Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2022
Institutional positions in Prospect Capital Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- +23 vs. Q3 2022
- Shares held
- 31.0M
- +3.20M (+11.5%) vs. Q3 2022
- Total value
- $206.9M
- +$34.3M (+19.9%) vs. Q3 2022
- New holders
- 44
- 92 more added
- Sold out
- 21
- 55 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 3,384,568 | $23.7M | 0.06% | +191,888+6.0% | Added |
| Legal & General Group Plc | 2,625,056 | $18.4M | 0.01% | +109,695+4.4% | Added |
| BlackRock Inc. | 2,147,906 | $15.0M | 0.00% | +44,139+2.1% | Added |
| LSV Asset Management | 1,802,402 | $12.6M | 0.03% | −35,100−1.9% | Reduced |
| Morgan Stanley | 1,584,951 | $11.1M | 0.00% | +78,799+5.2% | Added |
| XML Financial, LLC | 933,994 | $6.53M | 0.82% | +582,653+165.8% | Added |
| Commonwealth Equity Services, LLC | 888,326 | $6.21M | 0.01% | +9,666+1.1% | Added |
| LPL Financial LLC | 825,634 | $5.77M | 0.00% | +29,428+3.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 666,177 | $4.66M | 0.02% | +59,463+9.8% | Added |
| Advisors Asset Management, Inc. | 640,556 | $4.48M | 0.09% | −87,509−12.0% | Reduced |
| First Republic Investment Management, Inc. | 603,239 | $4.22M | 0.01% | +49,317+8.9% | Added |
| Advisor Group Holdings, Inc. | 573,017 | $4.00M | 0.01% | +32,975+6.1% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 556,395 | $3.89M | 0.00% | −55,359−9.0% | Reduced |
| Muzinich & Co., Inc. | 556,395 | $3.89M | 3.43% | −55,359−9.0% | Reduced |
| McKinley Capital Management LLC /Delaware | 513,251 | $3.59M | 0.48% | −29,569−5.4% | Reduced |
| Northern Trust Corp | 444,623 | $3.11M | 0.00% | −34,357−7.2% | Reduced |
| International Assets Investment Management, LLC | 558,723 | $2.91M | 0.30% | +344,311+160.6% | Added |
| Raymond James & Associates | 412,526 | $2.88M | 0.00% | +8,877+2.2% | Added |
| UBS Group AG | 397,994 | $2.78M | 0.00% | −12,954−3.2% | Reduced |
| Two Sigma Advisers, LP | 395,200 | $2.76M | 0.01% | −577,300−59.4% | Reduced |
| Great West Life Assurance Co | 318,952 | $2.24M | 0.01% | +6,206+2.0% | Added |
| US Bancorp | 293,804 | $2.05M | 0.00% | −70,000−19.2% | Reduced |
| Group One Trading, L.P. | 287,778 | $2.01M | 0.07% | +91,327+46.5% | Added |
| D.A. Davidson & Co. | 256,606 | $1.79M | 0.02% | −720.0% | Reduced |
| Kestra Private Wealth Services, LLC | 223,149 | $1.56M | 0.08% | +6,394+2.9% | Added |
| DnB Asset Management AS | 212,110 | $1.48M | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 194,505 | $1.36M | 0.00% | −473−0.2% | Reduced |
| Philadelphia Trust Co | 194,100 | $1.36M | 0.15% | +3,000+1.6% | Added |
| Garner Asset Management Corp | 184,105 | $1.29M | 0.63% | +360+0.2% | Added |
| Sculati Wealth Management, LLC | 183,261 | $1.28M | 0.72% | +70,483+62.5% | Added |
| Nissay Asset Management Corp | 180,270 | $1.26M | 0.01% | 00.0% | Unchanged |
| Sona Asset Management (US) LLC | 160,000 | $1.12M | 0.32% | +160,000 | New |
| HighTower Advisors, LLC | 159,809 | $1.12M | 0.00% | −5,003−3.0% | Reduced |
| Invesco Ltd. | 156,438 | $1.09M | 0.00% | +41,192+35.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 154,472 | $1.08M | 0.00% | +7,009+4.8% | Added |
| Palogic Value Management, L.P. | 149,113 | $1.04M | 0.54% | +149,113 | New |
| D. E. Shaw & Co., Inc. | 148,007 | $1.03M | 0.00% | +81,463+122.4% | Added |
| Mariner, LLC | 142,310 | $995.0K | 0.00% | +142,310 | New |
| Money Concepts Capital Corp | 138,345 | $967.0K | 0.04% | +138,130+64,246.5% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 138,100 | $966.0K | 0.01% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 137,868 | $964.0K | 0.03% | +137,868 | New |
| Advisory Services Network, LLC | 137,422 | $960.6K | 0.03% | +25,554+22.8% | Added |
| Arkadios Wealth Advisors | 131,356 | $918.2K | 0.12% | −43,850−25.0% | Reduced |
| KBC Group NV | 127,031 | $888.0K | 0.00% | +124,331+4,604.9% | Added |
| Alberta Investment Management Corp | 124,900 | $873.1K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 116,069 | $811.3K | 0.00% | −8,624−6.9% | Reduced |
| Ameriprise Financial Inc | 113,838 | $796.0K | 0.00% | +20,068+21.4% | Added |
| AE Wealth Management LLC | 109,261 | $763.7K | 0.01% | +2,922+2.7% | Added |
| Merit Financial Group, LLC | 109,074 | $762.4K | 0.03% | +8,001+7.9% | Added |
| Bank of America Corp | 109,025 | $762.1K | 0.00% | +43,251+65.8% | Added |
| Sigma Planning Corp | 108,128 | $755.8K | 0.03% | +2,768+2.6% | Added |
| SMH Capital Advisors Inc | 100,442 | $702.1K | 1.02% | −14,668−12.7% | Reduced |
| Westwood Holdings Group Inc. | 93,501 | $654.0K | 0.01% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 90,625 | $633.5K | 0.09% | +24,989+38.1% | Added |
| Royal Bank of Canada | 87,185 | $609.0K | 0.00% | +1,318+1.5% | Added |
| GraniteShares Advisors LLC | 86,535 | $604.9K | 0.50% | −6,079−6.6% | Reduced |
| Caxton Associates LP | 84,709 | $592.1K | 0.04% | +84,709 | New |
| Prospera Financial Services Inc | 80,847 | $565.1K | 0.03% | +80,847 | New |
| Sheaff Brock Investment Advisors, LLC | 78,713 | $550.2K | 0.06% | +5,611+7.7% | Added |
| Stifel Financial Corp | 77,822 | $544.0K | 0.00% | +29,044+59.5% | Added |
| Eagle Global Advisors LLC | 76,350 | $533.7K | 0.04% | −100−0.1% | Reduced |
| Summit Global Investments | 75,000 | $524.0K | 0.04% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 71,961 | $503.0K | 0.00% | −1,197−1.6% | Reduced |
| Kestra Advisory Services, LLC | 69,702 | $487.2K | 0.00% | +2,116+3.1% | Added |
| Barrett & Company, Inc. | 68,104 | $476.0K | 0.31% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 64,974 | $454.2K | 0.27% | +64,974 | New |
| Centaurus Financial, Inc. | 64,086 | $448.0K | 0.04% | −2,000−3.0% | Reduced |
| Roman Butler Fullerton & Co | 51,778 | $384.2K | 0.20% | −1,214−2.3% | Reduced |
| Blair William & Co | 54,300 | $379.6K | 0.00% | 00.0% | Unchanged |
| Wealth Management Solutions, LLC | 53,926 | $377.0K | 0.20% | +1,397+2.7% | Added |
| JPMorgan Chase & Co | 53,398 | $373.0K | 0.00% | +21,535+67.6% | Added |
| Teamwork Financial Advisors, LLC | 51,724 | $361.6K | 0.07% | +3,191+6.6% | Added |
| Cetera Advisor Networks LLC | 51,723 | $361.5K | 0.00% | +1,600+3.2% | Added |
| Thrive Wealth Management, LLC | 51,543 | $360.3K | 0.10% | +94+0.2% | Added |
| Bank of Montreal | 50,000 | $358.0K | 0.00% | −7,000−12.3% | Reduced |
| Berkeley Capital Partners, LLC | 50,243 | $351.2K | 0.14% | 00.0% | Unchanged |
| Lodestar Private Asset Management LLC | 50,000 | $349.5K | 0.07% | +50,000 | New |
| Natixis | 49,176 | $343.7K | 0.00% | +4,733+10.6% | Added |
| Guggenheim Capital LLC | 48,240 | $337.2K | 0.00% | +6,177+14.7% | Added |
| Virtus ETF Advisers LLC | 47,348 | $331.0K | 0.17% | −10,592−18.3% | Reduced |
| Kathmere Capital Management, LLC | 47,267 | $330.4K | 0.06% | 00.0% | Unchanged |
| Jane Street Group, LLC | 46,862 | $327.6K | 0.00% | +29,922+176.6% | Added |
| Avantax Advisory Services, Inc. | 46,485 | $324.9K | 0.00% | +74+0.2% | Added |
| Clear Creek Financial Management, LLC | 44,681 | $312.3K | 0.07% | +8,897+24.9% | Added |
| Vanguard Capital Wealth Advisors | 44,628 | $311.9K | 0.36% | +1,149+2.6% | Added |
| Creative Planning | 43,728 | $305.7K | 0.00% | +8,747+25.0% | Added |
| Next Level Private LLC | 42,562 | $301.8K | 0.22% | +42,562 | New |
| Claro Advisors LLC | 42,390 | $296.3K | 0.10% | +42,390 | New |
| Creative Financial Designs Inc | 41,908 | $292.9K | 0.04% | +2,766+7.1% | Added |
| Cetera Investment Advisers | 39,733 | $277.7K | 0.00% | +2,522+6.8% | Added |
| Parallel Advisors, LLC | 39,711 | $277.6K | 0.01% | +36,123+1,006.8% | Added |
| Citigroup Inc | 38,464 | $268.9K | 0.00% | +38,454+384,540.0% | Added |
| Sunbelt Securities, Inc. | 38,081 | $266.2K | 0.05% | +19,244+102.2% | Added |
| Belpointe Asset Management LLC | 37,296 | $260.7K | 0.02% | +15,548+71.5% | Added |
| Bank of New York Mellon Corp | 36,428 | $254.6K | 0.00% | −2,307−6.0% | Reduced |
| Davenport & Co LLC | 36,006 | $252.0K | 0.00% | −12,000−25.0% | Reduced |
| Spire Wealth Management | 35,102 | $245.0K | 0.01% | +29,434+519.3% | Added |
| Cetera Advisors LLC | 33,829 | $236.5K | 0.00% | −12,489−27.0% | Reduced |
| Dudley Capital Management, LLC | 33,300 | $232.8K | 0.17% | +33,300 | New |
| Victory Capital Management Inc | 32,044 | $224.0K | 0.00% | −150.0% | Reduced |