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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q4 2023

Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,582
+211 vs. Q3 2023
Shares held
354.5M
−1.08M (−0.3%) vs. Q3 2023
Total value
$104.6B
+$7.48B (+7.7%) vs. Q3 2023
New holders
318
923 more added
Sold out
107
955 more reduced

37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 2,582 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ4 2023: $104.6B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.

Institutions holding CAT in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Mark Sheptoff Financial Planning, LLC132$39.0K0.02%00.0%Unchanged
Hoese & Co LLP150$37.6K0.04%00.0%Unchanged
CGC Financial Services, LLC126$37.3K0.02%00.0%Unchanged
Bellevue Asset Management, LLC125$37.1K0.03%+1+0.8%Added
Pineridge Advisors LLC123$36.4K0.01%+123New
Riggs Asset Managment Co. Inc.122$36.1K0.01%00.0%Unchanged
Iron Horse Wealth Management, LLC116$34.3K0.01%00.0%Unchanged
Planning Capital Management Corp115$34.0K0.03%+115New
Cedar Mountain Advisors, LLC110$32.6K0.01%00.0%Unchanged
Gilfoyle & Co LLC107$32.1K4.78%+107New
Quarry LP108$31.9K0.02%−144−57.1%Reduced
SOA Wealth Advisors, LLC.105$31.0K0.01%−99−48.5%Reduced
West Financial Advisors, LLC103$30.5K0.01%−36−25.9%Reduced
Vima LLC102$30.5K0.07%+102New
Resurgent Financial Advisors LLC102$30.2K0.02%−9−8.1%Reduced
Northwest Capital Management Inc101$30.0K0.01%00.0%Unchanged
TCTC Holdings, LLC100$29.6K0.00%00.0%Unchanged
Twin Lakes Capital Management, LLC100$29.6K0.02%00.0%Unchanged
Dunhill Financial, LLC98$29.1K0.03%+98New
Richardson Financial Services Inc.92$27.2K0.02%+92New
Capstone Investment Advisors, LLC91$26.9K0.00%−8,651−99.0%Reduced
Partnership Wealth Management, LLC88$26.4K0.02%+88New
Caitlin John, LLC88$26.0K0.02%+88New
DB Fitzpatrick & Co, Inc88$26.0K0.02%00.0%Unchanged
Aspect Partners, LLC85$25.1K0.02%+85New
Evergreen Private Wealth LLC80$23.7K0.01%+80New
Kelly Lawrence W & Associates Inc79$23.4K0.01%00.0%Unchanged
Lowe Wealth Advisors, LLC76$22.5K0.01%00.0%Unchanged
Farmers & Merchants Trust Co of Chambersburg PA75$22.0K0.01%−275−78.6%Reduced
Long Island Wealth Management, Inc.74$22.0K0.02%+74New
Annapolis Financial Services, LLC74$21.9K0.01%00.0%Unchanged
Fortis Group Advisors, LLC74$21.9K0.01%+37+100.0%Added
Belmont Capital, LLC70$20.7K0.01%00.0%Unchanged
Rockbridge Investment Management, LCC68$20.1K0.00%+68New
Credential Qtrade Securities Inc.67$19.8K0.00%00.0%Unchanged
Manitou Investment Management Ltd.65$19.2K0.00%00.0%Unchanged
AlphaMark Advisors, LLC65$19.0K0.01%00.0%Unchanged
MUFG Securities EMEA plc64$18.9K0.00%00.0%Unchanged
Grayhawk Investment Strategies Inc.61$18.0K0.01%00.0%Unchanged
Raffa Wealth Management, LLC59$17.4K0.01%00.0%Unchanged
Kathleen S. Wright Associates Inc.54$16.0K0.01%+54New
Arlington Trust Co LLC53$15.7K0.00%+53New
IAG Wealth Partners, LLC50$14.8K0.00%00.0%Unchanged
TD Capital Management LLC41$12.2K0.00%00.0%Unchanged
Game Plan Financial Advisors, LLC40$11.8K0.01%+40New
Custom Portfolio Group LLC39$11.6K0.01%+39New
Macroview Investment Management LLC39$11.5K0.01%−205−84.0%Reduced
Kelly Financial Services LLC39$11.5K0.00%00.0%Unchanged
Sofos Investments, Inc.37$10.9K0.00%−666−94.7%Reduced
Valued Wealth Advisors LLC35$9.57K0.01%+35New
TFC Financial Management31$9.20K0.00%−4−11.4%Reduced
Lam Group, Inc.30$8.87K0.01%00.0%Unchanged
New Millennium Group LLC29$8.69K0.01%00.0%Unchanged
Atlas Capital Advisors LLC29$8.57K0.00%00.0%Unchanged
Chesapeake Asset Management LLC28$8.28K0.01%00.0%Unchanged
Clear Point Advisors Inc.25$7.51K0.01%+25New
Winch Advisory Services, LLC25$7.46K0.00%00.0%Unchanged
DecisionPoint Financial, LLC25$7.39K0.00%00.0%Unchanged
Albion Financial Group23$6.80K0.00%−18−43.9%Reduced
PayPay Securities Corp17$5.09K0.25%+3+21.4%Added
Red Tortoise LLC17$5.03K0.00%+6+54.5%Added
Criterion Capital Advisors, LLC15$4.44K0.00%+15New
JDM Financial Group LLC14$4.14K0.00%00.0%Unchanged
Blume Capital Management, Inc.13$3.84K0.00%00.0%Unchanged
Semmax Financial Advisors Inc.12$3.66K0.00%00.0%Unchanged
Investment Research & Advisory Group, Inc.10$2.96K0.00%00.0%Unchanged
Voisard Asset Management Group, Inc.9$2.66K0.00%+9New
Highline Wealth Partners LLC8$2.38K0.00%00.0%Unchanged
Wetzel Investment Advisors, Inc.8$2.00K0.00%+8New
Financial Synergies Wealth Advisors, Inc.8$1.92K0.00%−276−97.2%Reduced
American Capital Advisory, LLC6$1.82K0.00%+6New
Proffitt & Goodson Inc6$1.63K0.00%00.0%Unchanged
Tucker Asset Management LLC5$1.48K0.00%−12−70.6%Reduced
Tfo-TDC, LLC5$1.48K0.00%00.0%Unchanged
POM Investment Strategies, LLC5$1.48K0.00%+5New
Sanctuary Wealth Management, L.L.C.4$1.18K0.00%00.0%Unchanged
WealthCollab, LLC4$1.18K0.00%+4New
Investors Research Corp3$8870.00%00.0%Unchanged
PEAK6 Investments LLC2$6970.00%+2New
Ibex Wealth Advisors2$6190.13%−6,589−100.0%Reduced
Front Row Advisors LLC1$2960.00%−422−99.8%Reduced
Mowery & Schoenfeld Wealth Management, LLC1$2960.00%+1New
Massachusetts Financial Services Co0$00.00%−536,083−100.0%Sold out
Holocene Advisors, LP0$00.00%−320,619−100.0%Sold out
Adage Capital Partners GP, L.L.C.0$00.00%−310,641−100.0%Sold out
Voloridge Investment Management, LLC0$00.00%−232,988−100.0%Sold out
Ossiam0$00.00%−163,536−100.0%Sold out
Atalanta Sosnoff Capital, LLC0$00.00%−160,277−100.0%Sold out
Rheos Capital Works Inc.0$00.00%−160,000−100.0%Sold out
Parallax Volatility Advisers, L.P.0$00.00%−114,402−100.0%Sold out
Cubist Systematic Strategies, LLC0$00.00%−88,978−100.0%Sold out
Quadrature Capital Ltd0$00.00%−74,764−100.0%Sold out
Gladius Capital Management LP0$00.00%−57,291−100.0%Sold out
Freemont Management S.A.0$00.00%−34,200−100.0%Sold out
Segall Bryant & Hamill, LLC0$00.00%−30,032−100.0%Sold out
Genus Capital Management Inc.0$00.00%−25,744−100.0%Sold out
Cantor Fitzgerald, L. P.0$00.00%−23,220−100.0%Sold out
Walleye Capital LLC0$00.00%−22,251−100.0%Sold out
Bourgeon Capital Management LLC0$00.00%−20,750−100.0%Sold out
Pearl River Capital, LLC0$00.00%−18,922−100.0%Sold out