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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q4 2023

Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,582
+211 vs. Q3 2023
Shares held
354.5M
−1.08M (−0.3%) vs. Q3 2023
Total value
$104.6B
+$7.48B (+7.7%) vs. Q3 2023
New holders
318
923 more added
Sold out
107
955 more reduced

37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 2,582 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ4 2023: $104.6B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.

Institutions holding CAT in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Intrepid Capital Management Inc733$216.7K0.15%+36+5.2%Added
Northcape Wealth Management, LLC732$216.4K0.08%−42−5.4%Reduced
Websterrogers Financial Advisors, LLC730$215.8K0.09%+730New
Tilia Fiduciary Partners, Inc.726$214.8K0.20%−32−4.2%Reduced
First International Bank & Trust725$214.4K0.08%+725New
Jackson Wealth Management, LLC721$213.0K0.03%−347−32.5%Reduced
First United Bank Trust720$212.9K0.09%+720New
Annis Gardner Whiting Capital Advisors, LLC717$212.0K0.09%+9+1.3%Added
Roberts Glore & Co Inc714$211.1K0.07%+714New
Kendall Capital Management714$211.1K0.08%+714New
Ulland Investment Advisors, LLC715$211.0K0.21%00.0%Unchanged
Ethos Financial Group, LLC713$211.0K0.04%+713New
Guardian Capital LP711$210.2K0.01%+711New
Sageworth Trust Co710$209.9K0.01%−40−5.3%Reduced
Private Capital Management LLC710$209.9K0.05%+710New
Saxon Interests, Inc.710$209.9K0.11%+710New
Sunpointe, LLC710$209.9K0.27%+710New
Luts & Greenleigh Group, Inc709$209.7K0.26%+709New
Lewis Asset Management, LLC708$209.4K0.19%+708New
Gamco Investors, Inc. Et Al708$209.3K0.00%−66−8.5%Reduced
Fragasso Group Inc.706$208.9K0.02%+706New
Aviso Wealth Management706$208.8K0.15%+706New
Eubel Brady & Suttman Asset Management Inc704$208.0K0.03%+704New
Successful Portfolios LLC703$208.0K0.16%+703New
Lynch & Associates702$207.6K0.05%+702New
TMD Wealth Management, LLC702$207.6K0.05%+702New
Owen LaRue, LLC701$207.4K0.20%+701New
Global Financial Private Client, LLC701$207.3K0.10%00.0%Unchanged
Trust Co of Kansas701$207.0K0.11%+701New
Penbrook Management LLC700$207.0K0.14%+700New
Stone Run Capital, LLC700$207.0K0.09%+700New
Northside Capital Management, LLC700$207.0K0.06%+700New
Meritas Wealth Management, LLC700$207.0K0.16%+700New
Key Client Fiduciary Advisors, LLC698$206.5K0.12%+698New
Keebeck Wealth Management, LLC698$206.4K0.03%+698New
Pekin Hardy Strauss, Inc.698$206.3K0.03%+698New
Independent Solutions Wealth Management, LLC697$206.1K0.05%+697New
Claret Asset Management Corp696$206.0K0.04%+696New
Chatham Capital Group, Inc.695$205.8K0.04%+695New
Clear Creek Financial Management, LLC694$205.2K0.03%−259−27.2%Reduced
Northeast Financial Consultants Inc692$204.6K0.01%+692New
Hills Bank & Trust Co691$204.3K0.02%00.0%Unchanged
Semus Wealth Partners LLC690$204.0K0.17%+690New
E Fund Management Co., Ltd.690$204.0K0.01%−107−13.4%Reduced
AlphaStar Capital Management, LLC689$203.7K0.02%+689New
Spartan Planning & Wealth Management686$202.8K0.22%−94−12.1%Reduced
Piscataqua Savings Bank686$202.8K0.19%00.0%Unchanged
Wealth Alliance Advisory Group, LLC685$202.5K0.05%+685New
Granite FO LLC685$202.5K0.14%00.0%Unchanged
Kerntke Otto McGlone Wealth Management Group684$202.4K0.20%+684New
Hartline Investment Corp683$201.9K0.03%+683New
Apella Capital, LLC705$201.6K0.01%+705New
Gallacher Capital Management LLC681$201.4K0.11%−825−54.8%Reduced
Prudent Man Advisors, LLC0$200.9K0.07%−390−100.0%Reduced
McLean Asset Management Corp695$200.8K0.08%+695New
Venturi Wealth Management, LLC679$200.7K0.01%−13−1.9%Reduced
Financial Enhancement Group LLC719$200.3K0.04%+719New
Pacific Center for Financial Services673$199.0K0.06%+3+0.4%Added
Pinnacle Bancorp, Inc.665$196.6K0.06%−132−16.6%Reduced
Ables, Iannone, Moore & Associates, Inc.660$195.1K0.15%+660New
Glass Jacobson Investment Advisors llc651$192.5K0.08%−2−0.3%Reduced
Pathway Financial Advisers, LLC649$191.8K0.07%+30+4.8%Added
Independence Bank of Kentucky645$190.7K0.07%+283+78.2%Added
AJOVista, LLC641$189.5K0.24%+641New
Godsey & Gibb Associates629$185.8K0.02%00.0%Unchanged
State of Wyoming615$181.8K0.03%−601−49.4%Reduced
Capital Analysts, LLC593$176.0K0.01%−3−0.5%Reduced
Main Street Group, LTD573$169.8K0.06%+573New
Planned Solutions, Inc.571$168.8K0.08%+571New
Beaird Harris Wealth Management, LLC562$166.2K0.02%+8+1.4%Added
Northwest Bank & Trust Co557$164.7K0.15%+557New
Stephens Consulting, LLC551$162.8K0.06%00.0%Unchanged
Pin Oak Investment Advisors Inc541$160.0K0.16%+2+0.4%Added
First Personal Financial Services533$157.6K0.04%00.0%Unchanged
Dakota Community Bank & Trust NA530$156.7K0.88%+31+6.2%Added
T. Rowe Price Investment Management, Inc.517$153.0K0.00%+517New
M&R Capital Management Inc500$147.8K0.04%−504−50.2%Reduced
Hillsdale Investment Management Inc.500$147.8K0.01%−190−27.5%Reduced
BKM Wealth Management, LLC495$146.6K0.06%+495New
West Branch Capital LLC492$145.5K0.07%+32+7.0%Added
TSFG, LLC490$145.0K0.05%−78−13.7%Reduced
Avalon Trust Co480$141.9K0.01%−304−38.8%Reduced
Frazier Financial Advisors, LLC477$141.0K0.12%+477New
ZRC Wealth Management, LLC512$139.7K0.08%+410+402.0%Added
SRS Capital Advisors, Inc.471$139.3K0.02%−17−3.5%Reduced
BOK Financial Private Wealth, Inc.468$138.4K0.01%00.0%Unchanged
C M Bidwell & Associates Ltd465$137.5K0.10%00.0%Unchanged
LM Advisors LLC461$136.3K0.03%+461New
AllSquare Wealth Management LLC448$132.5K0.08%00.0%Unchanged
Versant Capital Management, Inc447$132.2K0.04%+16+3.7%Added
Cherry Tree Wealth Management, LLC445$131.6K0.04%+50+12.7%Added
Financial Management Professionals, Inc.442$131.0K0.02%−171−27.9%Reduced
Cape Investment Advisory, Inc.443$131.0K0.06%−103−18.9%Reduced
DB Wealth Management Group, LLC435$128.6K0.07%00.0%Unchanged
Rowland & Co Investment Counsel431$127.5K0.03%00.0%Unchanged
Covestor Ltd430$127.0K0.09%−57−11.7%Reduced
Bank of New Hampshire428$126.5K0.04%00.0%Unchanged
Capula Management Ltd425$125.7K0.01%+425New
Silicon Valley Capital Partners424$125.4K0.02%+2+0.5%Added
Tradewinds Capital Management, LLC422$124.8K0.05%+2+0.5%Added