Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2024
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 288
- −3 vs. Q1 2024
- Shares held
- 32.4M
- −1.27M (−3.8%) vs. Q1 2024
- Total value
- $671.2M
- +$54.9M (+8.9%) vs. Q1 2024
- New holders
- 32
- 118 more added
- Sold out
- 35
- 81 more reduced
3 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farther Finance Advisors, LLC | 4 | $82 | 0.00% | +4 | New |
| Coppell Advisory Solutions LLC | 12 | $245 | 0.00% | +12 | New |
| Horizon Financial Services, LLC | 78 | $1.60K | 0.00% | +1+1.3% | Added |
| Valley National Advisers Inc | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $2.04K | 0.00% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 180 | $3.68K | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 197 | $4.02K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 200 | $4.11K | 0.00% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 223 | $4.56K | 0.00% | +5+2.3% | Added |
| William B. Walkup & Associates, Inc. | 229 | $4.68K | 0.00% | +229 | New |
| WR Wealth Planners, LLC | 238 | $4.87K | 0.00% | +4+1.7% | Added |
| Castleview Partners, LLC | 250 | $5.11K | 0.00% | +250 | New |
| Triad Wealth Partners, LLC | 250 | $5.11K | 0.00% | +250 | New |
| Signature Resources Capital Management, LLC | 275 | $5.62K | 0.00% | +275 | New |
| EverSource Wealth Advisors, LLC | 321 | $6.92K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 413 | $8.45K | 0.01% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 484 | $9.90K | 0.00% | −3,018−86.2% | Reduced |
| West Oak Capital, LLC | 500 | $10.2K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 519 | $10.6K | 0.00% | +3+0.6% | Added |
| Community Bank, N.A. | 625 | $12.8K | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 641 | $13.1K | 0.01% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $13.3K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 681 | $13.9K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 700 | $14.3K | 0.00% | +700 | New |
| Asset Dedication, LLC | 756 | $15.5K | 0.00% | +556+278.0% | Added |
| Beacon Capital Management, LLC | 795 | $16.3K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 837 | $17.1K | 0.01% | +1+0.1% | Added |
| Rothschild Investment LLC | 850 | $17.4K | 0.00% | −750−46.9% | Reduced |
| Allworth Financial LP | 905 | $19.2K | 0.00% | −280−23.6% | Reduced |
| Raleigh Capital Management Inc. | 940 | $19.2K | 0.01% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 1,000 | $20.4K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,246 | $25.5K | 0.00% | −5,616−81.8% | Reduced |
| Jones Financial Companies LLLP | 1,288 | $26.3K | 0.00% | +1,288 | New |
| Ancora Advisors, LLC | 1,394 | $28.5K | 0.00% | +144+11.5% | Added |
| HHM Wealth Advisors, LLC | 1,500 | $30.7K | 0.00% | +1,500 | New |
| Painted Porch Advisors LLC | 1,529 | $31.3K | 0.02% | +1,529 | New |
| Caitlin John, LLC | 1,653 | $33.8K | 0.02% | +27+1.7% | Added |
| ZRC Wealth Management, LLC | 1,729 | $35.4K | 0.02% | −191−9.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,732 | $35.4K | 0.00% | −60−3.3% | Reduced |
| Macroview Investment Management LLC | 1,774 | $36.3K | 0.04% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 1,800 | $36.8K | 0.00% | 00.0% | Unchanged |
| Catalyst Funds Management Pty Ltd | 2,000 | $40.9K | 0.01% | +2,000 | New |
| Kelly Financial Services LLC | 2,070 | $42.3K | 0.02% | +148+7.7% | Added |
| AlphaMark Advisors, LLC | 2,295 | $47.0K | 0.02% | +213+10.2% | Added |
| Chesapeake Asset Management LLC | 2,325 | $47.6K | 0.05% | −505−17.8% | Reduced |
| Delta Asset Management LLC | 2,338 | $47.8K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,370 | $48.5K | 0.00% | +47+2.0% | Added |
| FIL Ltd | 2,468 | $50.5K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 2,500 | $51.1K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 2,522 | $51.6K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,624 | $53.0K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 2,671 | $54.6K | 0.01% | −1,892−41.5% | Reduced |
| CWM, LLC | 2,685 | $55.0K | 0.00% | +204+8.2% | Added |
| Kozak & Associates, Inc. | 2,641 | $55.9K | 0.01% | +53+2.0% | Added |
| Nomura Asset Management Co Ltd | 2,807 | $57.4K | 0.00% | −61−2.1% | Reduced |
| Spire Wealth Management | 2,883 | $59.0K | 0.00% | +2,540+740.5% | Added |
| Deutsche Bank AG | 2,944 | $60.2K | 0.00% | +70+2.4% | Added |
| Carolinas Wealth Consulting LLC | 2,950 | $60.3K | 0.01% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 3,000 | $61.4K | 0.00% | −1,305−30.3% | Reduced |
| Salem Investment Counselors Inc | 3,346 | $68.4K | 0.00% | +3,246+3,246.0% | Added |
| Tradewinds Capital Management, LLC | 3,422 | $70.0K | 0.02% | +68+2.0% | Added |
| Signaturefd, LLC | 3,552 | $72.6K | 0.00% | +167+4.9% | Added |
| Ronald Blue Trust, Inc. | 4,000 | $73.8K | 0.00% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 3,811 | $77.9K | 0.03% | 00.0% | Unchanged |
| Security National Bank | 4,003 | $81.9K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,005 | $81.9K | 0.00% | −200−4.8% | Reduced |
| C M Bidwell & Associates Ltd | 4,180 | $85.5K | 0.06% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 4,216 | $86.2K | 0.04% | −100−2.3% | Reduced |
| Hexagon Capital Partners LLC | 4,994 | $102.1K | 0.02% | +1,395+38.8% | Added |
| Flputnam Investment Management Co | 5,381 | $110.0K | 0.00% | +5,381 | New |
| Arlington Trust Co LLC | 6,000 | $122.7K | 0.03% | +6,000 | New |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $137.1K | 0.04% | 00.0% | Unchanged |
| Private Ocean, LLC | 7,505 | $153.5K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 7,876 | $161.1K | 0.00% | +76+1.0% | Added |
| ORG Partners LLC | 8,575 | $176.4K | 0.02% | +7,769+963.9% | Added |
| BNP Paribas Arbitrage, SA | 8,682 | $177.5K | 0.00% | +8,211+1,743.3% | Added |
| Cedar Wealth Management, LLC | 9,759 | $199.6K | 0.06% | 00.0% | Unchanged |
| Virtu Financial LLC | 9,758 | $200.0K | 0.01% | +9,758 | New |
| Pegasus Partners Ltd. | 9,907 | $202.6K | 0.02% | +9,907 | New |
| Evergreen Capital Management LLC | 10,108 | $206.7K | 0.01% | +10,108 | New |
| HB Wealth Management, LLC | 10,272 | $210.1K | 0.00% | +185+1.8% | Added |
| Autumn Glory Partners, LLC | 10,500 | $214.7K | 0.11% | +10,500 | New |
| Foundations Investment Advisors, LLC | 10,533 | $215.4K | 0.01% | −467−4.2% | Reduced |
| Latitude Advisors, LLC | 10,613 | $217.0K | 0.13% | +157+1.5% | Added |
| Old Port Advisors | 10,734 | $219.5K | 0.07% | −110−1.0% | Reduced |
| Principal Securities, Inc. | 10,774 | $220.3K | 0.01% | +1,997+22.8% | Added |
| LM Advisors LLC | 10,900 | $223.0K | 0.00% | −1,000−8.4% | Reduced |
| Sanctuary Advisors, LLC | 12,026 | $229.3K | 0.00% | +12,026 | New |
| Childress Capital Advisors, LLC | 11,370 | $232.5K | 0.07% | 00.0% | Unchanged |
| Brookstone Capital Management | 11,024 | $235.0K | 0.00% | +11,024 | New |
| Prime Capital Investment Advisors, LLC | 11,992 | $245.2K | 0.00% | −6,326−34.5% | Reduced |
| WealthBridge Capital Management, LLC | 12,000 | $245.4K | 0.08% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 12,197 | $249.4K | 0.21% | 00.0% | Unchanged |
| Wall Street Access Asset Management, LLC | 12,230 | $250.1K | 0.10% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 12,453 | $254.7K | 0.01% | +1,253+11.2% | Added |
| Stratos Wealth Partners, LTD. | 12,493 | $255.5K | 0.00% | +101+0.8% | Added |
| Modern Wealth Management, LLC | 12,937 | $264.6K | 0.02% | +1,019+8.6% | Added |
| National Asset Management, Inc. | 12,976 | $265.4K | 0.01% | −2,178−14.4% | Reduced |
| Mercer Global Advisors Inc | 13,029 | $266.4K | 0.00% | −9,427−42.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 13,100 | $267.9K | 0.00% | 00.0% | Unchanged |