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Prospect Capital Corp

PSEC
Exchange
Nasdaq
SEC CIK
0001287032

In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.

Other share classesPSEC.PA

13F holders, Q1 2021

Institutional positions in Prospect Capital Corp as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
192
No complete 13F data for Q4 2020
Shares held
35.0M
No complete 13F data for Q4 2020
Total value
$267.3M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 192 institutions
Q1 2021: 192 institutionsQ2 2021: 202 institutionsQ3 2021: 194 institutionsQ4 2021: 228 institutionsQ1 2022: 215 institutionsQ2 2022: 228 institutionsQ3 2022: 229 institutionsQ4 2022: 246 institutionsQ1 2023: 250 institutionsQ2 2023: 234 institutionsQ3 2023: 234 institutionsQ4 2023: 244 institutionsQ1 2024: 230 institutionsQ2 2024: 230 institutionsQ3 2024: 226 institutionsQ4 2024: 239 institutionsQ1 2025: 224 institutionsQ2 2025: 224 institutionsQ3 2025: 228 institutionsQ4 2025: 224 institutionsQ1 2026: 218 institutionsQ2 2026: 204 institutions
Value heldQ1 2021: $267.3M
Q1 2021: $267.3MQ2 2021: $316.6MQ3 2021: $258.3MQ4 2021: $254.5MQ1 2022: $232.4MQ2 2022: $206.6MQ3 2022: $174.7MQ4 2022: $206.9MQ1 2023: $203.2MQ2 2023: $194.5MQ3 2023: $195.5MQ4 2023: $219.5MQ1 2024: $228.3MQ2 2024: $221.4MQ3 2024: $200.9MQ4 2024: $193.5MQ1 2025: $239.8MQ2 2025: $208.4MQ3 2025: $224.4MQ4 2025: $214.1MQ1 2026: $223.8MQ2 2026: $206.6M
Institutions holding PSEC and their total value by quarter
QuarterHoldersValue
Q2 2026204$206.6M
Q1 2026218$223.8M
Q4 2025224$214.1M
Q3 2025228$224.4M
Q2 2025224$208.4M
Q1 2025224$239.8M
Q4 2024239$193.5M
Q3 2024226$200.9M
Q2 2024230$221.4M
Q1 2024230$228.3M
Q4 2023244$219.5M
Q3 2023234$195.5M
Q2 2023234$194.5M
Q1 2023250$203.2M
Q4 2022246$206.9M
Q3 2022229$174.7M
Q2 2022228$206.6M
Q1 2022215$232.4M
Q4 2021228$254.5M
Q3 2021194$258.3M
Q2 2021202$316.6M
Q1 2021192$267.3M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Prospect Capital Corp.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding PSEC in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
LSV Asset Management6,406,486$49.1M0.08%––
Legal & General Group Plc2,682,967$20.6M0.01%––
Van Eck Associates Corp2,515,058$19.3M0.05%––
Invesco Ltd.2,028,091$15.6M0.00%––
BlackRock Inc.1,635,655$12.5M0.00%––
Morgan Stanley1,312,193$10.1M0.00%––
Susquehanna International Group, LLP1,232,442$9.45M0.01%––
Sumitomo Mitsui Trust Holdings, Inc.1,219,308$9.35M0.01%––
Muzinich & Co., Inc.1,219,308$9.35M5.32%––
Commonwealth Equity Services, LLC866,231$6.64M0.02%––
UBS Group AG814,522$6.25M0.00%––
Advisor Group Holdings, Inc.596,289$4.57M0.01%––
LPL Financial LLC543,718$4.17M0.00%––
McKinley Capital Management LLC /Delaware540,726$4.15M0.31%––
California Public Employees Retirement System487,300$3.74M0.00%––
Citadel Advisors LLC479,963$3.68M0.00%––
US Bancorp424,242$3.25M0.01%––
Arrowstreet Capital, Limited Partnership423,530$3.25M0.00%––
First Republic Investment Management, Inc.370,734$2.84M0.01%––
International Assets Investment Management, LLC492,031$2.80M0.26%––
Cambridge Investment Research Advisors, Inc.337,958$2.59M0.01%––
Strategic Wealth Advisors Group, LLC333,533$2.56M0.13%––
Advisors Asset Management, Inc.311,010$2.39M0.04%––
Raymond James & Associates270,070$2.07M0.00%––
Group One Trading, L.P.269,085$2.06M0.05%––
XML Financial, LLC212,997$1.63M0.40%––
Royal Bank of Canada204,416$1.57M0.00%––
Kestra Private Wealth Services, LLC202,785$1.55M0.11%––
Garner Asset Management Corp183,545$1.41M0.74%––
Nissay Asset Management Corp180,270$1.38M0.01%––
Philadelphia Trust Co180,100$1.38M0.11%––
Allianz Asset Management GmbH179,917$1.38M0.00%––
Alberta Investment Management Corp177,700$1.36M0.01%––
D.A. Davidson & Co.172,200$1.32M0.02%––
SMH Capital Advisors Inc164,262$1.26M2.81%––
Macquarie Group Ltd160,841$1.23M0.00%––
DnB Asset Management AS159,575$1.22M0.01%––
Truist Financial Corp156,791$1.20M0.00%––
Wells Fargo & Company153,191$1.18M0.00%––
Concorde Asset Management, LLC152,910$1.17M0.68%––
Guggenheim Capital LLC140,563$1.08M0.01%––
Advisory Services Network, LLC135,674$1.04M0.04%––
Catalyst Capital Advisors LLC126,900$973.0K0.05%––
Integrated Wealth Concepts LLC124,707$957.0K0.04%––
Raymond James Financial Services Advisors, Inc.108,252$830.0K0.00%––
Sigma Planning Corp103,288$792.0K0.03%––
Blair William & Co102,400$785.0K0.00%––
Davenport & Co LLC97,406$747.0K0.01%––
Stifel Financial Corp91,272$700.0K0.00%––
Northern Trust Corp90,073$691.0K0.00%––
Eagle Global Advisors LLC87,320$670.0K0.05%––
JPMorgan Chase & Co86,572$664.0K0.00%––
Great West Life Assurance Co82,812$631.0K0.00%––
Aurora Private Wealth, Inc.80,463$617.0K0.26%––
Vanguard Capital Wealth Advisors76,098$605.7K0.52%––
Summit Global Investments75,000$575.0K0.04%––
Bank of America Corp73,176$562.0K0.00%––
Prospera Financial Services Inc72,000$552.0K0.03%––
Centaurus Financial, Inc.71,296$547.0K0.05%––
Sheaff Brock Investment Advisors, LLC70,596$541.0K0.06%––
Camelot Portfolios, LLC68,343$524.0K0.22%––
Ameriprise Financial Inc65,232$500.0K0.00%––
Independent Advisor Alliance64,640$496.0K0.03%––
Creative Planning64,093$492.0K0.00%––
Mackenzie Financial Corp63,844$490.0K0.00%––
Arkadios Wealth Advisors63,935$490.0K0.08%––
Virtus ETF Advisers LLC60,573$465.0K0.20%––
Harbour Investments, Inc.60,120$461.0K0.02%––
American Portfolios Advisors59,719$458.0K0.02%––
Eqis Capital Management, Inc.59,137$454.0K0.04%––
Bank of Montreal55,600$444.0K0.00%––
HighTower Advisors, LLC59,652$444.0K0.00%––
Susquehanna Fundamental Investments, LLC53,060$407.0K0.01%––
Stratos Wealth Partners, LTD.52,250$401.0K0.01%––
Roman Butler Fullerton & Co49,293$394.0K0.20%––
AE Wealth Management LLC50,381$386.0K0.00%––
Berkeley Capital Partners, LLC50,243$385.0K0.19%––
Mirae Asset Global Investments Co., Ltd.49,181$377.0K0.00%––
Kestra Advisory Services, LLC48,521$372.0K0.00%––
Goldman Sachs Group Inc47,057$361.0K0.00%––
Apollon Wealth Management, LLC46,900$360.0K0.07%––
Jane Street Group, LLC46,548$357.0K0.00%––
Victory Capital Management Inc45,739$351.0K0.00%––
Tower Research Capital LLC (TRC)38,233$293.0K0.00%––
SG Americas Securities, LLC37,098$285.0K0.00%––
Kathmere Capital Management, LLC36,339$279.0K0.06%––
Cetera Advisors LLC36,238$278.0K0.01%––
United Capital Financial Advisers, LLC35,783$274.0K0.00%––
Avantax Advisory Services, Inc.34,865$268.0K0.01%––
Wedbush Securities Inc34,616$266.0K0.01%––
Creative Financial Designs Inc34,154$262.0K0.05%––
Squarepoint Ops LLC32,796$252.0K0.00%––
Cetera Investment Advisers31,594$242.0K0.00%––
Teamwork Financial Advisors, LLC28,635$220.0K0.05%––
Millennium Management LLC27,012$207.0K0.00%––
Belpointe Asset Management LLC27,038$207.0K0.02%––
Shorepoint Capital Partners LLC27,000$207.0K0.11%––
Tennessee Valley Asset Management Partners26,993$207.0K0.05%––
Janney Montgomery Scott LLC25,503$196.0K0.00%––
Cresset Asset Management, LLC24,735$191.0K0.00%––