Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q3 2021
Institutional positions in Prospect Capital Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 194
- −8 vs. Q2 2021
- Shares held
- 33.6M
- −4.20M (−11.1%) vs. Q2 2021
- Total value
- $258.3M
- −$58.3M (−18.4%) vs. Q2 2021
- New holders
- 19
- 80 more added
- Sold out
- 27
- 49 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 3,151,453 | $24.3M | 0.06% | +557,671+21.5% | Added |
| BlackRock Inc. | 2,370,190 | $18.3M | 0.00% | +565,410+31.3% | Added |
| Invesco Ltd. | 2,361,071 | $18.2M | 0.00% | +353,061+17.6% | Added |
| Legal & General Group Plc | 2,311,608 | $17.8M | 0.01% | −162,838−6.6% | Reduced |
| LSV Asset Management | 2,225,835 | $17.1M | 0.03% | −3,723,173−62.6% | Reduced |
| Two Sigma Advisers, LP | 1,975,100 | $15.2M | 0.04% | +1,925,400+3,874.0% | Added |
| Morgan Stanley | 1,368,437 | $10.5M | 0.00% | +59,669+4.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,085,479 | $8.36M | 0.01% | +11,980+1.1% | Added |
| Muzinich & Co., Inc. | 1,085,479 | $8.36M | 5.58% | +11,980+1.1% | Added |
| Susquehanna International Group, LLP | 901,223 | $6.94M | 0.01% | +188,147+26.4% | Added |
| UBS Group AG | 893,749 | $6.88M | 0.00% | −10,366−1.1% | Reduced |
| Commonwealth Equity Services, LLC | 870,426 | $6.70M | 0.02% | −4,680−0.5% | Reduced |
| D. E. Shaw & Co., Inc. | 867,184 | $6.68M | 0.01% | +60,746+7.5% | Added |
| Allianz Asset Management GmbH | 607,343 | $4.68M | 0.00% | +362,512+148.1% | Added |
| LPL Financial LLC | 576,563 | $4.44M | 0.00% | +60,867+11.8% | Added |
| McKinley Capital Management LLC /Delaware | 562,837 | $4.33M | 0.41% | +34,649+6.6% | Added |
| Advisor Group Holdings, Inc. | 536,128 | $4.13M | 0.01% | +28,801+5.7% | Added |
| Advisors Asset Management, Inc. | 515,469 | $3.97M | 0.06% | +127,586+32.9% | Added |
| First Republic Investment Management, Inc. | 438,746 | $3.38M | 0.01% | +54,314+14.1% | Added |
| Two Sigma Investments, LP | 432,023 | $3.33M | 0.01% | +417,441+2,862.7% | Added |
| US Bancorp | 424,742 | $3.27M | 0.01% | −310−0.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 353,362 | $2.72M | 0.01% | −995−0.3% | Reduced |
| Strategic Wealth Advisors Group, LLC | 334,533 | $2.58M | 0.13% | −2,705−0.8% | Reduced |
| Raymond James & Associates | 312,468 | $2.41M | 0.00% | +103,387+49.4% | Added |
| DnB Asset Management AS | 263,170 | $2.03M | 0.01% | +52,805+25.1% | Added |
| D.A. Davidson & Co. | 244,724 | $1.88M | 0.02% | +34,531+16.4% | Added |
| XML Financial, LLC | 220,479 | $1.70M | 0.23% | +4,435+2.1% | Added |
| Kestra Private Wealth Services, LLC | 211,388 | $1.63M | 0.09% | +3,803+1.8% | Added |
| International Assets Investment Management, LLC | 242,883 | $1.62M | 0.29% | +7,600+3.2% | Added |
| Garner Asset Management Corp | 185,545 | $1.43M | 0.67% | +1,400+0.8% | Added |
| Philadelphia Trust Co | 183,600 | $1.41M | 0.10% | +2,000+1.1% | Added |
| Nissay Asset Management Corp | 180,270 | $1.39M | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 164,522 | $1.27M | 0.00% | +2,015+1.2% | Added |
| Mackenzie Financial Corp | 159,919 | $1.23M | 0.00% | +22,075+16.0% | Added |
| Truist Financial Corp | 156,279 | $1.20M | 0.00% | −943−0.6% | Reduced |
| Northern Trust Corp | 142,965 | $1.10M | 0.00% | +974+0.7% | Added |
| Alberta Investment Management Corp | 133,600 | $1.03M | 0.01% | −44,100−24.8% | Reduced |
| SMH Capital Advisors Inc | 132,197 | $1.02M | 1.87% | +10.0% | Added |
| Catalyst Capital Advisors LLC | 126,900 | $977.0K | 0.05% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 115,982 | $893.0K | 0.03% | −14,709−11.3% | Reduced |
| Great West Life Assurance Co | 113,716 | $881.0K | 0.00% | +25,417+28.8% | Added |
| Sigma Planning Corp | 112,088 | $863.0K | 0.03% | +668+0.6% | Added |
| Guggenheim Capital LLC | 103,496 | $797.0K | 0.00% | −7,750−7.0% | Reduced |
| Concorde Asset Management, LLC | 101,877 | $784.0K | 0.45% | +101,877 | New |
| Davenport & Co LLC | 95,021 | $732.0K | 0.01% | −6,385−6.3% | Reduced |
| Wells Fargo & Company | 93,736 | $722.0K | 0.00% | −17,576−15.8% | Reduced |
| Westwood Holdings Group Inc. | 92,667 | $714.0K | 0.01% | +92,667 | New |
| Raymond James Financial Services Advisors, Inc. | 91,798 | $707.0K | 0.00% | −14,993−14.0% | Reduced |
| Group One Trading, L.P. | 87,106 | $671.0K | 0.01% | −149,339−63.2% | Reduced |
| Bank of America Corp | 86,914 | $669.0K | 0.00% | −4,180−4.6% | Reduced |
| Aurora Private Wealth, Inc. | 84,178 | $648.0K | 0.26% | +70.0% | Added |
| Vanguard Capital Wealth Advisors | 86,259 | $636.0K | 0.48% | +5,722+7.1% | Added |
| Sheaff Brock Investment Advisors, LLC | 82,188 | $632.0K | 0.06% | +10,545+14.7% | Added |
| Virtus ETF Advisers LLC | 78,732 | $606.0K | 0.27% | +5,789+7.9% | Added |
| Prospera Financial Services Inc | 77,000 | $593.0K | 0.03% | 00.0% | Unchanged |
| AE Wealth Management LLC | 76,982 | $593.0K | 0.00% | +21,389+38.5% | Added |
| Summit Global Investments | 75,000 | $578.0K | 0.04% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 73,600 | $566.0K | 0.01% | +58,960+402.7% | Added |
| Ameriprise Financial Inc | 71,873 | $553.0K | 0.00% | +1,163+1.6% | Added |
| Centaurus Financial, Inc. | 69,386 | $534.0K | 0.04% | −1,800−2.5% | Reduced |
| Arkadios Wealth Advisors | 69,245 | $533.0K | 0.08% | +5,310+8.3% | Added |
| Kestra Advisory Services, LLC | 62,552 | $482.0K | 0.00% | +11,880+23.4% | Added |
| Independent Advisor Alliance | 61,540 | $474.0K | 0.03% | +4,391+7.7% | Added |
| American Portfolios Advisors | 58,715 | $452.1K | 0.02% | +2,187+3.9% | Added |
| Bank of Montreal | 55,600 | $444.0K | 0.00% | −2,851−4.9% | Reduced |
| Virtu Financial LLC | 57,473 | $443.0K | 0.04% | −184,544−76.3% | Reduced |
| Goldman Sachs Group Inc | 56,549 | $435.0K | 0.00% | +26,508+88.2% | Added |
| Harbour Investments, Inc. | 56,319 | $434.0K | 0.01% | −1,122−2.0% | Reduced |
| Roman Butler Fullerton & Co | 52,365 | $432.0K | 0.20% | +912+1.8% | Added |
| Blair William & Co | 54,400 | $419.0K | 0.00% | +2,000+3.8% | Added |
| Teamwork Financial Advisors, LLC | 53,245 | $410.0K | 0.08% | +18,771+54.4% | Added |
| Berkeley Capital Partners, LLC | 50,243 | $387.0K | 0.18% | 00.0% | Unchanged |
| Corsicana & Co. | 50,000 | $385.0K | 0.25% | 00.0% | Unchanged |
| Citadel Advisors LLC | 47,942 | $369.0K | 0.00% | −276,349−85.2% | Reduced |
| Eagle Global Advisors LLC | 47,440 | $365.0K | 0.02% | −42,550−47.3% | Reduced |
| Apollon Wealth Management, LLC | 46,900 | $361.0K | 0.05% | 00.0% | Unchanged |
| Victory Capital Management Inc | 42,608 | $328.0K | 0.00% | −1,995−4.5% | Reduced |
| Cetera Advisors LLC | 39,617 | $305.0K | 0.01% | −1,500−3.6% | Reduced |
| Susquehanna Fundamental Investments, LLC | 38,944 | $300.0K | 0.01% | +12,500+47.3% | Added |
| JPMorgan Chase & Co | 37,669 | $290.0K | 0.00% | −27,400−42.1% | Reduced |
| Belpointe Asset Management LLC | 36,661 | $283.0K | 0.02% | −90.0% | Reduced |
| Barclays PLC | 36,581 | $282.0K | 0.00% | −20,665−36.1% | Reduced |
| Kathmere Capital Management, LLC | 36,339 | $280.0K | 0.05% | 00.0% | Unchanged |
| Cetera Investment Advisers | 36,152 | $278.0K | 0.00% | +4,985+16.0% | Added |
| United Capital Financial Advisers, LLC | 35,843 | $276.0K | 0.00% | −2,201−5.8% | Reduced |
| Mercer Global Advisors Inc | 35,742 | $275.0K | 0.00% | +110.0% | Added |
| Avantax Advisory Services, Inc. | 34,507 | $265.0K | 0.00% | −412−1.2% | Reduced |
| Bank of New York Mellon Corp | 34,273 | $264.0K | 0.00% | +18,176+112.9% | Added |
| Creative Financial Designs Inc | 32,622 | $251.0K | 0.04% | +115+0.4% | Added |
| Spire Wealth Management | 30,195 | $233.0K | 0.01% | +159+0.5% | Added |
| Biltmore Capital Advisors LLC | 30,000 | $231.0K | 0.04% | +14,000+87.5% | Added |
| Cetera Advisor Networks LLC | 28,635 | $220.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 27,764 | $214.0K | 0.01% | −2,199−7.3% | Reduced |
| HighTower Advisors, LLC | 27,643 | $212.0K | 0.00% | −12,705−31.5% | Reduced |
| Koshinski Asset Management, Inc. | 27,452 | $211.4K | 0.02% | +12,942+89.2% | Added |
| Stratos Wealth Partners, LTD. | 27,006 | $208.0K | 0.01% | −24,201−47.3% | Reduced |
| Cadence Bank NA | 25,000 | $193.0K | 0.06% | +25,000 | New |
| Independent Financial Group, LLC | 24,735 | $190.5K | 0.02% | +381+1.6% | Added |
| Geneos Wealth Management Inc. | 23,595 | $184.0K | 0.01% | +1,990+9.2% | Added |
| Jefferies Group LLC | 23,000 | $177.1K | 0.00% | +23,000 | New |