Hercules Capital, Inc.

HTGC

Exchange: NYSE
SEC CIK: 0001280784

SEC filings (opens in a new tab)

No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.

Other share classesHCXY

Q2 2024 vs. Q1 2024

How the institutions holding Hercules Capital, Inc. changed between Q1 2024 and Q2 2024.

All holders in Q2 2024 All holders in Q1 2024

13F holders of HTGC: Q1 2024 compared with Q2 2024
Measure	Q1 2024	Of which not filed for Q2 2024	Q2 2024	Change
Holders	294	3	288	−3
Shares	33.8M	113.0K	32.4M	−1.27M (−3.8%)
Value	$618.4M	$2.08M	$671.2M	+$54.9M (+8.9%)

3 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (32)

Institutions that held Hercules Capital, Inc. at the end of Q2 2024 but not at the end of Q1 2024.

Institutions new to HTGC in Q2 2024
Institution	Shares	Value	% of portfolio
TrueMark Investments, LLC	147,418	$3.01M	1.03%
ExodusPoint Capital Management, LP	116,100	$2.37M	0.03%
Credit Agricole S A	115,139	$2.35M	0.01%
Legacy Capital Wealth Partners, LLC	98,034	$2.00M	0.51%
Axiom Advisory, LLC	68,467	$1.32M	0.01%
Jefferies Financial Group Inc.	63,533	$1.30M	0.03%
Magnetar Financial LLC	35,064	$717.1K	0.01%
Morse Asset Management, Inc	34,300	$701.0K	0.17%
Triumph Capital Management	25,297	$517.3K	0.20%
TFG Advisers LLC	18,906	$386.6K	0.15%
Prossimo Advisors, LLC	16,949	$347.0K	0.31%
Kestra Private Wealth Services, LLC	16,405	$335.5K	0.01%
Axxcess Wealth Management, LLC	15,302	$312.9K	0.01%
Brookstone Capital Management	11,024	$235.0K	0.00%
Sanctuary Advisors, LLC	12,026	$229.3K	0.00%
Autumn Glory Partners, LLC	10,500	$214.7K	0.11%
Evergreen Capital Management LLC	10,108	$206.7K	0.01%
Pegasus Partners Ltd.	9,907	$202.6K	0.02%
Virtu Financial LLC	9,758	$200.0K	0.01%
Arlington Trust Co LLC	6,000	$122.7K	0.03%
Flputnam Investment Management Co	5,381	$110.0K	0.00%
Catalyst Funds Management Pty Ltd	2,000	$40.9K	0.01%
Painted Porch Advisors LLC	1,529	$31.3K	0.02%
HHM Wealth Advisors, LLC	1,500	$30.7K	0.00%
Jones Financial Companies LLLP	1,288	$26.3K	0.00%
Thurston, Springer, Miller, Herd & Titak, Inc.	700	$14.3K	0.00%
Signature Resources Capital Management, LLC	275	$5.62K	0.00%
Castleview Partners, LLC	250	$5.11K	0.00%
Triad Wealth Partners, LLC	250	$5.11K	0.00%
William B. Walkup & Associates, Inc.	229	$4.68K	0.00%
Coppell Advisory Solutions LLC	12	$245	0.00%
Farther Finance Advisors, LLC	4	$82	0.00%

Sold out (35)

Institutions that held Hercules Capital, Inc. at the end of Q1 2024 and filed for Q2 2024 without it.

Institutions that sold out of HTGC in Q2 2024
Institution	Shares, Q1 2024	Value, Q1 2024
Hudson Bay Capital Management LP	1,056,266	$19.5M
Miller Howard Investments Inc	270,000	$4.98M
Cubist Systematic Strategies, LLC	171,182	$3.16M
Tudor Investment Corp Et Al	148,907	$2.75M
Significant Wealth Partners LLC	86,717	$1.60M
Trexquant Investment LP	68,298	$1.26M
Schonfeld Strategic Advisors LLC	55,600	$1.03M
Abundance Wealth Counselors	50,978	$941.0K
Chesapeake Capital Corp	44,526	$821.5K
Twinbeech Capital LP	37,958	$700.3K
Squarepoint Ops LLC	28,167	$519.7K
Sage Mountain Advisors LLC	25,458	$469.7K
Baird Financial Group, Inc.	24,216	$446.8K
Capstone Investment Advisors, LLC	17,163	$316.7K
FourThought Financial Partners, LLC	16,604	$306.3K
Aigen Investment Management, LP	15,372	$283.6K
Change Path, LLC	13,950	$257.0K
Mutual Advisors, LLC	13,884	$256.2K
Susquehanna International Group, LLP	11,901	$219.6K
Dark Forest Capital Management LP	11,709	$216.0K
Point72 Asset Management, L.P.	10,400	$191.9K
First Manhattan Co	5,825	$107.5K
Orion Capital Management LLC	4,000	$73.8K
Citigroup Inc	2,580	$47.6K
First Command Advisory Services, Inc.	1,075	$19.8K
Point72 Hong Kong Ltd	813	$15.0K
Core Wealth Advisors, Inc.	645	$11.9K
National Bank of Canada	300	$5.96K
Old Point Trust & Financial Services N A	250	$4.61K
Cape Investment Advisory, Inc.	135	$2.49K
Householder Group Estate & Retirement Specialist, LLC	34	$627
Point72 (DIFC) Ltd	32	$590
CoreCap Advisors, LLC	28	$522
Sofos Investments, Inc.	9	$155
FMR LLC	2	$37

Not filed for Q2 2024 yet (3)

Institutions that held Hercules Capital, Inc. at the end of Q1 2024 and haven't filed a 13F for Q2 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTGC in Q1 2024 that haven't filed for Q2 2024
Institution	Shares, Q1 2024	Value, Q1 2024
Triad Investment Management	109,202	$2.01M
Highlander Capital Management, LLC	3,532	$65.2K
Cutler Group LP	293	$5.00K