Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Artemis Investment Management LLP | 0 | $0 | 0.00% | −16,921−100.0% | Sold out |
| Beck Bode, LLC | 0 | $0 | 0.00% | −13,474−100.0% | Sold out |
| Surience Private Wealth LLC | 0 | $0 | 0.00% | −13,198−100.0% | Sold out |
| IMC-Chicago, LLC | 0 | $0 | 0.00% | −12,608−100.0% | Sold out |
| L & S Advisors Inc | 0 | $0 | 0.00% | −12,430−100.0% | Sold out |
| Permanens Capital L.P. | 0 | $0 | 0.00% | −12,390−100.0% | Sold out |
| Fund Management at Engine No. 1 LLC | 0 | $0 | 0.00% | −12,128−100.0% | Sold out |
| BCJ Capital Management, LLC | 0 | $0 | 0.00% | −11,597−100.0% | Sold out |
| WBI Investments | 0 | $0 | 0.00% | −8,554−100.0% | Sold out |
| Stevens Capital Management LP | 0 | $0 | 0.00% | −8,374−100.0% | Sold out |
| Cunning Capital Partners, LP | 0 | $0 | 0.00% | −7,320−100.0% | Sold out |
| Worth Asset Management, LLC | 0 | $0 | 0.00% | −7,084−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −6,900−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −6,342−100.0% | Sold out |
| Versor Investments LP | 0 | $0 | 0.00% | −5,426−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −5,326−100.0% | Sold out |
| Fosun International Ltd | 0 | $0 | 0.00% | −5,188−100.0% | Sold out |
| Essex Investment Management Co LLC | 0 | $0 | 0.00% | −4,655−100.0% | Sold out |
| Rollins Financial | 0 | $0 | 0.00% | −4,288−100.0% | Sold out |
| Savoie Capital LLC | 0 | $0 | 0.00% | −3,465−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −3,445−100.0% | Sold out |
| Laird Norton Trust Company, LLC | 0 | $0 | 0.00% | −3,407−100.0% | Sold out |
| Alphadyne Asset Management LP | 0 | $0 | 0.00% | −3,168−100.0% | Sold out |
| CTC Alternative Strategies, Ltd. | 0 | $0 | 0.00% | −2,900−100.0% | Sold out |
| Alpha DNA Investment Management LLC | 0 | $0 | 0.00% | −2,874−100.0% | Sold out |
| Friedenthal Financial | 0 | $0 | 0.00% | −2,751−100.0% | Sold out |
| Mach-1 Financial Group, Inc. | 0 | $0 | 0.00% | −2,687−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −2,554−100.0% | Sold out |
| Eisler Capital (US) LLC | 0 | $0 | 0.00% | −2,431−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −2,349−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −2,221−100.0% | Sold out |
| Advisory Research Inc | 0 | $0 | 0.00% | −1,935−100.0% | Sold out |
| Cable Hill Partners, LLC | 0 | $0 | 0.00% | −1,909−100.0% | Sold out |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −1,775−100.0% | Sold out |
| Neo Ivy Capital Management | 0 | $0 | 0.00% | −1,760−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −1,752−100.0% | Sold out |
| Banque Pictet & Cie SA | 0 | $0 | 0.00% | −1,700−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −1,608−100.0% | Sold out |
| ISAM Funds (UK) Ltd | 0 | $0 | 0.00% | −1,516−100.0% | Sold out |
| C2C Wealth Management, LLC | 0 | $0 | 0.00% | −1,505−100.0% | Sold out |
| Capital CS Group, LLC | 0 | $0 | 0.00% | −1,437−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −1,314−100.0% | Sold out |
| Keebeck Alpha, LP | 0 | $0 | 0.00% | −1,255−100.0% | Sold out |
| Crestone Asset Management LLC | 0 | $0 | 0.00% | −1,255−100.0% | Sold out |
| Capital Markets Trading UK LLP | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| Members Capital Advisors Inc | 0 | $0 | 0.00% | −1,225−100.0% | Sold out |
| Marotta Asset Management | 0 | $0 | 0.00% | −1,192−100.0% | Sold out |
| Jessup Wealth Management, Inc | 0 | $0 | 0.00% | −1,174−100.0% | Sold out |
| Dentgroup LLC | 0 | $0 | 0.00% | −1,161−100.0% | Sold out |
| Destination Wealth Management | 0 | $0 | 0.00% | −1,150−100.0% | Sold out |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −1,108−100.0% | Sold out |
| Lloyd Advisory Services, LLC. | 0 | $0 | 0.00% | −1,065−100.0% | Sold out |
| Norden Group LLC | 0 | $0 | 0.00% | −1,065−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −1,047−100.0% | Sold out |
| Inceptionr LLC | 0 | $0 | 0.00% | −1,025−100.0% | Sold out |
| JSF Financial, LLC | 0 | $0 | 0.00% | −1,022−100.0% | Sold out |
| Q3 Asset Management | 0 | $0 | 0.00% | −958−100.0% | Sold out |
| Legacy Financial Group LLC | 0 | $0 | 0.00% | −956−100.0% | Sold out |
| Convergence Financial, LLC | 0 | $0 | 0.00% | −953−100.0% | Sold out |
| Weybosset Research & Management LLC | 0 | $0 | 0.00% | −950−100.0% | Sold out |
| Sonata Capital Group Inc | 0 | $0 | 0.00% | −916−100.0% | Sold out |
| PFG Investments, LLC | 0 | $0 | 0.00% | −865−100.0% | Sold out |
| Trellis Advisors, LLC | 0 | $0 | 0.00% | −828−100.0% | Sold out |
| Fortune 45 LLC | 0 | $0 | 0.00% | −828−100.0% | Sold out |
| Strategic Wealth Partners, Ltd. | 0 | $0 | 0.00% | −825−100.0% | Sold out |
| Keystone Financial Group | 0 | $0 | 0.00% | −808−100.0% | Sold out |
| Clarity Financial LLC | 0 | $0 | 0.00% | −793−100.0% | Sold out |
| Lavaca Capital LLC | 0 | $0 | 0.00% | −790−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −781−100.0% | Sold out |
| Vicus Capital | 0 | $0 | 0.00% | −771−100.0% | Sold out |
| Linscomb & Williams, Inc. | 0 | $0 | 0.00% | −758−100.0% | Sold out |
| Total Wealth Planning, LLC | 0 | $0 | 0.00% | −748−100.0% | Sold out |
| Hall Capital Management Co Inc | 0 | $0 | 0.00% | −745−100.0% | Sold out |
| Bessemer Securities LLC | 0 | $0 | 0.00% | −639−100.0% | Sold out |
| Strengthening Families & Communities, LLC | 0 | $0 | 0.00% | −503−100.0% | Sold out |
| Riverview Trust Co | 0 | $0 | 0.00% | −485−100.0% | Sold out |
| Briaud Financial Planning, Inc | 0 | $0 | 0.00% | −433−100.0% | Sold out |
| Earnest Partners LLC | 0 | $0 | 0.00% | −286−100.0% | Sold out |
| Hibernia Wealth Partners, LLC | 0 | $0 | 0.00% | −272−100.0% | Sold out |
| Rock Creek Group, LP | 0 | $0 | 0.00% | −247−100.0% | Sold out |
| Milestone Investment Advisors LLC | 0 | $0 | 0.00% | −160−100.0% | Sold out |
| Vestor Capital, LLC | 0 | $0 | 0.00% | −154−100.0% | Sold out |
| Authentikos Wealth Advisory, LLC | 0 | $0 | 0.00% | −149−100.0% | Sold out |
| IMA Wealth, Inc. | 0 | $0 | 0.00% | −145−100.0% | Sold out |
| Marquette Asset Management, LLC | 0 | $0 | 0.00% | −121−100.0% | Sold out |
| RVW Wealth, LLC | 0 | $0 | 0.00% | −53−100.0% | Sold out |
| Horizon Bancorp Inc | 0 | $0 | 0.00% | −53−100.0% | Sold out |
| West Tower Group, LLC | 0 | $0 | 0.00% | −51−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −29−100.0% | Sold out |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |
| Front Barnett Associates LLC | – | – | – | – | Not filed |
| Virginia Retirement Systems Et Al | – | – | – | – | Not filed |
| Mastrapasqua Asset Management Inc | – | – | – | – | Not filed |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |
| Colony Group LLC | – | – | – | – | Not filed |
| Advisor Partners II, LLC | – | – | – | – | Not filed |
| Sturgeon Ventures LLP | – | – | – | – | Not filed |
| Focus Financial Network, Inc. | – | – | – | – | Not filed |
| Triad Financial Advisors, Inc. | – | – | – | – | Not filed |
| Rothschild Investment Corp | – | – | – | – | Not filed |