Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nordwand Advisors, LLC | 420 | $124.2K | 0.03% | 00.0% | Unchanged |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 420 | $124.2K | 0.06% | +420 | New |
| General Partner, Inc. | 418 | $123.6K | 0.10% | 00.0% | Unchanged |
| Financial Freedom, LLC | 415 | $122.6K | 0.08% | −49−10.6% | Reduced |
| Bruce G. Allen Investments, LLC | 413 | $122.1K | 0.11% | +413 | New |
| Coppell Advisory Solutions LLC | 410 | $121.2K | 0.02% | +52+14.5% | Added |
| Duncker Streett & Co Inc | 401 | $118.6K | 0.03% | +2+0.5% | Added |
| Birchbrook, Inc. | 400 | $118.3K | 0.08% | +400 | New |
| Trust Co | 391 | $115.6K | 0.01% | 00.0% | Unchanged |
| Globeflex Capital L P | 386 | $114.1K | 0.01% | +386 | New |
| Motco | 382 | $112.9K | 0.01% | 00.0% | Unchanged |
| Delos Wealth Advisors, LLC | 376 | $111.2K | 0.16% | 00.0% | Unchanged |
| Cetera Trust Company, N.A | 359 | $106.1K | 0.07% | +359 | New |
| Atticus Wealth Management, LLC | 356 | $105.3K | 0.04% | 00.0% | Unchanged |
| Banco de Sabadell, S.A | 354 | $105.0K | 0.08% | −262−42.5% | Reduced |
| HighMark Wealth Management LLC | 352 | $104.0K | 0.08% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 350 | $103.5K | 0.02% | −7−2.0% | Reduced |
| Bear Mountain Capital, Inc. | 360 | $103.4K | 0.04% | +360 | New |
| FSA Wealth Management LLC | 349 | $103.0K | 0.05% | +349 | New |
| Centerpoint Advisors, LLC | 340 | $101.0K | 0.04% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 338 | $99.9K | 0.02% | −341−50.2% | Reduced |
| JJJ Advisors Inc. | 329 | $97.3K | 0.02% | +39+13.4% | Added |
| Rakuten Securities, Inc. | 326 | $96.4K | 0.08% | +326 | New |
| Strategic Investment Solutions, Inc. | 326 | $96.4K | 0.02% | +326 | New |
| Coston, McIsaac & Partners | 325 | $96.0K | 0.03% | +18+5.9% | Added |
| Ruedi Wealth Management, Inc. | 319 | $94.4K | 0.04% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 318 | $94.0K | 0.01% | −230−42.0% | Reduced |
| O'Dell Group, LLC | 315 | $93.2K | 0.02% | +315 | New |
| McClarren Financial Advisors, Inc. | 305 | $90.0K | 0.07% | +1+0.3% | Added |
| Clear Street Markets LLC | 300 | $89.0K | 0.04% | −500−62.5% | Reduced |
| Cassady Schiller Wealth Management, LLC | 300 | $88.7K | 0.04% | 00.0% | Unchanged |
| Morton Brown Family Wealth, LLC | 290 | $85.7K | 0.04% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 287 | $84.8K | 0.03% | −20−6.5% | Reduced |
| Barrett & Company, Inc. | 282 | $83.5K | 0.05% | 00.0% | Unchanged |
| SYSTM Wealth Solutions LLC | 282 | $83.5K | 0.01% | +282 | New |
| BFSG, LLC | 275 | $81.3K | 0.01% | +275 | New |
| Avion Wealth | 272 | $80.0K | 0.02% | −9−3.2% | Reduced |
| Virtus Investment Advisers, Inc. | 269 | $79.5K | 0.06% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 264 | $78.1K | 0.02% | +7+2.7% | Added |
| Bay Harbor Wealth Management, LLC | 262 | $77.5K | 0.03% | 00.0% | Unchanged |
| Scarborough Advisors, LLC | 260 | $76.9K | 0.02% | +260 | New |
| True Wealth Design, LLC | 253 | $74.7K | 0.02% | 00.0% | Unchanged |
| Nalls Sherbakoff Group, LLC | 251 | $74.2K | 0.07% | −350−58.2% | Reduced |
| LFA - Lugano Financial Advisors SA | 250 | $73.9K | 0.06% | −750−75.0% | Reduced |
| GoalVest Advisory LLC | 250 | $73.9K | 0.03% | −13−4.9% | Reduced |
| St. Johns Investment Management Company, LLC | 250 | $73.9K | 0.04% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $73.9K | 0.01% | 00.0% | Unchanged |
| Founders Capital Management | 249 | $73.7K | 0.05% | −13−5.0% | Reduced |
| JNBA Financial Advisors | 246 | $72.7K | 0.01% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $72.4K | 0.05% | −65−21.0% | Reduced |
| Providence Capital Advisors, LLC | 245 | $72.4K | 0.02% | −5−2.0% | Reduced |
| Clean Yield Group | 245 | $72.4K | 0.03% | 00.0% | Unchanged |
| Dividend Assets Capital, LLC | 229 | $68.0K | 0.01% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 228 | $67.4K | 0.00% | −434,172−99.9% | Reduced |
| Creative Capital Management Investments LLC | 228 | $67.4K | 0.04% | 00.0% | Unchanged |
| Horrell Capital Management, Inc. | 226 | $67.0K | 0.02% | 00.0% | Unchanged |
| Bray Capital Advisors | 222 | $65.7K | 0.02% | 00.0% | Unchanged |
| Moser Wealth Advisors, LLC | 220 | $65.0K | 0.04% | 00.0% | Unchanged |
| Canton Hathaway, LLC | 217 | $64.0K | 0.02% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 211 | $62.4K | 0.06% | +211 | New |
| Horizons Wealth Management | 211 | $62.3K | 0.04% | 00.0% | Unchanged |
| Atlantic Private Wealth, LLC | 210 | $62.0K | 0.06% | +1+0.5% | Added |
| Hobbs Group Advisors, LLC | 209 | $61.8K | 0.03% | +209 | New |
| Kiely Wealth Advisory Group, Inc. | 200 | $60.5K | 0.04% | +200 | New |
| Morgan Dempsey Capital Management LLC | 200 | $59.1K | 0.02% | 00.0% | Unchanged |
| Chelsea Counsel Co | 200 | $59.1K | 0.03% | 00.0% | Unchanged |
| Estabrook Capital Management | 200 | $59.1K | 0.01% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $59.1K | 0.02% | 00.0% | Unchanged |
| Broadwater Capital Management LLC | 200 | $59.1K | 0.05% | +200 | New |
| GW&K Investment Management, LLC | 193 | $57.0K | 0.00% | −1−0.5% | Reduced |
| America First Investment Advisors, LLC | 192 | $56.8K | 0.01% | 00.0% | Unchanged |
| Arlington Partners LLC | 189 | $55.9K | 0.02% | +189 | New |
| New England Capital Financial Advisors LLC | 189 | $55.8K | 0.03% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 187 | $55.3K | 0.05% | +5+2.7% | Added |
| VitalStone Financial, LLC | 182 | $54.0K | 0.04% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 181 | $53.6K | 0.02% | −25−12.1% | Reduced |
| Private Wealth Management Group, LLC | 169 | $50.0K | 0.02% | +169 | New |
| Lee Financial Co | 167 | $49.4K | 0.01% | +12+7.7% | Added |
| Capital Advisors, Ltd. LLC | 166 | $49.0K | 0.01% | 00.0% | Unchanged |
| HBC Financial Services, PLLC | 167 | $49.0K | 0.03% | 00.0% | Unchanged |
| Compass Wealth Management LLC | 165 | $48.8K | 0.01% | 00.0% | Unchanged |
| Global Wealth Strategies & Associates | 164 | $48.5K | 0.02% | 00.0% | Unchanged |
| Abich Financial Wealth Management LLC | 164 | $48.5K | 0.05% | +164 | New |
| Sachetta, LLC | 163 | $48.2K | 0.02% | +163 | New |
| WFA Asset Management Corp | 163 | $48.1K | 0.03% | −9−5.2% | Reduced |
| HWG Holdings LP | 162 | $47.9K | 0.02% | 00.0% | Unchanged |
| Centennial Bank | 158 | $46.7K | 0.03% | +27+20.6% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 157 | $46.5K | 0.00% | +37+30.8% | Added |
| Rational Advisors LLC | 155 | $45.8K | 0.00% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 155 | $45.8K | 0.01% | 00.0% | Unchanged |
| Park Place Capital Corp | 154 | $45.5K | 0.02% | −93−37.7% | Reduced |
| Private Ocean, LLC | 154 | $45.5K | 0.00% | 00.0% | Unchanged |
| Abound Wealth Management | 152 | $44.8K | 0.02% | +1+0.7% | Added |
| First Pacific Financial | 149 | $44.1K | 0.01% | 00.0% | Unchanged |
| Spectrum Wealth Counsel, LLC | 148 | $43.8K | 0.01% | +148 | New |
| DiNuzzo Private Wealth, Inc. | 137 | $40.5K | 0.01% | +137 | New |
| Moisand Fitzgerald Tamayo, LLC | 136 | $40.2K | 0.01% | 00.0% | Unchanged |
| Syntax Research, Inc. | 135 | $39.9K | 0.03% | 00.0% | Unchanged |
| Atlantic Edge Private Wealth Management, LLC | 134 | $39.6K | 0.02% | +134 | New |
| Fortitude Family Office, LLC | 133 | $39.3K | 0.03% | +133 | New |