 | $318.6K | 0.13% | +1,066+7.3% | Added |
| Fulton Bank, N.A. | 15,417 | $315.3K | 0.01% | −2,000−11.5% | Reduced |
| Register Financial Advisors LLC | 15,306 | $313.0K | 0.16% | +45+0.3% | Added |
| Colonial River Wealth Management, LLC | 15,302 | $312.9K | 0.17% | +1,325+9.5% | Added |
| Axxcess Wealth Management, LLC | 15,302 | $312.9K | 0.01% | +15,302 | New |
| CI Private Wealth, LLC | 15,049 | $307.8K | 0.00% | −6,772−31.0% | Reduced |
| Allie Family Office LLC | 15,000 | $306.8K | 0.18% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 14,912 | $304.9K | 0.01% | −655−4.2% | Reduced |
| Anfield Capital Management, LLC | 14,748 | $301.6K | 0.15% | 00.0% | Unchanged |
| Jane Street Group, LLC | 14,657 | $299.7K | 0.00% | −9,876−40.3% | Reduced |
| Good Life Advisors, LLC | 14,498 | $296.5K | 0.02% | −649−4.3% | Reduced |
| Chicago Partners Investment Group LLC | 13,603 | $294.8K | 0.01% | +1,619+13.5% | Added |
| Advisory Services Network, LLC | 14,276 | $291.9K | 0.01% | +236+1.7% | Added |
| CAPROCK Group, Inc. | 14,200 | $290.4K | 0.01% | +2,700+23.5% | Added |
| Cascade Financial Partners, LLC | 14,193 | $290.2K | 0.04% | 00.0% | Unchanged |
| Quest Investment Management LLC | 14,115 | $288.7K | 0.03% | 00.0% | Unchanged |
| Advisory Research Inc | 13,997 | $286.2K | 0.05% | −217−1.5% | Reduced |
| GWM Advisors LLC | 13,158 | $269.1K | 0.00% | +1,006+8.3% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $267.9K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 13,029 | $266.4K | 0.00% | −9,427−42.0% | Reduced |
| National Asset Management, Inc. | 12,976 | $265.4K | 0.01% | −2,178−14.4% | Reduced |
| Modern Wealth Management, LLC | 12,937 | $264.6K | 0.02% | +1,019+8.6% | Added |
| Stratos Wealth Partners, LTD. | 12,493 | $255.5K | 0.00% | +101+0.8% | Added |
| Wiley Bros.-Aintree Capital, LLC | 12,453 | $254.7K | 0.01% | +1,253+11.2% | Added |
| Wall Street Access Asset Management, LLC | 12,230 | $250.1K | 0.10% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 12,197 | $249.4K | 0.21% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 12,000 | $245.4K | 0.08% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 11,992 | $245.2K | 0.00% | −6,326−34.5% | Reduced |
| Brookstone Capital Management | 11,024 | $235.0K | 0.00% | +11,024 | New |
| Childress Capital Advisors, LLC | 11,370 | $232.5K | 0.07% | 00.0% | Unchanged |