Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +180 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 299
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Embree Financial Group | 797 | $380.3K | 0.05% | −20−2.4% | Reduced |
| SOA Wealth Advisors, LLC. | 800 | $381.7K | 0.07% | +55+7.4% | Added |
| Ellenbecker Investment Group | 803 | $383.3K | 0.06% | +12+1.5% | Added |
| Cannon Wealth Management Services, LLC | 804 | $383.6K | 0.29% | +2+0.2% | Added |
| Encompass Wealth Advisors, LLC | 805 | $384.1K | 0.13% | −20−2.4% | Reduced |
| One Charles Private Wealth Services, LLC | 807 | $384.9K | 0.10% | +9+1.1% | Added |
| Jupiter Wealth Management LLC | 808 | $385.5K | 0.18% | 00.0% | Unchanged |
| DecisionMap Wealth Management, LLC | 810 | $386.3K | 0.25% | +15+1.9% | Added |
| Beaird Harris Wealth Management, LLC | 810 | $386.5K | 0.03% | +103+14.6% | Added |
| Ewa, LLC | 811 | $386.9K | 0.11% | +85+11.7% | Added |
| Vigilare Wealth Management | 811 | $387.0K | 0.13% | −200−19.8% | Reduced |
| Arista Wealth Management, LLC | 811 | $387.0K | 0.05% | −40−4.7% | Reduced |
| Cyr Financial Inc. | 811 | $387.0K | 0.26% | +20+2.5% | Added |
| TrueWealth Advisors, LLC | 812 | $387.4K | 0.10% | +69+9.3% | Added |
| Quarry LP | 812 | $387.4K | 0.09% | +812 | New |
| American Capital Advisory, LLC | 812 | $387.6K | 0.18% | +798+5,700.0% | Added |
| Freedom Financial Partners LLC | 813 | $388.2K | 0.15% | 00.0% | Unchanged |
| Bright Financial Advisors, Inc. | 815 | $388.7K | 0.19% | 00.0% | Unchanged |
| MBA Advisors LLC | 817 | $389.7K | 0.17% | +45+5.8% | Added |
| Stillwater Wealth Management Group | 820 | $391.0K | 0.27% | +820 | New |
| Alpine Woods Capital Investors, LLC | 821 | $391.7K | 0.09% | 00.0% | Unchanged |
| Narus Financial Partners, LLC | 821 | $391.7K | 0.11% | +65+8.6% | Added |
| Tandem Wealth Advisors LLC | 822 | $392.2K | 0.19% | −283−25.6% | Reduced |
| Manske Wealth Management | 822 | $392.2K | 0.12% | +5+0.6% | Added |
| a16z Perennial Management, L.P. | 822 | $392.2K | 0.03% | +822 | New |
| AssuredPartners Investment Advisors, LLC | 823 | $392.8K | 0.09% | +122+17.4% | Added |
| Phillips Financial Management, LLC | 824 | $393.2K | 0.03% | +268+48.2% | Added |
| Mayfair Advisory Group, LLC | 825 | $393.7K | 0.17% | 00.0% | Unchanged |
| UMA Financial Services, Inc. | 826 | $394.0K | 0.06% | +93+12.7% | Added |
| Clientfirst Wealth Management, LLC | 827 | $394.6K | 0.32% | 00.0% | Unchanged |
| Walkner Condon Financial Advisors LLC | 831 | $396.6K | 0.06% | +16+2.0% | Added |
| Axim Planning & Wealth | 832 | $397.0K | 0.32% | +32+4.0% | Added |
| McLean Asset Management Corp | 803 | $397.8K | 0.08% | +16+2.0% | Added |
| Jacobsen Capital Management | 837 | $399.4K | 0.14% | +6+0.7% | Added |
| WealthBridge Capital Management, LLC | 839 | $400.4K | 0.09% | 00.0% | Unchanged |
| Beacon Financial Group | 839 | $400.5K | 0.04% | +4+0.5% | Added |
| Northwest Financial Advisors | 840 | $400.8K | 0.51% | 00.0% | Unchanged |
| South Street Advisors LLC | 840 | $400.8K | 0.05% | 00.0% | Unchanged |
| Stonebridge Financial Planning Group, LLC | 841 | $401.1K | 0.15% | +68+8.8% | Added |
| Atlas Legacy Advisors, LLC | 841 | $401.3K | 0.08% | +255+43.5% | Added |
| CAP Partners, LLC | 841 | $401.4K | 0.23% | +2+0.2% | Added |
| Salomon & Ludwin, LLC | 809 | $402.5K | 0.04% | +192+31.1% | Added |
| M1 Capital Management LLC | 844 | $402.7K | 0.17% | −356−29.7% | Reduced |
| M.E. Allison & Co., Inc. | 846 | $403.5K | 0.28% | +1+0.1% | Added |
| Tortoise Investment Management, LLC | 847 | $404.2K | 0.04% | +8+1.0% | Added |
| Wedge Capital Management L L P | 849 | $405.1K | 0.01% | −24−2.7% | Reduced |
| Milestones Private Investment Advisors LLC | 850 | $405.6K | 0.28% | 00.0% | Unchanged |
| May Hill Capital, LLC | 850 | $405.6K | 0.12% | +41+5.1% | Added |
| Eclectic Associates Inc | 852 | $406.5K | 0.07% | −26−3.0% | Reduced |
| BXM Wealth LLC | 854 | $407.5K | 0.39% | −20−2.3% | Reduced |
| Spectrum Planning & Advisory Services Inc. | 856 | $408.4K | 0.23% | −250−22.6% | Reduced |
| OneAscent Investment Solutions LLC | 856 | $408.4K | 0.43% | +63+7.9% | Added |
| Personal Cfo Solutions, LLC | 856 | $408.6K | 0.07% | +4+0.5% | Added |
| Peterson Wealth Advisors, LLC | 840 | $408.7K | 0.06% | −9−1.1% | Reduced |
| Omnia Family Wealth, LLC | 858 | $409.4K | 0.13% | +8+0.9% | Added |
| Caitlin John, LLC | 858 | $409.5K | 0.28% | −15−1.7% | Reduced |
| Financial Council Asset Management Inc | 863 | $411.8K | 0.18% | +13+1.5% | Added |
| Madison Wealth Partners, Inc | 863 | $411.8K | 0.08% | 00.0% | Unchanged |
| Medallion Wealth Advisors, LLC | 865 | $412.3K | 0.15% | −1−0.1% | Reduced |
| Holland Advisory Services, Inc. | 864 | $412.4K | 0.57% | 00.0% | Unchanged |
| Spartan Planning & Wealth Management | 866 | $413.2K | 0.32% | −26−2.9% | Reduced |
| Crane Advisory, LLC | 826 | $413.3K | 0.06% | −60−6.8% | Reduced |
| waypoint wealth counsel | 868 | $414.3K | 0.16% | +16+1.9% | Added |
| Cullen Capital Management LLC | 869 | $414.6K | 0.00% | 00.0% | Unchanged |
| Eagle Capital Management, LLC | 870 | $415.0K | 0.16% | −69−7.3% | Reduced |
| Burling Wealth Partners, LLC | 870 | $415.1K | 0.07% | 00.0% | Unchanged |
| Wescott Financial Advisory Group, LLC | 870 | $415.2K | 0.04% | +14+1.6% | Added |
| JSF Financial, LLC | 872 | $415.9K | 0.09% | −8−0.9% | Reduced |
| BIP Wealth, LLC | 875 | $417.5K | 0.02% | +224+34.4% | Added |
| Chiron Capital Management, LLC | 876 | $418.0K | 0.36% | −101−10.3% | Reduced |
| Adams Wealth Management | 876 | $418.0K | 0.09% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 876 | $418.1K | 0.22% | +173+24.6% | Added |
| Abacus Wealth Partners, LLC | 877 | $418.5K | 0.06% | −851−49.2% | Reduced |
| Partners Wealth Management, LLC | 877 | $418.5K | 0.41% | −93−9.6% | Reduced |
| Wallace Advisory Group, LLC | 1,079 | $418.9K | 0.34% | −163−13.1% | Reduced |
| Investment Research Partners LLC | 716 | $418.9K | 0.19% | +716 | New |
| Baron Silver Stevens Financial Advisors, LLC | 881 | $420.4K | 0.06% | +35+4.1% | Added |
| Hutchens & Kramer Investment Management Group, LLC | 884 | $421.8K | 0.17% | −34−3.7% | Reduced |
| PCG Asset Management, LLC | 885 | $422.3K | 0.34% | −95−9.7% | Reduced |
| Castleview Partners, LLC | 886 | $422.8K | 0.23% | +55+6.6% | Added |
| Pekin Hardy Strauss, Inc. | 889 | $424.2K | 0.04% | +3+0.3% | Added |
| Costello Asset Management, INC | 890 | $424.7K | 0.14% | 00.0% | Unchanged |
| Pure Portfolios Holdings LLC | 891 | $425.0K | 0.13% | +200+28.9% | Added |
| Old Second National Bank of Aurora | 893 | $426.1K | 0.09% | 00.0% | Unchanged |
| D.B. Root & Company, LLC | 893 | $426.1K | 0.11% | +62+7.5% | Added |
| Aldebaran Financial Inc. | 893 | $426.1K | 0.43% | +237+36.1% | Added |
| Alerus Financial NA | 894 | $426.6K | 0.02% | +238+36.3% | Added |
| MRP Capital Investments, LLC | 1,100 | $427.0K | 0.37% | 00.0% | Unchanged |
| Banyan Capital Management, Inc. | 895 | $427.0K | 0.19% | +895 | New |
| Smith Thornton Advisors LLC | 896 | $427.5K | 0.22% | 00.0% | Unchanged |
| Griffith & Werner, Inc. | 750 | $428.0K | 0.22% | +750 | New |
| Friday Financial | 898 | $428.5K | 0.18% | −405−31.1% | Reduced |
| Cohen & Steers, Inc. | 900 | $429.0K | 0.00% | 00.0% | Unchanged |
| Northern Oak Wealth Management Inc | 900 | $429.4K | 0.05% | 00.0% | Unchanged |
| Barlow Wealth Partners, Inc. | 836 | $429.6K | 0.05% | 00.0% | Unchanged |
| Paragon Private Wealth Management, LLC | 903 | $430.7K | 0.14% | +163+22.0% | Added |
| Key Client Fiduciary Advisors, LLC | 904 | $431.4K | 0.15% | −8−0.9% | Reduced |
| Red Mountain Financial, LLC | 905 | $431.6K | 0.44% | −11−1.2% | Reduced |
| Avantra Family Wealth, Inc. | 905 | $431.8K | 0.32% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 906 | $432.1K | 0.05% | −92−9.2% | Reduced |