Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2024
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 288
- −3 vs. Q1 2024
- Shares held
- 32.4M
- −1.27M (−3.8%) vs. Q1 2024
- Total value
- $671.2M
- +$54.9M (+8.9%) vs. Q1 2024
- New holders
- 32
- 118 more added
- Sold out
- 35
- 81 more reduced
3 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sanctuary Advisors, LLC | 12,026 | $229.3K | 0.00% | +12,026 | New |
| LM Advisors LLC | 10,900 | $223.0K | 0.00% | −1,000−8.4% | Reduced |
| Principal Securities, Inc. | 10,774 | $220.3K | 0.01% | +1,997+22.8% | Added |
| Old Port Advisors | 10,734 | $219.5K | 0.07% | −110−1.0% | Reduced |
| Latitude Advisors, LLC | 10,613 | $217.0K | 0.13% | +157+1.5% | Added |
| Foundations Investment Advisors, LLC | 10,533 | $215.4K | 0.01% | −467−4.2% | Reduced |
| Autumn Glory Partners, LLC | 10,500 | $214.7K | 0.11% | +10,500 | New |
| HB Wealth Management, LLC | 10,272 | $210.1K | 0.00% | +185+1.8% | Added |
| Evergreen Capital Management LLC | 10,108 | $206.7K | 0.01% | +10,108 | New |
| Pegasus Partners Ltd. | 9,907 | $202.6K | 0.02% | +9,907 | New |
| Virtu Financial LLC | 9,758 | $200.0K | 0.01% | +9,758 | New |
| Cedar Wealth Management, LLC | 9,759 | $199.6K | 0.06% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 8,682 | $177.5K | 0.00% | +8,211+1,743.3% | Added |
| ORG Partners LLC | 8,575 | $176.4K | 0.02% | +7,769+963.9% | Added |
| Comerica Bank | 7,876 | $161.1K | 0.00% | +76+1.0% | Added |
| Private Ocean, LLC | 7,505 | $153.5K | 0.01% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 6,705 | $137.1K | 0.04% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 6,000 | $122.7K | 0.03% | +6,000 | New |
| Flputnam Investment Management Co | 5,381 | $110.0K | 0.00% | +5,381 | New |
| Hexagon Capital Partners LLC | 4,994 | $102.1K | 0.02% | +1,395+38.8% | Added |
| Caldwell Sutter Capital, Inc. | 4,216 | $86.2K | 0.04% | −100−2.3% | Reduced |
| C M Bidwell & Associates Ltd | 4,180 | $85.5K | 0.06% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,005 | $81.9K | 0.00% | −200−4.8% | Reduced |
| Security National Bank | 4,003 | $81.9K | 0.01% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 3,811 | $77.9K | 0.03% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 4,000 | $73.8K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 3,552 | $72.6K | 0.00% | +167+4.9% | Added |
| Tradewinds Capital Management, LLC | 3,422 | $70.0K | 0.02% | +68+2.0% | Added |
| Salem Investment Counselors Inc | 3,346 | $68.4K | 0.00% | +3,246+3,246.0% | Added |
| Chilton Capital Management LLC | 3,000 | $61.4K | 0.00% | −1,305−30.3% | Reduced |
| Carolinas Wealth Consulting LLC | 2,950 | $60.3K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 2,944 | $60.2K | 0.00% | +70+2.4% | Added |
| Spire Wealth Management | 2,883 | $59.0K | 0.00% | +2,540+740.5% | Added |
| Nomura Asset Management Co Ltd | 2,807 | $57.4K | 0.00% | −61−2.1% | Reduced |
| Kozak & Associates, Inc. | 2,641 | $55.9K | 0.01% | +53+2.0% | Added |
| CWM, LLC | 2,685 | $55.0K | 0.00% | +204+8.2% | Added |
| Creekmur Asset Management LLC | 2,671 | $54.6K | 0.01% | −1,892−41.5% | Reduced |
| NBC Securities, Inc. | 2,624 | $53.0K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 2,522 | $51.6K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 2,500 | $51.1K | 0.00% | 00.0% | Unchanged |
| FIL Ltd | 2,468 | $50.5K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,370 | $48.5K | 0.00% | +47+2.0% | Added |
| Delta Asset Management LLC | 2,338 | $47.8K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 2,325 | $47.6K | 0.05% | −505−17.8% | Reduced |
| AlphaMark Advisors, LLC | 2,295 | $47.0K | 0.02% | +213+10.2% | Added |
| Kelly Financial Services LLC | 2,070 | $42.3K | 0.02% | +148+7.7% | Added |
| Catalyst Funds Management Pty Ltd | 2,000 | $40.9K | 0.01% | +2,000 | New |
| Armstrong Advisory Group, Inc | 1,800 | $36.8K | 0.00% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 1,774 | $36.3K | 0.04% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,732 | $35.4K | 0.00% | −60−3.3% | Reduced |
| ZRC Wealth Management, LLC | 1,729 | $35.4K | 0.02% | −191−9.9% | Reduced |
| Caitlin John, LLC | 1,653 | $33.8K | 0.02% | +27+1.7% | Added |
| Painted Porch Advisors LLC | 1,529 | $31.3K | 0.02% | +1,529 | New |
| HHM Wealth Advisors, LLC | 1,500 | $30.7K | 0.00% | +1,500 | New |
| Ancora Advisors, LLC | 1,394 | $28.5K | 0.00% | +144+11.5% | Added |
| Jones Financial Companies LLLP | 1,288 | $26.3K | 0.00% | +1,288 | New |
| Tower Research Capital LLC (TRC) | 1,246 | $25.5K | 0.00% | −5,616−81.8% | Reduced |
| AllSquare Wealth Management LLC | 1,000 | $20.4K | 0.01% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 940 | $19.2K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 905 | $19.2K | 0.00% | −280−23.6% | Reduced |
| Rothschild Investment LLC | 850 | $17.4K | 0.00% | −750−46.9% | Reduced |
| Pathway Financial Advisers, LLC | 837 | $17.1K | 0.01% | +1+0.1% | Added |
| Beacon Capital Management, LLC | 795 | $16.3K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 756 | $15.5K | 0.00% | +556+278.0% | Added |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 700 | $14.3K | 0.00% | +700 | New |
| Private Trust Co NA | 681 | $13.9K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 650 | $13.3K | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 641 | $13.1K | 0.01% | 00.0% | Unchanged |
| Community Bank, N.A. | 625 | $12.8K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 519 | $10.6K | 0.00% | +3+0.6% | Added |
| West Oak Capital, LLC | 500 | $10.2K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 484 | $9.90K | 0.00% | −3,018−86.2% | Reduced |
| PFS Partners, LLC | 413 | $8.45K | 0.01% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 321 | $6.92K | 0.00% | 00.0% | Unchanged |
| Signature Resources Capital Management, LLC | 275 | $5.62K | 0.00% | +275 | New |
| Castleview Partners, LLC | 250 | $5.11K | 0.00% | +250 | New |
| Triad Wealth Partners, LLC | 250 | $5.11K | 0.00% | +250 | New |
| WR Wealth Planners, LLC | 238 | $4.87K | 0.00% | +4+1.7% | Added |
| William B. Walkup & Associates, Inc. | 229 | $4.68K | 0.00% | +229 | New |
| Continuum Advisory, LLC | 223 | $4.56K | 0.00% | +5+2.3% | Added |
| TD Waterhouse Canada Inc. | 200 | $4.11K | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 197 | $4.02K | 0.00% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 180 | $3.68K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 100 | $2.04K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 78 | $1.60K | 0.00% | +1+1.3% | Added |
| Coppell Advisory Solutions LLC | 12 | $245 | 0.00% | +12 | New |
| Farther Finance Advisors, LLC | 4 | $82 | 0.00% | +4 | New |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −1,056,266−100.0% | Sold out |
| Miller Howard Investments Inc | 0 | $0 | 0.00% | −270,000−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −171,182−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −148,907−100.0% | Sold out |
| Significant Wealth Partners LLC | 0 | $0 | 0.00% | −86,717−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −68,298−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −55,600−100.0% | Sold out |
| Abundance Wealth Counselors | 0 | $0 | 0.00% | −50,978−100.0% | Sold out |
| Chesapeake Capital Corp | 0 | $0 | 0.00% | −44,526−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −37,958−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −28,167−100.0% | Sold out |
| Sage Mountain Advisors LLC | 0 | $0 | 0.00% | −25,458−100.0% | Sold out |